Key facts
- This page summarizes Michael J. Ellis's Form 4 filing for Johnson Controls International plc (JCI).
- 5 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Dec 2022, 16:56.
Michael J. Ellis - 10 Dec 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)
- Reporting relationship
- EVP Chief Digital & Customer O
- Issuer ticker
- JCI
- Reported as of
- 10 Dec 2022
- Net transaction value
- -$768,374
- SEC form
- 4
- Accepted by SEC
- 12 Dec 2022, 16:56:44 UTC
- Prior SEC filing
- 09 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Leanne Michels, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Michael J. Ellis filed Form 4 for Johnson Controls International plc (JCI) on 12 Dec 2022.
Change
- Previous filing in this sequence was filed on 09 Dec 2022.
- Current net transaction value: -$768,374.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
JCI
transaction
Ordinary Shares
Tax liability
- Transaction value
- $110,822
- Shares
- -1,685
- Change %
- -14%
- Price
- $65.77
- Shares after
- 10,217
- Date
- 10 Dec 2022
- Ownership
- Direct
JCI
transaction
Ordinary Shares
Options Exercise
- Transaction value
- $1,220,334
- Shares
- +26,709
- Change %
- +261%
- Price
- $45.69
- Shares after
- 36,926
- Date
- 12 Dec 2022
- Ownership
- Direct
JCI
transaction
Ordinary Shares
Sale
- Transaction value
- $1,740,091
- Shares
- -26,709
- Change %
- -72%
- Price
- $65.15
- Shares after
- 10,217
- Date
- 12 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
JCI
transaction
Ordinary Shares
Sale
- Transaction value
- $137,794
- Shares
- -2,116
- Change %
- -21%
- Price
- $65.12
- Shares after
- 8,101
- Date
- 12 Dec 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
JCI
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -26,709
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 26,709
- Date
- 12 Dec 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 26,709
- Exercise price
- $45.69
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.30 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
Footnote F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.08 to $65.18 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.