Ownership

Michael J. Ellis

Insider Reports History

Entity: Individual
Location: 5757 N. Green Bay Avenue, Milwaukee, WI
Signature: /s/ Leanne Michels, attorney-in-fact
All insider transactions: Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Michael J. Ellis:

Stock	Role	Class	Num Shares	Value	Price $	Report Date	Ownership
ForgeRock, Inc.	10%+ Owner	Class B Common Stock	1.26M	$29.3M	$23.25	Sep 20, 2021	Direct
Altus Power, Inc.	Director	Class B Common Stock	14.1K	$799K	$56.68	Dec 9, 2021	Direct
Johnson Controls International plc	EVP Chief Digital & Customer O	Ordinary Shares	8.1K	$440K	$54.33	Dec 12, 2022	Direct
Altus Power, Inc.	Director	Warrants (Right to Buy)	18.4K	$203K	$11.00	Dec 9, 2021	Direct
Johnson Controls International plc	EVP Chief Digital & Customer O	Employee Stock Option (Right to Buy)	26.7K			Dec 12, 2022	Direct
ForgeRock, Inc.	10%+ Owner	Common Stock	0		$25.00	Sep 20, 2021	Direct

Showing 1 to 6 of 6 entries

Insider Reports Filed by Michael J. Ellis

Symbol	Company	Period	Transactions	Value $	Form Type	Date Filed	Role
JCI	Johnson Controls International plc	Dec 10, 2022	5	-$768K	4	Dec 12, 2022	EVP Chief Digital & Customer O
JCI	Johnson Controls International plc	Dec 9, 2022	1	-$79K	4	Dec 9, 2022	EVP Chief Digital & Customer O
JCI	Johnson Controls International plc	Dec 8, 2022	1	-$63.6K	4	Dec 9, 2022	EVP Chief Digital & Customer O
JCI	Johnson Controls International plc	Dec 8, 2022	5	-$4.71M	4	Dec 9, 2022	EVP Chief Digital & Customer O
JCI	Johnson Controls International plc	Dec 7, 2022	2	$746K	4	Dec 8, 2022	EVP Chief Digital & Customer O
JCI	Johnson Controls International plc	Dec 5, 2022	1	-$127K	4	Dec 6, 2022	EVP Chief Digital & Customer O
JCI	Johnson Controls International plc	Oct 14, 2022	1	-$971K	4	Oct 18, 2022	EVP Chief Digital & Customer O
JCI	Johnson Controls International plc	Dec 10, 2021	1	-$130K	4	Dec 13, 2021	EVP Chief Digital & Customer O
AMPS	Altus Power, Inc.	Dec 9, 2021	2	$203K	4	Dec 13, 2021	Director
JCI	Johnson Controls International plc	Dec 8, 2021	2	$0	4	Dec 10, 2021	EVP Chief Digital & Customer O
JCI	Johnson Controls International plc	Dec 5, 2021	1	-$144K	4	Dec 6, 2021	EVP Chief Digital & Customer O
FORG	ForgeRock, Inc.	Sep 20, 2021	2	$0	4	Sep 22, 2021	10%+ Owner
FORG	ForgeRock, Inc.	Sep 15, 2021	0	$0	3	Sep 15, 2021	10%+ Owner