Michael J. Ellis - Dec 8, 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
EVP Chief Digital & Customer O
Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Dec 8, 2022
Transactions value $
-$4,707,367
Form type
4
Date filed
12/9/2022, 03:28 PM
Previous filing
Dec 8, 2022
Next filing
Dec 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $2.86M +68.6K +115.87% $41.75 128K Dec 8, 2022 Direct
transaction JCI Ordinary Shares Sale -$748K -11.2K -8.79% $66.62 117K Dec 8, 2022 Direct F1
transaction JCI Ordinary Shares Sale -$2.26M -33.9K -29.1% $66.59 82.6K Dec 8, 2022 Direct F2
transaction JCI Ordinary Shares Sale -$4.56M -68.6K -83% $66.55 14K Dec 8, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -68.6K -100% $0.00* 0 Dec 8, 2022 Ordinary Shares 68.6K $41.75 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.56 to $66.69 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.27 to $66.75 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.27 to $66.76 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
F4 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.