Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
New York, NY
SEC filing record 1 source field available
Fiscal year end
31 December
UBS SECURITIES LLC has filed 85 SEC EDGAR filings since 01 Mar 2002

SEC filing history

Showing 26-50 of 68 matching filings.

Per page
25
Current page
2
ATS-N/CA File 013-00069

ATS-N/CA filing

Filing date
16 Oct 2023
Reporting date
Not listed
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13F-NT File 028-21412

13F-NT filing

Filing date
11 Aug 2023
Reporting date
30 Jun 2023
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ATS-N/UA File 013-00069

ATS-N/UA filing

Filing date
25 Jul 2023
Reporting date
Not listed
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ATS-N/MA File 013-00069

ATS-N/MA filing

Filing date
07 Jun 2023
Reporting date
Not listed
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ATS-N/UA File 013-00069

ATS-N/UA filing

Filing date
01 Jun 2023
Reporting date
Not listed
SEC evidence
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13F-NT File 028-21412

13F-NT filing

Filing date
12 May 2023
Reporting date
31 Mar 2023
SEC evidence
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13F-NT File 028-21412

13F-NT filing

Filing date
08 Feb 2023
Reporting date
31 Dec 2022
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ATS-N/UA File 013-00069

ATS-N/UA filing

Filing date
20 Jan 2023
Reporting date
Not listed
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13F-NT File 028-21412

13F-NT filing

Filing date
10 Nov 2022
Reporting date
30 Sep 2022
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13F-NT File 028-21412

13F-NT filing

Filing date
10 Aug 2022
Reporting date
30 Jun 2022
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ATS-N/UA File 013-00069

ATS-N/UA filing

Filing date
27 Jul 2022
Reporting date
Not listed
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ATS-N/UA File 013-00069

ATS-N/UA filing

Filing date
19 Jul 2022
Reporting date
Not listed
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13F-NT File 028-21412

13F-NT filing

Filing date
16 May 2022
Reporting date
31 Mar 2022
SEC evidence
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ATS-N/UA File 013-00069

ATS-N/UA filing

Filing date
28 Apr 2022
Reporting date
Not listed
SEC evidence
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X-17A-5 File 008-22651

X-17A-5 filing

Filing date
28 Feb 2022
Reporting date
31 Dec 2021
SEC evidence
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13F-NT File 028-21412

13F-NT filing

Filing date
14 Feb 2022
Reporting date
31 Dec 2021
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13F-NT File 028-21412

13F-NT filing

Filing date
15 Nov 2021
Reporting date
30 Sep 2021
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ATS-N/MA File 013-00069

ATS-N/MA filing

Filing date
13 Aug 2021
Reporting date
Not listed
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ATS-N/UA File 013-00069

ATS-N/UA filing

Filing date
10 Aug 2021
Reporting date
Not listed
SEC evidence
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X-17A-5 File 008-22651

X-17A-5 filing

Filing date
01 Mar 2021
Reporting date
31 Dec 2020
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ATS-N/MA File 013-00069

ATS-N/MA filing

Filing date
17 Nov 2020
Reporting date
Not listed
SEC evidence
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X-17A-5 File 008-22651

X-17A-5 filing

Filing date
03 Mar 2020
Reporting date
31 Dec 2019
SEC evidence
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ATS-N/MA File 013-00069

ATS-N/MA filing

Filing date
13 Jan 2020
Reporting date
Not listed
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ATS-N/UA File 013-00069

ATS-N/UA filing

Filing date
12 Dec 2019
Reporting date
Not listed
SEC evidence
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ATS-N/UA File 013-00069

ATS-N/UA filing

Filing date
02 Oct 2019
Reporting date
Not listed
SEC evidence
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