Saul B. Rosenthal

Insider Reports History

Location
Greenwich, CT
Signature
/s/ Saul B. Rosenthal
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Saul B. Rosenthal:

Company Role Class Num Shares Value Price $ Report Date Ownership
Oxford Lane Capital Corp. President, Director Common Stock 5,474,887 $27,812,426 $5.08 17 Dec 2024 Direct
Oxford Lane Capital Corp. President, Director Common Stock 2,315,000 $11,760,200 $5.08 17 Dec 2024 Held by Saul Rosenthal 2012 Family Trust
Oxford Square Capital Corp. President and COO Common Stock, par value $0.01 per share 2,056,776 $5,471,024 $2.66 14 Jun 2023 Direct
Oxford Square Capital Corp. President and COO Common Stock, par value $0.01 per share 1,102 $2,931 $2.66 14 Jun 2023 Indirect
Oxford Park Income Fund, Inc. President, Director Common Stock 237,129 01 Sep 2024 Indirect
Oxford Square Capital Corp. President and COO Transferable Subscription Rights (right to buy) 0 14 Jun 2023 Direct

Insider Reports Filed by Saul B. Rosenthal

Symbol Company Period Transactions Value $ Form Type Role Filing Time
OXLC Oxford Lane Capital Corp. 17 Dec 2024 1 +$15,036,800 4 President, Director 17 Dec 2024, 16:18
OXLC Oxford Lane Capital Corp. 28 May 2024 2 +$25,002,000 4 President, Director 29 May 2024, 08:01
/report/000094562124000768-rosenthal-saul-b-2024-05-01 Oxford Park Income Fund, Inc. 01 May 2024 2 +$5,500,051 4 President, Director 24 Sep 2024, 16:03
OXSQ Oxford Square Capital Corp. 14 Jun 2023 2 +$1,367,756 4 President and COO 06 Jul 2023, 15:21
/report/000121390023025944-rosenthal-saul-b-2023-04-03 Oxford Park Income Fund, Inc. 03 Apr 2023 0 $0 3 President, Director 03 Apr 2023, 10:12
OXSQ Oxford Square Capital Corp. 27 May 2022 1 +$7,143 4 President and COO 31 May 2022, 14:38
OXSQ Oxford Square Capital Corp. 24 May 2022 2 +$20,114 4 President and COO 26 May 2022, 10:42
OXSQ Oxford Square Capital Corp. 20 May 2022 2 +$20,460 4 President and COO 23 May 2022, 17:51
OXSQ Oxford Square Capital Corp. 18 May 2022 1 +$40,960 4 President and COO 19 May 2022, 20:38
OXSQ Oxford Square Capital Corp. 16 May 2022 2 +$73,533 4 President and COO 17 May 2022, 19:24
OXSQ Oxford Square Capital Corp. 12 May 2022 2 +$143,162 4 President and COO 16 May 2022, 08:52
OXSQ Oxford Square Capital Corp. 10 May 2022 2 +$53,414 4 President and COO 12 May 2022, 11:32
OXSQ Oxford Square Capital Corp. 06 May 2022 2 +$120,508 4 President and COO 09 May 2022, 20:04
OXSQ Oxford Square Capital Corp. 04 May 2022 2 +$66,074 4 President and COO 06 May 2022, 09:20
OXSQ Oxford Square Capital Corp. 02 May 2022 2 +$138,470 4 President and COO 04 May 2022, 09:02
OXSQ Oxford Square Capital Corp. 23 Mar 2022 2 +$54,920 4 President and COO 25 Mar 2022, 09:19
OXSQ Oxford Square Capital Corp. 18 Mar 2022 3 +$46,155 4 President and COO 22 Mar 2022, 17:33
OXSQ Oxford Square Capital Corp. 16 Mar 2022 2 +$49,225 4 President and COO 17 Mar 2022, 18:54
OXSQ Oxford Square Capital Corp. 11 Mar 2022 2 +$52,926 4 President and COO 14 Mar 2022, 18:19
OXSQ Oxford Square Capital Corp. 09 Mar 2022 2 +$58,759 4 President and COO 11 Mar 2022, 08:19
OXSQ Oxford Square Capital Corp. 21 Dec 2021 2 +$71,117 4 President and COO 23 Dec 2021, 10:28
OXSQ Oxford Square Capital Corp. 17 Dec 2021 2 +$69,312 4 President and COO 21 Dec 2021, 14:48
OXSQ Oxford Square Capital Corp. 22 Sep 2021 2 +$53,952 4 President and COO 24 Sep 2021, 16:12
OXSQ Oxford Square Capital Corp. 20 Sep 2021 2 +$20,566 4 President and COO 22 Sep 2021, 15:33
OXSQ Oxford Square Capital Corp. 19 Aug 2021 1 +$6,929 4 President and COO 23 Aug 2021, 16:02