Saul B. Rosenthal

Insider Reports History

Reporting-owner location: Greenwich, CT
Latest reporting-owner signature: /s/ Saul B. Rosenthal
Source: Latest parsed Forms 3/4/5 signature
Transaction source note: Rows are grouped by transaction date from the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.

Reported holdings for Saul B. Rosenthal

Form 4 holding President, Director

Oxford Lane Capital Corp.

Security class: Common Stock
Shares / value: 5,474,887
Estimated value: $27,812,426
Report date: 17 Dec 2024
Price: $5.08
Ownership: Direct

Form 4 holding President, Director

Oxford Lane Capital Corp.

Security class: Common Stock
Shares / value: 2,315,000
Estimated value: $11,760,200
Report date: 17 Dec 2024
Price: $5.08
Ownership: Held by Saul Rosenthal 2012 Family Trust

Form 4 holding President, Director

Oxford Park Income Fund, Inc.

Security class: Common Stock
Shares / value: 521,058
Estimated value: $9,175,834
Report date: 01 Apr 2026
Price: $17.61
Ownership: Indirect

Form 4 holding President and COO

Oxford Square Capital Corp.

Security class: Common Stock, par value $0.01 per share
Shares / value: 2,201,479
Estimated value: $2,535,443
Report date: 20 May 2026
Price: $1.15
Ownership: Direct

Form 4 holding President and COO

Oxford Square Capital Corp.

Security class: Common Stock, par value $0.01 per share
Shares / value: 1,898
Estimated value: $3,359
Report date: 20 May 2026
Price: $1.77
Ownership: Indirect

Form 4 holding President and COO

Oxford Square Capital Corp.

Security class: Transferable Subscription Rights (right to buy)
Shares / value: 0
Estimated value
Report date: 14 Jun 2023
Price
Ownership: Direct
Underlying class: Common stock
Underlying amount

Insider Reports Filed by Saul B. Rosenthal

4 OXSQ

Oxford Square Capital Corp.

Report period: 20 May 2026
Transactions: 1
Transaction value: +$166,654
Accepted by SEC: 21 May 2026, 08:12
Role: President and COO
Next action: Open filing details

4

Oxford Park Income Fund, Inc.

Report period: 01 Apr 2026
Transactions: 1
Transaction value: +$5,000,000
Accepted by SEC: 04 May 2026, 18:36
Role: President, Director
Next action: Open filing details

4 OXLC

Oxford Lane Capital Corp.

Report period: 17 Dec 2024
Transactions: 1
Transaction value: +$15,036,800
Accepted by SEC: 17 Dec 2024, 16:18
Role: President, Director
Next action: Open filing details

4 OXLC

Oxford Lane Capital Corp.

Report period: 28 May 2024
Transactions: 2
Transaction value: +$25,002,000
Accepted by SEC: 29 May 2024, 08:01
Role: President, Director
Next action: Open filing details

4

Oxford Park Income Fund, Inc.

Report period: 01 May 2024
Transactions: 2
Transaction value: +$5,500,051
Accepted by SEC: 24 Sep 2024, 16:03
Role: President, Director
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 14 Jun 2023
Transactions: 2
Transaction value: +$1,367,756
Accepted by SEC: 06 Jul 2023, 15:21
Role: President and COO
Next action: Open filing details

3

Oxford Park Income Fund, Inc.

Report period: 03 Apr 2023
Transactions: 0
Transaction value: $0
Accepted by SEC: 03 Apr 2023, 10:12
Role: President, Director
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 27 May 2022
Transactions: 1
Transaction value: +$7,143
Accepted by SEC: 31 May 2022, 14:38
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 24 May 2022
Transactions: 2
Transaction value: +$20,114
Accepted by SEC: 26 May 2022, 10:42
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 20 May 2022
Transactions: 2
Transaction value: +$20,460
Accepted by SEC: 23 May 2022, 17:51
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 18 May 2022
Transactions: 1
Transaction value: +$40,960
Accepted by SEC: 19 May 2022, 20:38
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 16 May 2022
Transactions: 2
Transaction value: +$73,533
Accepted by SEC: 17 May 2022, 19:24
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 12 May 2022
Transactions: 2
Transaction value: +$143,162
Accepted by SEC: 16 May 2022, 08:52
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 10 May 2022
Transactions: 2
Transaction value: +$53,414
Accepted by SEC: 12 May 2022, 11:32
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 06 May 2022
Transactions: 2
Transaction value: +$120,508
Accepted by SEC: 09 May 2022, 20:04
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 04 May 2022
Transactions: 2
Transaction value: +$66,074
Accepted by SEC: 06 May 2022, 09:20
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 02 May 2022
Transactions: 2
Transaction value: +$138,470
Accepted by SEC: 04 May 2022, 09:02
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 23 Mar 2022
Transactions: 2
Transaction value: +$54,920
Accepted by SEC: 25 Mar 2022, 09:19
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 18 Mar 2022
Transactions: 3
Transaction value: +$46,155
Accepted by SEC: 22 Mar 2022, 17:33
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 16 Mar 2022
Transactions: 2
Transaction value: +$49,225
Accepted by SEC: 17 Mar 2022, 18:54
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 11 Mar 2022
Transactions: 2
Transaction value: +$52,926
Accepted by SEC: 14 Mar 2022, 18:19
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 09 Mar 2022
Transactions: 2
Transaction value: +$58,759
Accepted by SEC: 11 Mar 2022, 08:19
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 21 Dec 2021
Transactions: 2
Transaction value: +$71,117
Accepted by SEC: 23 Dec 2021, 10:28
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 17 Dec 2021
Transactions: 2
Transaction value: +$69,312
Accepted by SEC: 21 Dec 2021, 14:48
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 22 Sep 2021
Transactions: 2
Transaction value: +$53,952
Accepted by SEC: 24 Sep 2021, 16:12
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 20 Sep 2021
Transactions: 2
Transaction value: +$20,566
Accepted by SEC: 22 Sep 2021, 15:33
Role: President and COO
Next action: Open filing details

4 OXSQ

Oxford Square Capital Corp.

Report period: 19 Aug 2021
Transactions: 1
Transaction value: +$6,929
Accepted by SEC: 23 Aug 2021, 16:02
Role: President and COO
Next action: Open filing details

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