Robert D. Pomeroy Jr. - Dec 6, 2021 Form 4 Insider Report for Horizon Technology Finance Corp (HRZN)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Robert D. Pomeroy, Jr.
Stock symbol
HRZN
Transactions as of
Dec 6, 2021
Transactions value $
$49,953
Form type
4
Date filed
12/7/2021, 08:49 AM
Next filing
May 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRZN Common Stock Purchase $40.3K +2.5K +1.74% $16.11 146K Dec 6, 2021 Direct
transaction HRZN Common Stock Purchase $9.68K +600 +10.26% $16.13 6.45K Dec 6, 2021 As custodian for grandhildren F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $16.12 to $16.14, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer