Robert D. Pomeroy Jr. - 06 Dec 2021 Form 4 Insider Report for Horizon Technology Finance Corp (HRZN)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Robert D. Pomeroy, Jr.
Issuer symbol
HRZN
Transactions as of
06 Dec 2021
Net transactions value
+$49,953
Form type
4
Filing time
07 Dec 2021, 08:49:29 UTC
Next filing
09 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRZN Common Stock Purchase $40,275 +2,500 +1.7% $16.11 146,244 06 Dec 2021 Direct
transaction HRZN Common Stock Purchase $9,678 +600 +10% $16.13 6,448 06 Dec 2021 As custodian for grandhildren F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $16.12 to $16.14, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer