Ownership

Robert D. Pomeroy Jr.

Insider Reports History

Entity: Individual
Location: 312 Farmington Avenue, Farmington, CT
Signature: /s/ Robert D. Pomeroy, Jr.
All insider transactions: Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Robert D. Pomeroy Jr.:

Stock	Role	Class	Num Shares	Value	Price $	Report Date	Ownership
Horizon Technology Finance Corp	CEO and Chairman of the Board, Director	Common Stock	173K	$1.91M	$11.03	Dec 9, 2022	Direct
Horizon Technology Finance Corp	CEO and Chairman of the Board, Director	Common Stock	8.72K	$96.1K	$11.03	Dec 9, 2022	As custodian for grandchildren

Showing 1 to 2 of 2 entries

Insider Reports Filed by Robert D. Pomeroy Jr.

Symbol	Company	Period	Transactions	Value $	Form Type	Date Filed	Role
HRZN	Horizon Technology Finance Corp	Dec 9, 2022	2	$59.9K	4	Dec 12, 2022	CEO and Chairman of the Board, Director
HRZN	Horizon Technology Finance Corp	Jun 21, 2022	1	$45.2K	4	Jun 22, 2022	CHIEF EXECUTIVE OFFICER, Director
HRZN	Horizon Technology Finance Corp	May 6, 2022	2	$63.5K	4	May 9, 2022	CHIEF EXECUTIVE OFFICER, Director
HRZN	Horizon Technology Finance Corp	Dec 6, 2021	2	$50K	4	Dec 7, 2021	CHIEF EXECUTIVE OFFICER, Director