Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
San Diego, CA
SEC filing record 1 source field available
Fiscal year end
31 December
LPL Financial LLC has filed 110 SEC EDGAR filings since 22 Jun 2007

SEC filing history

Showing 26-50 of 97 matching filings.

Per page
25
Current page
2
13F-HR File 028-12526

13F-HR filing

Filing date
10 May 2023
Reporting date
31 Mar 2023
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
07 Feb 2023
Reporting date
31 Dec 2022
SEC evidence
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SC 13G

SC 13G

Filing date
03 Feb 2023
Reporting date
Not listed
SEC evidence
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SC 13G

SC 13G

Filing date
03 Feb 2023
Reporting date
Not listed
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SC 13G

SC 13G

Filing date
03 Feb 2023
Reporting date
Not listed
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SC 13G/A

SC 13G/A

Filing date
17 Jan 2023
Reporting date
Not listed
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SC 13G/A

SC 13G/A

Filing date
17 Jan 2023
Reporting date
Not listed
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SC 13G/A

SC 13G/A

Filing date
17 Jan 2023
Reporting date
Not listed
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13F-HR File 028-12526

13F-HR filing

Filing date
14 Nov 2022
Reporting date
30 Sep 2022
SEC evidence
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SC 13G

SC 13G

Filing date
06 Oct 2022
Reporting date
Not listed
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
12 Aug 2022
Reporting date
30 Jun 2022
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
16 May 2022
Reporting date
31 Mar 2022
SEC evidence
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SC 13G

SC 13G

Filing date
14 Feb 2022
Reporting date
Not listed
SEC evidence
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SC 13G

SC 13G

Filing date
14 Feb 2022
Reporting date
Not listed
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
14 Feb 2022
Reporting date
31 Dec 2021
SEC evidence
Open document Open filing
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13F-HR File 028-12526

13F-HR filing

Filing date
15 Nov 2021
Reporting date
30 Sep 2021
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
13 Aug 2021
Reporting date
30 Jun 2021
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
14 May 2021
Reporting date
31 Mar 2021
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
12 Feb 2021
Reporting date
31 Dec 2020
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
09 Nov 2020
Reporting date
30 Sep 2020
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
13 Aug 2020
Reporting date
30 Jun 2020
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
14 May 2020
Reporting date
31 Mar 2020
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
14 Feb 2020
Reporting date
31 Dec 2019
SEC evidence
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13F-HR File 028-12526

13F-HR filing

Filing date
13 Nov 2019
Reporting date
30 Sep 2019
SEC evidence
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SC 13G/A

SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL

Filing date
10 Oct 2019
Reporting date
Not listed
SEC evidence
Open document Open filing
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