- Type / Class
- Equity / COM NEW
- Total 13F shares
- 4,582,303
- Share change
- +761,495
- Total reported value
- $16,628,382
- Put/Call ratio
- 334%
- Price per share
- $3.63
- Number of holders
- 51
- Value change
- +$2,565,105
- Number of buys
- 31
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 032797300?
CUSIP 032797300 identifies AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 032797300:
Top shareholders of AVXL - ANAVEX LIFE SCIENCES CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,169,013
|
$7,143,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
—
class O/S missing
|
849,417
|
$5,190,000 | — | 30 Jun 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
—
class O/S missing
|
284,540
|
$1,739,000 | — | 30 Jun 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
226,288
|
$1,382,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
129,276
|
$790,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
127,591
|
$780,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
127,022
|
$776,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
112,867
|
$689,000 | — | 30 Jun 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
93,042
|
$568,000 | — | 30 Jun 2016 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
88,972
|
$544,000 | — | 30 Jun 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
68,464
|
$418,000 | — | 30 Jun 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
51,346
|
$314,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
51,277
|
$314,000 | — | 30 Jun 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
51,200
|
$313,000 | — | 30 Jun 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
—
class O/S missing
|
33,500
|
$205,000 | — | 30 Jun 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
31,376
|
$192,000 | — | 30 Jun 2016 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
26,457
|
$162,000 | — | 30 Jun 2016 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
—
class O/S missing
|
25,855
|
$158,000 | — | 30 Jun 2016 | |
| Veritable, L.P. |
13F
|
Company |
—
class O/S missing
|
25,000
|
$153,000 | — | 30 Jun 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
23,270
|
$142,000 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
23,051
|
$141,000 | — | 30 Jun 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
21,277
|
$130,000 | — | 30 Jun 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
20,457
|
$125,000 | — | 30 Jun 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
18,795
|
$114,837 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
15,288
|
$94,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
14,918
|
$91,000 | — | 30 Jun 2016 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,653
|
$90,000 | — | 30 Jun 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
14,454
|
$88,000 | — | 30 Jun 2016 | |
| Acrospire Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
14,200
|
$87,000 | — | 30 Jun 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
13,868
|
$85,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
11,780
|
$72,000 | — | 30 Jun 2016 | |
| STRS OHIO |
13F
|
Company |
—
class O/S missing
|
10,900
|
$66,000 | — | 30 Jun 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
—
class O/S missing
|
9,139
|
$55,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
5,825
|
$36,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
5,492
|
$33,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
4,990
|
$30,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
3,825
|
$24,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
2,000
|
$12,000 | — | 30 Jun 2016 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
1,344
|
$8,000 | — | 30 Jun 2016 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
1,291
|
$7,888 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
969
|
$6,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
891
|
$5,000 | — | 30 Jun 2016 | |
| AlphaMark Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
700
|
$4,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
400
|
$2,000 | — | 30 Jun 2016 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
250
|
$2,000 | — | 30 Jun 2016 |
Institutional Holders of ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) as of Q3 2016
As of 30 Sep 2016,
ANAVEX LIFE SCIENCES CORP. - COM NEW (AVXL) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,582,303 shares.
The largest 10 holders included
VANGUARD GROUP INC, BlackRock Fund Advisors, NORTHERN TRUST CORP, STATE STREET CORP, BlackRock Institutional Trust Company, N.A., GEODE CAPITAL MANAGEMENT, LLC, BlackRock Investment Management, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, D. E. Shaw & Co., Inc., and TIAA CREF INVESTMENT MANAGEMENT LLC.
This page lists
51
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
44
Q3 2016 holders
51
Holder diff
7
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.