MICHAEL J. ELLIS - 10 Dec 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: EVP Chief Digital & Customer O
Signature: /s/ Leanne Michels, attorney-in-fact
Issuer symbol: JCI
Transactions as of: 10 Dec 2022
Net transactions value: -$768,374
Form type: 4
Filing time: 12 Dec 2022, 16:56:44 UTC
Previous filing: 09 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Tax liability	$110,822	-1,685	-14%	$65.77	10,217	10 Dec 2022	Direct
transaction	JCI	Ordinary Shares	Options Exercise	$1,220,334	+26,709	+261%	$45.69	36,926	12 Dec 2022	Direct
transaction	JCI	Ordinary Shares	Sale	$1,740,091	-26,709	-72%	$65.15	10,217	12 Dec 2022	Direct	F1
transaction	JCI	Ordinary Shares	Sale	$137,794	-2,116	-21%	$65.12	8,101	12 Dec 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Options Exercise	$0	-26,709	-50%	$0.000000	26,709	12 Dec 2022	Ordinary Shares	26,709	$45.69	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.30 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
F2	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.08 to $65.18 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Content

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.30 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.08 to $65.18 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.