Saul B. Rosenthal

Insider Reports History

Entity
Individual
Location
8 Sound Shore Dr Ste 215, Greenwich, CT
Signature
/s/ Saul B. Rosenthal
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Saul B. Rosenthal:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Oxford Lane Capital Corp. President, Director Common Stock 2.51M $13.6M $5.40 May 28, 2024 Direct
Oxford Lane Capital Corp. President, Director Common Stock 2.32M $12.5M $5.40 May 28, 2024 Held by Saul Rosenthal 2012 Family Trust
Oxford Square Capital Corp. President and COO Common Stock, par value $0.01 per share 2.06M $5.47M $2.66 Jun 14, 2023 Direct
Oxford Square Capital Corp. President and COO Common Stock, par value $0.01 per share 1.1K $2.93K $2.66 Jun 14, 2023 Indirect
Oxford Park Income Fund, Inc. President, Director Common Stock 237K Sep 1, 2024 Indirect
Oxford Square Capital Corp. President and COO Transferable Subscription Rights (right to buy) 0 Jun 14, 2023 Direct

Insider Reports Filed by Saul B. Rosenthal

Symbol Company Period Transactions Value $ Form Type Date Filed Role
OXLC Oxford Lane Capital Corp. May 28, 2024 2 $25M 4 May 29, 2024 President, Director
NONE Oxford Park Income Fund, Inc. May 1, 2024 2 $5.5M 4 Sep 24, 2024 President, Director
OXSQ Oxford Square Capital Corp. Jun 14, 2023 2 $1.37M 4 Jul 6, 2023 President and COO
NONE Oxford Park Income Fund, Inc. Apr 3, 2023 0 $0 3 Apr 3, 2023 President, Director
OXSQ Oxford Square Capital Corp. May 27, 2022 1 $7.14K 4 May 31, 2022 President and COO
OXSQ Oxford Square Capital Corp. May 24, 2022 2 $20.1K 4 May 26, 2022 President and COO
OXSQ Oxford Square Capital Corp. May 20, 2022 2 $20.5K 4 May 23, 2022 President and COO
OXSQ Oxford Square Capital Corp. May 18, 2022 1 $41K 4 May 19, 2022 President and COO
OXSQ Oxford Square Capital Corp. May 16, 2022 2 $73.5K 4 May 17, 2022 President and COO
OXSQ Oxford Square Capital Corp. May 12, 2022 2 $143K 4 May 16, 2022 President and COO
OXSQ Oxford Square Capital Corp. May 10, 2022 2 $53.4K 4 May 12, 2022 President and COO
OXSQ Oxford Square Capital Corp. May 6, 2022 2 $121K 4 May 9, 2022 President and COO
OXSQ Oxford Square Capital Corp. May 4, 2022 2 $66.1K 4 May 6, 2022 President and COO
OXSQ Oxford Square Capital Corp. May 2, 2022 2 $138K 4 May 4, 2022 President and COO
OXSQ Oxford Square Capital Corp. Mar 23, 2022 2 $54.9K 4 Mar 25, 2022 President and COO
OXSQ Oxford Square Capital Corp. Mar 18, 2022 3 $46.2K 4 Mar 22, 2022 President and COO
OXSQ Oxford Square Capital Corp. Mar 16, 2022 2 $49.2K 4 Mar 17, 2022 President and COO
OXSQ Oxford Square Capital Corp. Mar 11, 2022 2 $52.9K 4 Mar 14, 2022 President and COO
OXSQ Oxford Square Capital Corp. Mar 9, 2022 2 $58.8K 4 Mar 11, 2022 President and COO
OXSQ Oxford Square Capital Corp. Dec 21, 2021 2 $71.1K 4 Dec 23, 2021 President and COO
OXSQ Oxford Square Capital Corp. Dec 17, 2021 2 $69.3K 4 Dec 21, 2021 President and COO
OXSQ Oxford Square Capital Corp. Sep 22, 2021 2 $54K 4 Sep 24, 2021 President and COO
OXSQ Oxford Square Capital Corp. Sep 20, 2021 2 $20.6K 4 Sep 22, 2021 President and COO
OXSQ Oxford Square Capital Corp. Aug 19, 2021 1 $6.93K 4 Aug 23, 2021 President and COO