UBS SECURITIES LLC SEC EDGAR Filings (CIK 0000230611)

SEC EDGAR filings, ownership reports, and insider transactions for UBS SECURITIES LLC.

Business address
11 Madison Avenue, New York, NY, 10010
State of incorporation
DE
Fiscal year end
31 December
Former names
UBS WARBURG LLC (to 03 Mar 2003)
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UBS SECURITIES LLC has filed 81 SEC EDGAR filings since 01 Mar 2002

Latest Filings

Recent SEC filings for UBS SECURITIES LLC including 13F-NT, ATS-N/UA, ATS-N/MA and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 30 Jan 2026 31 Dec 2025 028-21412
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 10 Dec 2025 013-00069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2025 30 Sep 2025 028-21412
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 07 Oct 2025 013-00069
ATS-N/MA Open ATS-N/MA document View SEC filing for ATS-N/MA 08 Sep 2025 013-00069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2025 30 Jun 2025 028-21412
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2025 31 Mar 2025 028-21412
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 17 Apr 2025 013-00069
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 27 Mar 2025 013-00069
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 03 Mar 2025 31 Dec 2024 008-22651
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2025 31 Dec 2024 028-21412
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2024 30 Sep 2024 028-21412
ATS-N/MA Open ATS-N/MA document View SEC filing for ATS-N/MA 08 Oct 2024 013-00069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2024 30 Jun 2024 028-21412
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2024 31 Mar 2024 028-21412
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 17 Apr 2024 013-00069
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 02 Apr 2024 31 Dec 2023 008-22651
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 20 Mar 2024 013-00069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Feb 2024 31 Dec 2023 028-21412
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Nov 2023 30 Sep 2023 028-21412
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 20 Oct 2023 013-00069
ATS-N/CA Open ATS-N/CA document View SEC filing for ATS-N/CA 16 Oct 2023 013-00069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2023 30 Jun 2023 028-21412
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 25 Jul 2023 013-00069
ATS-N/MA Open ATS-N/MA document View SEC filing for ATS-N/MA 07 Jun 2023 013-00069
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 01 Jun 2023 013-00069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2023 31 Mar 2023 028-21412
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Feb 2023 31 Dec 2022 028-21412
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 20 Jan 2023 013-00069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2022 30 Sep 2022 028-21412
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2022 30 Jun 2022 028-21412
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 27 Jul 2022 013-00069
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 19 Jul 2022 013-00069
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2022 31 Mar 2022 028-21412
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 28 Apr 2022 013-00069
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 28 Feb 2022 31 Dec 2021 008-22651
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2022 31 Dec 2021 028-21412
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Nov 2021 30 Sep 2021 028-21412
ATS-N/MA Open ATS-N/MA document View SEC filing for ATS-N/MA 13 Aug 2021 013-00069
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 10 Aug 2021 013-00069
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2021 31 Dec 2020 008-22651
ATS-N/MA Open ATS-N/MA document View SEC filing for ATS-N/MA 17 Nov 2020 013-00069
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 03 Mar 2020 31 Dec 2019 008-22651
ATS-N/MA Open ATS-N/MA document View SEC filing for ATS-N/MA 13 Jan 2020 013-00069
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 12 Dec 2019 013-00069
ATS-N/UA Open ATS-N/UA document View SEC filing for ATS-N/UA 02 Oct 2019 013-00069
UPLOAD Open UPLOAD document View SEC filing for UPLOAD 07 Jun 2019
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2019 31 Dec 2018 008-22651
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Mar 2018 31 Dec 2017 008-22651
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 03 Mar 2017 31 Dec 2016 008-22651
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 29 Feb 2016 31 Dec 2015 008-22651
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 29 Feb 2016 31 Dec 2015 008-22651
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-22651
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-22651
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 06 Mar 2014 31 Dec 2013 008-22651
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 06 Mar 2014 31 Dec 2013 008-22651
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-22651
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2013 31 Dec 2012 008-22651
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-22651
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 29 Feb 2012 31 Dec 2011 008-22651
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2011 31 Dec 2010 008-22651
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2011 31 Dec 2010 008-22651
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Mar 2010 31 Dec 2009 008-22651
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2010 31 Dec 2009 008-22651

About this filer

UBS SECURITIES LLC files with the SEC under CIK 0000230611. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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