| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Buckley Drew P | CEO, Director | C/O ESS TECH, INC, 26440 SW PARKWAY AVE, WILSONVILLE | /s/ Kate Suhadolnik, by power of attorney | 29 Jan 2026 | 0002106707 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GWH | Stock Option (right to buy) | Award | $0 | +550,000 | $0.000000 | 550,000 | 28 Jan 2026 | Common Stock | 550,000 | $1.68 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | 25 % of the shares subject to the option will vest on February 20, 2027 and 1/16th of the shares subject to the option shall vest quarterly thereafter, subject to the Reporting Person remains as Service Provider to the issuer through each such vest date. |