Key facts
- This page summarizes Saul B. Rosenthal's Form 4 filing for Oxford Lane Capital Corp. (OXLC).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 17 Dec 2024, 16:18.
Saul B. Rosenthal - 17 Dec 2024 Form 4 Insider Report for Oxford Lane Capital Corp. (OXLC)
- Reporting relationship
- President, Director
- Issuer ticker
- OXLC
- Reported as of
- 17 Dec 2024
- Net transaction value
- +$15,036,800
- SEC form
- 4
- Accepted by SEC
- 17 Dec 2024, 16:18:25 UTC
- Prior SEC filing
- 29 May 2024
- Next SEC filing
- 04 May 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Saul B. Rosenthal
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Saul B. Rosenthal filed Form 4 for Oxford Lane Capital Corp. (OXLC) on 17 Dec 2024.
Change
- Previous filing in this sequence was filed on 29 May 2024.
- Current net transaction value: +$15,036,800.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OXLC
transaction
Common Stock
Purchase
- Transaction value
- $15,036,800
- Shares
- +2,960,000
- Change %
- +118%
- Price
- $5.08
- Shares after
- 5,474,887
- Date
- 17 Dec 2024
- Ownership
- Direct
- Footnotes
- F1
OXLC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,315,000
- Date
- 17 Dec 2024
- Ownership
- Held by Saul Rosenthal 2012 Family Trust
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.