Entity Type
Company
Filer Snapshot
UBS SECURITIES LLC SEC EDGAR Filings
SEC filings, ownership reports, and insider transactions for CIK 0000230611.
Total Filings
84
Latest Filing
27 Apr 2026
Industry
n/a
Save this filer page for the next filing cycle
Keep this page in your research queue, then return to compare new filings with prior context.
Save and revisit
Save this filer page
Create a free account to keep this page in your watchlists and return after a new SEC filing changes the record here.
Best next steps
Start with the latest filings table, then open the strongest context page for this filer.
- Use the filings table to verify the newest submission, form type, and report period.
- Open the deeper context page only when this filer actually has insider or ownership signal.
Source: SEC filing ATS-N/UA
View Source Filing
ATS-N/UA filed on 27 Apr 2026 for CIK 0000230611.
- Business address
- 11 Madison Avenue, New York, NY, 10010
- State of incorporation
- DE
- Fiscal year end
- 31 December
- Former names
- UBS WARBURG LLC (to 03 Mar 2003)
Quick Takeaways
- UBS SECURITIES LLC is an SEC filer tracked under CIK 0000230611.
- 84 filings are listed on this profile.
- Common form coverage includes ATS-N/UA, ATS-N/MA, X-17A-5 and more.
What Changed
- Latest filing: ATS-N/UA filed on 27 Apr 2026.
- Report period: not specified in filing header.
Why This Matters
- You can quote filing dates and form types directly from the SEC record on this page.
- Use this profile before deeper ownership or insider analysis to confirm filing history context.
Source Evidence
Source: SEC filing ATS-N/UA
View Source Filing
ATS-N/UA filed on 27 Apr 2026 for CIK 0000230611.
Return Loop
Why revisit this filer page
A newly filed ATS-N/UA can change the filing history, ownership context, or next research path for UBS SECURITIES LLC.
- Latest source-backed update
- ATS-N/UA filed 27 Apr 2026
- Why come back
- Revisit after a new SEC filing appears to compare the updated record with prior filings.
- Latest filing on record: ATS-N/UA filed 27 Apr 2026.
- Save this filer if you want a stable place to return after the next filing cycle.
- Open the latest filing table or ownership context to verify what changed.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
What changed recently for UBS SECURITIES LLC
Latest 13F period: Q4 2025. Open the source-backed page to inspect the fresh filing or facts context.
Update date
30 Jan 2026
Page type
Filer profile
Latest period
Q4 2025
Institutional portfolio context was refreshed from a 13F filing filed on 30 Jan 2026.
Benchmark Context
Benchmark context for this company
UBS SECURITIES LLC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.
Compared with
Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.
Why this is notable
Latest 13F period: Q4 2025. That gives you a fresh baseline before you compare this company with peers.
- Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
- Open the facts page first if you want the cleanest path to verification.
Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.
Filer Overview
UBS SECURITIES LLC has filed 84 SEC EDGAR filings since 01 Mar 2002. Common forms include ATS-N/UA, ATS-N/MA, X-17A-5, 13F-NT and more.
Latest Filings
Recent SEC filings for UBS SECURITIES LLC with direct links to document and filing folders.
About this filer
UBS SECURITIES LLC files with the SEC under CIK 0000230611. This page aggregates EDGAR filings and related ownership activity.
FAQ
- What is a CIK?
- A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
- Why are some filings missing?
- New filings appear as the SEC updates EDGAR, and older records can vary by availability.
- How often is this page updated?
- Updates follow new EDGAR submissions and periodic data refreshes.