UBS SECURITIES LLC

Business address
11 Madison Avenue, New York, NY, 10010
State of incorporation
DE
Fiscal year end
31 December
Former names
UBS WARBURG LLC (to 03 Mar 2003)
UBS SECURITIES LLC has filed 80 SEC EDGAR filings since 01 Mar 2002

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
ATS-N/UA Open Document Open Filing 10 Dec 2025 013-00069
13F-NT Open Document Open Filing 14 Nov 2025 30 Sep 2025 028-21412
ATS-N/UA Open Document Open Filing 07 Oct 2025 013-00069
ATS-N/MA Open Document Open Filing 08 Sep 2025 013-00069
13F-NT Open Document Open Filing 14 Aug 2025 30 Jun 2025 028-21412
13F-NT Open Document Open Filing 14 May 2025 31 Mar 2025 028-21412
ATS-N/UA Open Document Open Filing 17 Apr 2025 013-00069
ATS-N/UA Open Document Open Filing 27 Mar 2025 013-00069
X-17A-5 Open Document Open Filing 03 Mar 2025 31 Dec 2024 008-22651
13F-NT Open Document Open Filing 14 Feb 2025 31 Dec 2024 028-21412
13F-NT Open Document Open Filing 13 Nov 2024 30 Sep 2024 028-21412
ATS-N/MA Open Document Open Filing 08 Oct 2024 013-00069
13F-NT Open Document Open Filing 14 Aug 2024 30 Jun 2024 028-21412
13F-NT Open Document Open Filing 13 May 2024 31 Mar 2024 028-21412
ATS-N/UA Open Document Open Filing 17 Apr 2024 013-00069
X-17A-5 Open Document Open Filing 02 Apr 2024 31 Dec 2023 008-22651
ATS-N/UA Open Document Open Filing 20 Mar 2024 013-00069
13F-NT Open Document Open Filing 07 Feb 2024 31 Dec 2023 028-21412
13F-NT Open Document Open Filing 09 Nov 2023 30 Sep 2023 028-21412
ATS-N/UA Open Document Open Filing 20 Oct 2023 013-00069
ATS-N/CA Open Document Open Filing 16 Oct 2023 013-00069
13F-NT Open Document Open Filing 11 Aug 2023 30 Jun 2023 028-21412
ATS-N/UA Open Document Open Filing 25 Jul 2023 013-00069
ATS-N/MA Open Document Open Filing 07 Jun 2023 013-00069
ATS-N/UA Open Document Open Filing 01 Jun 2023 013-00069
13F-NT Open Document Open Filing 12 May 2023 31 Mar 2023 028-21412
13F-NT Open Document Open Filing 08 Feb 2023 31 Dec 2022 028-21412
ATS-N/UA Open Document Open Filing 20 Jan 2023 013-00069
13F-NT Open Document Open Filing 10 Nov 2022 30 Sep 2022 028-21412
13F-NT Open Document Open Filing 10 Aug 2022 30 Jun 2022 028-21412
ATS-N/UA Open Document Open Filing 27 Jul 2022 013-00069
ATS-N/UA Open Document Open Filing 19 Jul 2022 013-00069
13F-NT Open Document Open Filing 16 May 2022 31 Mar 2022 028-21412
ATS-N/UA Open Document Open Filing 28 Apr 2022 013-00069
X-17A-5 Open Document Open Filing 28 Feb 2022 31 Dec 2021 008-22651
13F-NT Open Document Open Filing 14 Feb 2022 31 Dec 2021 028-21412
13F-NT Open Document Open Filing 15 Nov 2021 30 Sep 2021 028-21412
ATS-N/MA Open Document Open Filing 13 Aug 2021 013-00069
ATS-N/UA Open Document Open Filing 10 Aug 2021 013-00069
X-17A-5 Open Document Open Filing 01 Mar 2021 31 Dec 2020 008-22651
ATS-N/MA Open Document Open Filing 17 Nov 2020 013-00069
X-17A-5 Open Document Open Filing 03 Mar 2020 31 Dec 2019 008-22651
ATS-N/MA Open Document Open Filing 13 Jan 2020 013-00069
ATS-N/UA Open Document Open Filing 12 Dec 2019 013-00069
ATS-N/UA Open Document Open Filing 02 Oct 2019 013-00069
UPLOAD Open Document Open Filing 07 Jun 2019
X-17A-5 Open Document Open Filing 01 Mar 2019 31 Dec 2018 008-22651
X-17A-5 Open Document Open Filing 01 Mar 2018 31 Dec 2017 008-22651
X-17A-5 Open Document Open Filing 03 Mar 2017 31 Dec 2016 008-22651
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 29 Feb 2016 31 Dec 2015 008-22651
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 29 Feb 2016 31 Dec 2015 008-22651
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-22651
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-22651
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 06 Mar 2014 31 Dec 2013 008-22651
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 06 Mar 2014 31 Dec 2013 008-22651
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-22651
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-22651
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-22651
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-22651