UBS SECURITIES LLC reports

Company location: New York, NY
Fiscal year end: 31 December

UBS SECURITIES LLC has filed 85 SEC EDGAR filings since 01 Mar 2002

SEC filing history

Showing 51-68 of 68 matching filings.

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UPLOAD

UPLOAD filing

Filing date: 07 Jun 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

X-17A-5 filing

Filing date: 01 Mar 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

X-17A-5 filing

Filing date: 01 Mar 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

X-17A-5 filing

Filing date: 03 Mar 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 29 Feb 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 29 Feb 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 02 Mar 2015
Reporting date: 31 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 02 Mar 2015
Reporting date: 31 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 06 Mar 2014
Reporting date: 31 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 06 Mar 2014
Reporting date: 31 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 01 Mar 2013
Reporting date: 31 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 01 Mar 2013
Reporting date: 31 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 29 Feb 2012
Reporting date: 31 Dec 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 29 Feb 2012
Reporting date: 31 Dec 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 01 Mar 2011
Reporting date: 31 Dec 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 01 Mar 2011
Reporting date: 31 Dec 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 01 Mar 2010
Reporting date: 31 Dec 2009
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-22651

AUTO-GENERATED PAPER DOCUMENT

Filing date: 01 Mar 2010
Reporting date: 31 Dec 2009
SEC evidence: Open document Open filing
Next action: Verify source filing