Saul B. Rosenthal - May 27, 2022 Form 4 Insider Report for Oxford Square Capital Corp. (OXSQ)

Role
President and COO
Signature
/s/ Saul B. Rosenthal
Stock symbol
OXSQ
Transactions as of
May 27, 2022
Transactions value $
$7,143
Form type
4
Date filed
5/31/2022, 02:38 PM
Previous filing
May 26, 2022
Next filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXSQ Common Stock Purchase $7.14K +1.77K +0.12% $4.03 1.54M May 27, 2022 Direct F1, F2
holding OXSQ Common Stock 933 May 27, 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.
F2 The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $4.02 to $4.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3 Shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal by virtue of his ownership interest therein.