Michael J. Ellis - Dec 10, 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: EVP Chief Digital & Customer O
Signature: /s/ Leanne Michels, attorney-in-fact
Stock symbol: JCI
Transactions as of: Dec 10, 2022
Transactions value $: -$768,374
Form type: 4
Date filed: 12/12/2022, 04:56 PM
Previous filing: Dec 9, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Tax liability	-$111K	-1.69K	-14.16%	$65.77	10.2K	Dec 10, 2022	Direct
transaction	JCI	Ordinary Shares	Options Exercise	$1.22M	+26.7K	+261.41%	$45.69	36.9K	Dec 12, 2022	Direct
transaction	JCI	Ordinary Shares	Sale	-$1.74M	-26.7K	-72.33%	$65.15	10.2K	Dec 12, 2022	Direct	F1
transaction	JCI	Ordinary Shares	Sale	-$138K	-2.12K	-20.71%	$65.12	8.1K	Dec 12, 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Options Exercise	$0	-26.7K	-50%	$0.00	26.7K	Dec 12, 2022	Ordinary Shares	26.7K	$45.69	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.30 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
F2	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.08 to $65.18 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Content

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.30 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.08 to $65.18 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.