Saul B. Rosenthal - Dec 17, 2024 Form 4 Insider Report for Oxford Lane Capital Corp. (OXLC)

Role
President, Director
Signature
/s/ Saul B. Rosenthal
Stock symbol
OXLC
Transactions as of
Dec 17, 2024
Transactions value $
$15,036,800
Form type
4
Date filed
12/17/2024, 04:18 PM
Previous filing
May 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXLC Common Stock Purchase $15M +2.96M +117.7% $5.08 5.47M Dec 17, 2024 Direct F1
holding OXLC Common Stock 2.32M Dec 17, 2024 Held by Saul Rosenthal 2012 Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.