Robert D. Pomeroy Jr. - Dec 9, 2022 Form 4 Insider Report for Horizon Technology Finance Corp (HRZN)

Role
CEO and Chairman of the Board, Director
Signature
/s/ Robert D. Pomeroy, Jr.
Stock symbol
HRZN
Transactions as of
Dec 9, 2022
Transactions value $
$59,938
Form type
4
Date filed
12/12/2022, 08:30 AM
Previous filing
Jun 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRZN Common Stock Purchase $52.1K +4K +2.37% $13.03 173K Dec 9, 2022 Direct F1
transaction HRZN Common Stock Purchase $7.82K +600 +7.39% $13.03 8.72K Dec 9, 2022 As custodian for grandchildren F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F2 The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.