SEC ownership of ESS Tech, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001819438.

Comparable stake leader

SOFTBANK GROUP CORP.

Disclosed value leader

SOFTBANK GROUP CORP.

Comparable rows

50/50

Latest evidence

29 May 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
SOFTBANK GROUP CORP.
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
29 May 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001819438
Issuer location
Wilsonville, OR

Ownership snapshot

Top shareholders of ESS Tech, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
SOFTBANK GROUP CORP.
Disclosed value leader
SOFTBANK GROUP CORP.
Comparable rows
50/50
Latest evidence
29 May 2026
3/4/5 13D/G 13F Lead comparable stake: 20% 13D/G row: SOFTBANK GROUP CORP. Showing 1-8 of 50 holder rows.

Quick read

SOFTBANK GROUP CORP. leads the comparable SEC ownership view at 20%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens SOFTBANK GROUP CORP.'s linked filing trail.
Comparable ownership Top 5
SOFTBANK GROUP CORP. 20%
Ayrton Capital LLC 10%
Alyeska Investment Group, L.P. 5.2%
Jigish Dhirajlal Trivedi 1%
Anthony Rabb 0.4%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
SOFTBANK GROUP CORP.
3/4/5 13D/G 13F
Director, 10%+ Owner · SB Energy Global Holdings One Ltd. · Company
20%
from 13D/G
$44,970,887
35,953,699 shares
09 Nov 2021
Ayrton Capital LLC
13D/G
10%
$3,290,312
3,018,635 shares
$0 31 Mar 2026
Alyeska Investment Group, L.P.
13F 13D/G
Company
5.2%
from 13D/G
$1,638,000
1,400,000 shares
31 Mar 2026
Jigish Dhirajlal Trivedi
3/4/5
COO
1%
$464,750
275,000 shares
18 Aug 2025
Anthony Rabb
3/4/5
Chief Financial Officer
0.4%
$214,408
109,392 shares
20 May 2025
Michael R. Niggli
3/4/5
Director
0.33%
$116,256
90,825 shares
13 Oct 2025
Harry Quarls
3/4/5
Director
0.25%
$80,459
68,769 shares
29 May 2026
Raffi Garabedian
3/4/5
Director
0.2%
$62,226
53,185 shares
29 May 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$12,786.

Buys
$25,660
Insiders: 1
Sells
$12,874
Insiders: 2
Net
+$12,786
Shares: +13,100
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 25,000 Shares: 11,900
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 25,000 8,890 $25,660 $8,239 +$17,421
3-6 0 3,010 $0 $4,635 -$4,635
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 30 reporting-owner rows connected to ESS Tech, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
30
Largest Forms 3/4/5 holder
SOFTBANK GROUP CORP.
Net 12M change
+$12,786
Latest report
04 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
SOFTBANK GROUP CORP. Director, 10%+ Owner $44,970,887 Mixed 09 Nov 2021
HONEYWELL INTERNATIONAL INC 10%+ Owner $20,627,886 Mixed 21 Sep 2023
Craig E. Evans President, Director $10,533,477 Mixed 13 Mar 2023
ACON S2 Sponsor, L.L.C. 10%+ Owner $7,629,880 Mixed 08 Oct 2021
Eric P. Dresselhuys Chief Executive Officer, Director $943,910 Filing P/S 18 Nov 2024
Amir Moftakhar Chief Financial Officer $699,010 Mixed 19 Oct 2022
Jigish Dhirajlal Trivedi Coo $464,750 Mixed 18 Aug 2025
Anthony Rabb Chief Financial Officer $214,408 Mixed 20 May 2025
Kelly F. Goodman Officer title: Chief Strategy Officer and General Counsel $196,845 -$8,344 -4.1% Filing P/S 21 May 2026
Kate Eileen Suhadolnik Chief Financial Officer $150,243 -$4,530 -2.9% Filing P/S 21 May 2026
Michael R. Niggli Director $116,256 Mixed 13 Oct 2025
Daryl C. Wilson Director $94,873 Mixed 01 Jun 2022
Harry Quarls Director $80,459 Median 29 May 2026
Claudia Gast Director $74,665 Mixed 01 Jun 2022
Jeff Bodner Chief Accounting Officer $68,669 Mixed 08 Feb 2022
D. Shadrick Wilson Director $62,540 Mixed 08 Oct 2021
Sarah Kirshbaum Levy Director $62,540 Mixed 08 Oct 2021
Janie Goddard Director $62,540 Mixed 08 Oct 2021
Raffi Garabedian Director $62,226 Median 29 May 2026
Alexi Wellman Director $61,306 Median 29 May 2026

Recent insider transactions for ESS Tech, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Drew P. Buckley GWH Common Stock Purchase $25,660 $1.03 25,000 25,000 04 Jun 2026 Direct
Alexi Wellman GWH Common Stock Award 34.8% 13,513 52,399 29 May 2026 Direct
Harry Quarls GWH Common Stock Award 24.5% 13,513 68,769 29 May 2026 Direct
Sandeep Nijhawan GWH Common Stock Award 46.5% 13,513 42,563 29 May 2026 Direct
Rich Hossfeld GWH Common Stock Award 48.5% 13,513 41,372 29 May 2026 Direct
Raffi Garabedian GWH Common Stock Award 34.1% 13,513 53,185 29 May 2026 Direct
Kate Eileen Suhadolnik GWH Common Stock Sale -1.18% $1,796 $0.9346 -1,922 160,757 22 May 2026 Direct
Kelly F. Goodman GWH Common Stock Sale -1.29% $2,571 $0.9346 -2,751 210,620 22 May 2026 Direct
Kate Eileen Suhadolnik GWH Common Stock Sale -1.06% $1,593 $0.9181 -1,735 162,679 21 May 2026 Direct
Kelly F. Goodman GWH Common Stock Sale -1.15% $2,279 $0.9181 -2,482 213,371 21 May 2026 Direct
Kate Eileen Suhadolnik GWH Common Stock Sale -0.45% $1,141 $1.54 -741 164,414 20 Feb 2026 Direct
Kelly F. Goodman GWH Common Stock Sale -1.04% $3,494 $1.54 -2,269 215,853 20 Feb 2026 Direct
Kate Eileen Suhadolnik GWH Common Stock Award 497.2% 137,500 165,155 13 Feb 2026 Direct
Kate Eileen Suhadolnik GWH Stock Option (right to buy) Award 137,500 137,500 13 Feb 2026 Direct
Kelly F. Goodman GWH Common Stock Award 170.6% 137,500 218,122 13 Feb 2026 Direct
Kelly F. Goodman GWH Stock Option (right to buy) Award 137,500 137,500 13 Feb 2026 Direct
Drew P. Buckley GWH Stock Option (right to buy) Award 550,000 550,000 28 Jan 2026 Direct
Kate Eileen Suhadolnik GWH Common Stock Tax liability -4.49% -1,299 27,655 20 Nov 2025 Direct
Kelly F. Goodman GWH Common Stock Tax liability -5.3% -4,513 80,622 20 Nov 2025 Direct
Michael R. Niggli GWH Common Stock Award 17.5% 13,513 90,825 13 Oct 2025 Direct
Alexi Wellman GWH Common Stock Award 53.3% 13,513 38,886 13 Oct 2025 Direct
Harry Quarls GWH Common Stock Award 13,513 13,513 13 Oct 2025 Direct
Sandeep Nijhawan GWH Common Stock Award 87% 13,513 29,050 13 Oct 2025 Direct
Raffi Garabedian GWH Common Stock Award 51.7% 13,513 39,672 13 Oct 2025 Direct
Rich Hossfeld GWH Common Stock Award 94.2% 13,513 27,859 13 Oct 2025 Direct
Kyle Teamey GWH Common Stock Award 53.6% 13,513 38,740 13 Oct 2025 Direct
Kate Eileen Suhadolnik GWH Common Stock Tax liability -4.08% -1,232 28,954 20 Aug 2025 Direct
Kelly F. Goodman GWH Common Stock Tax liability -4.84% -4,326 85,135 20 Aug 2025 Direct
Jigish Dhirajlal Trivedi GWH Common Stock Award 275,000 275,000 18 Aug 2025 Direct
* marks a reported price that did not pass the local price check.
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