Key facts
- This page summarizes Robert D. Pomeroy Jr.'s Form 4 filing for Horizon Technology Finance Corp (HRZN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 12 Dec 2022, 08:30.
Robert D. Pomeroy Jr. - 09 Dec 2022 Form 4 Insider Report for Horizon Technology Finance Corp (HRZN)
- Reporting relationship
- CEO and Chairman of the Board, Director
- Issuer ticker
- HRZN
- Reported as of
- 09 Dec 2022
- Net transaction value
- +$59,938
- SEC form
- 4
- Accepted by SEC
- 12 Dec 2022, 08:30:06 UTC
- Prior SEC filing
- 22 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert D. Pomeroy, Jr.
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Robert D. Pomeroy Jr. filed Form 4 for Horizon Technology Finance Corp (HRZN) on 12 Dec 2022.
Change
- Previous filing in this sequence was filed on 22 Jun 2022.
- Current net transaction value: +$59,938.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HRZN
transaction
Common Stock
Purchase
- Transaction value
- $52,120
- Shares
- +4,000
- Change %
- +2.4%
- Price
- $13.03
- Shares after
- 172,821
- Date
- 09 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
HRZN
transaction
Common Stock
Purchase
- Transaction value
- $7,818
- Shares
- +600
- Change %
- +7.4%
- Price
- $13.03
- Shares after
- 8,717
- Date
- 09 Dec 2022
- Ownership
- As custodian for grandchildren
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Footnote F2
The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.