Quick Takeaways
- PHAT - Phathom Pharmaceuticals, Inc. has 19 insiders with reported activity on this page.
- Net insider value flow over the last year: -$12,195.
- Recent transaction rows are available for direct filing-level review.
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Net insider flow leans to selling over the last 12 months. Net value: -$12,195.
$14,609
Shares: 3,780
Insiders: 1
$26,804
Shares: 2,677
Insiders: 1
-$12,195
Shares: +1,103
Insiders: 0
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 985 | $0 | $12,653 | -$12,653 |
| 9-12 | 3,780 | 1,692 | $14,609 | $14,152 | +$458 |
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Medicxi Ventures Management (Jersey) Ltd | 10%+ Owner | $60,463,034 | Mixed | 24 Jan 2024 | ||
| TAKEDA PHARMACEUTICAL CO LTD | 10%+ Owner | $30,420,222 | Filing P/S | 24 Jan 2024 | ||
| James N. Topper | Director, 10%+ Owner | $19,639,309 | +$14,609 | +0.07% | Mixed | 03 Jun 2025 |
| David A. Socks | Director | $11,216,740 | Mixed | 23 May 2024 | ||
| Azmi Nabulsi | Chief Operating Officer | $10,029,637 | Mixed | 27 Feb 2025 | ||
| Steven L. Basta | President and CEO, Director | $4,785,898 | Mixed | 10 Feb 2026 | ||
| Sanjeev Narula | Chief Financial & Bus. Officer | $3,439,266 | Mixed | 02 Jan 2026 | ||
| Terrie Curran | President and Chief Executive, Director | $2,399,933 | Mixed | 27 Feb 2025 | ||
| Asit Parikh | Director | $1,602,130 | Mixed | 10 Mar 2026 | ||
| Molly Henderson | CFO and CBO | $1,558,384 | Mixed | 07 Apr 2025 | ||
| Anne Marie Cook | Chief Legal Off. & Corp. Sec. | $1,136,621 | Mixed | 10 Feb 2026 | ||
| Robert Charles Breedlove | Principal Accounting Officer | $857,130 | -$26,804 | -3% | Mixed | 27 Feb 2026 |
| Frank Karbe | Director | $223,425 | Mixed | 03 Jun 2025 | ||
| Michael F. Cola | Director | $131,731 | Mixed | 03 Jun 2025 | ||
| Mark Stenhouse | Director | $99,300 | Mixed | 03 Jun 2025 | ||
| Heidi Fields | Director | $99,300 | Mixed | 03 Jun 2025 | ||
| Theodore R. Schroeder | Director | $95,577 | Mixed | 16 Apr 2025 | ||
| Anthony J. Guzzo | VP, Chief Accounting Officer | $71,787 | Mixed | 19 Jan 2022 | ||
| Tadataka Yamada | Director | Mixed | 21 May 2021 |
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Frazier Life Sciences Management, L.P. |
13F
|
Company |
16%
|
12,466,489
|
$138,502,693 | — | 31 Mar 2026 | |
| Medicxi Ventures Management (Jersey) Ltd |
13F
3/4/5
|
Company · 10%+ Owner |
9.5%
|
7,464,572
|
$82,931,395 | — | 31 Mar 2026 | |
| Frazier Life Sciences Public Fund, L.P. |
13D/G
|
James N. Topper |
8.6%
|
5,985,327
|
$70,447,299 | $0 | 01 Nov 2025 | |
| MILLENNIUM MANAGEMENT LLC |
13D/G
13F
|
Company |
5.3%
|
4,178,411
|
$51,101,967 | +$25,636,905 | 06 Mar 2026 | |
| Invesco Ltd. |
13F
|
Company |
5.5%
|
4,322,060
|
$48,018,086 | — | 31 Mar 2026 | |
| BlackRock, Inc. |
13F
13D/G
|
Company |
4.6%
from 13D/G
|
4,061,996
|
$45,128,776 | — | 31 Mar 2026 | |
| Carlyle Group Inc. |
13F
13D/G
|
Company |
4.9%
from 13D/G
|
3,496,808
|
$38,849,537 | — | 31 Mar 2026 | |
| TAKEDA PHARMACEUTICAL CO LTD |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
3,755,583
|
$30,420,222 | — | 24 Jan 2024 | |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
|
Company |
3.3%
|
2,583,636
|
$28,704,196 | — | 31 Mar 2026 | |
| NEA Management Company, LLC |
13F
|
Company |
2.5%
|
1,960,169
|
$21,777,478 | — | 31 Mar 2026 | |
| 683 Capital Management, LLC |
13F
|
Company |
2.3%
|
1,850,000
|
$20,553,500 | — | 31 Mar 2026 | |
| James N. Topper |
3/4/5
|
Director, 10%+ Owner |
—
mixed-class rows
|
5,950,827
mixed-class rows
|
$19,639,309 | +$14,609 | 03 Jun 2025 | |
| Ensign Peak Advisors, Inc |
13F
|
Company |
2.1%
|
1,627,806
|
$18,084,925 | — | 31 Mar 2026 | |
| Catalys Pacific, LLC |
13F
|
Company |
1.9%
|
1,493,854
|
$16,596,718 | — | 31 Mar 2026 | |
| GW&K Investment Management, LLC |
13F
|
Company |
1.8%
|
1,421,109
|
$15,789,000 | — | 31 Mar 2026 | |
| STATE STREET CORP |
13F
|
Company |
1.8%
|
1,386,890
|
$15,408,348 | — | 31 Mar 2026 | |
| WASATCH ADVISORS LP |
13F
|
Company |
1.7%
|
1,340,916
|
$14,897,577 | — | 31 Mar 2026 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.7%
|
1,328,045
|
$14,756,816 | — | 31 Mar 2026 | |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. |
13F
|
Company |
1.5%
|
1,205,369
|
$13,392,000 | — | 31 Mar 2026 | |
| David A. Socks |
3/4/5
|
Director |
—
mixed-class rows
|
1,248,756
mixed-class rows
|
$11,216,740 | — | 23 May 2024 | |
| SummitTX Capital, L.P. |
13F
|
Company |
1.3%
|
995,885
|
$11,064,282 | — | 31 Mar 2026 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
1.3%
|
994,504
|
$11,048,939 | — | 31 Mar 2026 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
1.2%
|
925,000
|
$10,276,750 | — | 31 Mar 2026 | |
| Azmi Nabulsi |
3/4/5
|
Chief Operating Officer |
—
mixed-class rows
|
1,406,436
mixed-class rows
|
$10,029,637 | — | 27 Feb 2025 | |
| MARSHALL WACE, LLP |
13F
|
Company |
1.1%
|
860,692
|
$9,562,288 | — | 31 Mar 2026 | |
| Propel Bio Management, LLC |
13F
|
Company |
1.1%
|
841,272
|
$9,354,403 | — | 31 Mar 2026 | |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
13F
|
Company |
0.84%
|
666,029
|
$7,399,582 | — | 31 Mar 2026 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.79%
|
626,196
|
$6,957,038 | — | 31 Mar 2026 | |
| EcoR1 Capital, LLC |
13F
|
Company |
0.79%
|
625,000
|
$6,943,750 | — | 31 Mar 2026 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.61%
|
482,136
|
$5,356,531 | — | 31 Mar 2026 | |
| Steven L. Basta |
3/4/5
|
President and CEO, Director |
—
mixed-class rows
|
774,471
mixed-class rows
|
$4,785,898 | — | 10 Feb 2026 | |
| StepStone Group LP |
13F
|
Company |
0.54%
|
422,085
|
$4,689,364 | — | 31 Mar 2026 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.53%
|
414,956
|
$4,610,160 | — | 31 Mar 2026 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.52%
|
409,015
|
$4,544,157 | — | 31 Mar 2026 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.49%
|
383,058
|
$4,255,775 | — | 31 Mar 2026 | |
| Woodline Partners LP |
13F
|
Company |
0.47%
|
369,052
|
$4,100,168 | — | 31 Mar 2026 | |
| UBS Group AG |
13F
|
Company |
0.46%
|
360,371
|
$4,003,721 | — | 31 Mar 2026 | |
| VANGUARD FIDUCIARY TRUST CO |
13F
|
Company |
0.43%
|
338,713
|
$3,763,101 | — | 31 Mar 2026 | |
| Sanjeev Narula |
3/4/5
|
Chief Financial & Bus. Officer |
—
mixed-class rows
|
269,563
mixed-class rows
|
$3,439,266 | — | 02 Jan 2026 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.39%
|
305,800
|
$3,397,438 | — | 31 Mar 2026 | |
| Trexquant Investment LP |
13F
|
Company |
0.37%
|
293,305
|
$3,258,619 | — | 31 Mar 2026 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.35%
|
275,161
|
$3,057,039 | — | 31 Mar 2026 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.36%
|
287,430
|
$3,026,637 | — | 31 Mar 2026 | |
| Susquehanna Portfolio Strategies, LLC |
13F
|
Company |
0.34%
|
267,962
|
$2,977,058 | — | 31 Mar 2026 | |
| Simplify Asset Management Inc. |
13F
|
Company |
0.33%
|
262,386
|
$2,915,108 | — | 31 Mar 2026 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.32%
|
254,219
|
$2,824,374 | — | 31 Mar 2026 | |
| Avidity Partners Management LP |
13F
|
Company |
0.32%
|
249,390
|
$2,793,168 | — | 31 Mar 2026 | |
| Catalio Capital Management, LP |
13F
|
Company |
0.31%
|
247,767
|
$2,752,691 | — | 31 Mar 2026 | |
| Terrie Curran |
3/4/5
|
President and Chief Executive, Director |
—
mixed-class rows
|
706,805
mixed-class rows
|
$2,399,933 | — | 27 Feb 2025 | |
| Birchview Capital, LP |
13F
|
Company |
0.25%
|
195,000
|
$2,166,450 | — | 31 Mar 2026 |
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Asit Parikh | PHAT | Common Stock | Gift | 49.7% | 40,000 | 120,500 | 10 Mar 2026 | by Trust | ||
| Asit Parikh | PHAT | Common Stock | Gift | -79.2% | -40,000 | 10,500 | 10 Mar 2026 | Direct | ||
| Robert Charles Breedlove | PHAT | Common Stock | Tax liability | -2.19% | -1,378 | 61,480 | 27 Feb 2026 | Direct | ||
| Robert Charles Breedlove | PHAT | Common Stock | Award | 33.6% | 15,790 | 62,858 | 27 Feb 2026 | Direct | ||
| Anne Marie Cook | PHAT | Common Stock | Tax liability | -1.7% | -1,535 | 88,660 | 10 Feb 2026 | Direct | ||
| Anne Marie Cook | PHAT | Common Stock | Award | 3.99% | 3,461 | 90,195 | 10 Feb 2026 | Direct | ||
| Steven L. Basta | PHAT | Common Stock | Tax liability | -1.65% | -6,277 | 373,315 | 10 Feb 2026 | Direct | ||
| Steven L. Basta | PHAT | Common Stock | Award | 3.37% | 12,362 | 379,592 | 10 Feb 2026 | Direct | ||
| Asit Parikh | PHAT | Common Stock | Gift | 80,500 | 80,500 | 23 Jan 2026 | by Trust | |||
| Asit Parikh | PHAT | Common Stock | Gift | -61.4% | -80,500 | 50,500 | 23 Jan 2026 | Direct | ||
| Robert Charles Breedlove | PHAT | Common Stock | Tax liability | -1.62% | -776 | 47,068 | 21 Jan 2026 | Direct | ||
| Asit Parikh | PHAT | Common Stock | Options Exercise | 7.16% | 8,750 | 131,000 | 13 Jan 2026 | Direct | ||
| Asit Parikh | PHAT | Common Stock (Right to Buy) | Options Exercise | -100% | -8,750 | 0 | 13 Jan 2026 | Direct | ||
| Steven L. Basta | PHAT | Common Stock | Award | 220.6% | 251,034 | 364,820 | 02 Jan 2026 | Direct | ||
| Steven L. Basta | PHAT | Stock Option (Right to Buy) | Award | 226,156 | 221,156 | 02 Jan 2026 | Direct | |||
| Anne Marie Cook | PHAT | Common Stock | Award | 779.4% | 75,345 | 85,012 | 02 Jan 2026 | Direct | ||
| Anne Marie Cook | PHAT | Stock Option (Right to Buy) | Award | 67,878 | 67,878 | 02 Jan 2026 | Direct | |||
| Sanjeev Narula | PHAT | Common Stock | Award | 57.4% | 82,715 | 226,715 | 02 Jan 2026 | Direct | ||
| Sanjeev Narula | PHAT | Stock Option (Right to Buy) | Award | 42,848 | 42,848 | 02 Jan 2026 | Direct | |||
| Asit Parikh | PHAT | Common Stock | Options Exercise | 7.71% | 8,750 | 122,250 | 19 Dec 2025 | Direct | ||
| Asit Parikh | PHAT | Common Stock (Right to Buy) | Options Exercise | -50% | -8,750 | 8,750 | 19 Dec 2025 | Direct | ||
| Robert Charles Breedlove | PHAT | Common Stock | Tax liability | -0.48% | -230 | 47,844 | 18 Dec 2025 | Direct | ||
| Anne Marie Cook | PHAT | Common Stock | Tax liability | -44.4% | -7,703 | 9,667 | 17 Dec 2025 | Direct | ||
| Anne Marie Cook | PHAT | Common Stock | Award | 17,370 | 17,370 | 17 Dec 2025 | Direct | |||
| Steven L. Basta | PHAT | Common Stock | Tax liability | -21.7% | -31,502 | 113,786 | 17 Dec 2025 | Direct | ||
| Steven L. Basta | PHAT | Common Stock | Award | 74.5% | 62,038 | 145,288 | 17 Dec 2025 | Direct | ||
| Steven L. Basta | PHAT | Common Stock | Tax liability | -36.8% | -48,375 | 83,250 | 28 Nov 2025 | Direct | ||
| Steven L. Basta | PHAT | Common Stock | Options Exercise | 216.2% | 90,000 | 131,625 | 28 Nov 2025 | Direct | ||
| Steven L. Basta | PHAT | Performance Shares | Options Exercise | -33.3% | -90,000 | 180,000 | 28 Nov 2025 | Direct | ||
| Robert Charles Breedlove | PHAT | Common Stock | Sale | -1.09% | $7,079 | $13.51 | -524 | 47,407 | 03 Nov 2025 | Direct |
| Sanjeev Narula | PHAT | Common Stock | Award | 144,000 | 144,000 | 06 Oct 2025 | Direct | |||
| Steven L. Basta | PHAT | Common Stock | Tax liability | -53.8% | -48,375 | 41,625 | 25 Sep 2025 | Direct | ||
| Steven L. Basta | PHAT | Common Stock | Options Exercise | 90,000 | 90,000 | 25 Sep 2025 | Direct | |||
| Steven L. Basta | PHAT | Performance Shares | Options Exercise | -25% | -90,000 | 270,000 | 25 Sep 2025 | Direct | ||
| Robert Charles Breedlove | PHAT | Common Stock | Sale | -0.95% | $5,573 | $12.09 | -461 | 47,931 | 05 Sep 2025 | Direct |
| Robert Charles Breedlove | PHAT | Common Stock | Sale | -3.38% | $14,152 | $8.36 | -1,692 | 48,392 | 16 Jul 2025 | Direct |
| Anne Marie Cook | PHAT | Stock Option (Right to Buy) | Award | 210,000 | 210,000 | 23 Jun 2025 | Direct | |||
| Frank Karbe | PHAT | Common Stock | Award | 18.4% | 10,500 | 67,500 | 03 Jun 2025 | Direct | ||
| Frank Karbe | PHAT | Stock Option (Right to Buy) | Award | 17,500 | 17,500 | 03 Jun 2025 | Direct | |||
| Michael F. Cola | PHAT | Common Stock | Award | 35.8% | 10,500 | 39,798 | 03 Jun 2025 | Direct | ||
| Michael F. Cola | PHAT | Stock Option (Right to Buy) | Award | 17,500 | 17,500 | 03 Jun 2025 | Direct | |||
| James N. Topper | PHAT | Common Stock | Award | 32.7% | 10,500 | 42,596 | 03 Jun 2025 | Direct | ||
| James N. Topper | PHAT | Stock Option (Right to Buy) | Award | 17,500 | 17,500 | 03 Jun 2025 | Direct | |||
| Heidi Fields | PHAT | Common Stock | Award | 53.8% | 10,500 | 30,000 | 03 Jun 2025 | Direct | ||
| Heidi Fields | PHAT | Stock Option (Right to Buy) | Award | 17,500 | 17,500 | 03 Jun 2025 | Direct | |||
| Mark Stenhouse | PHAT | Common Stock | Award | 53.8% | 10,500 | 30,000 | 03 Jun 2025 | Direct | ||
| Mark Stenhouse | PHAT | Stock Option (Right to Buy) | Award | 17,500 | 17,500 | 03 Jun 2025 | Direct | |||
| Asit Parikh | PHAT | Common Stock | Award | 10.2% | 10,500 | 113,500 | 03 Jun 2025 | Direct | ||
| Asit Parikh | PHAT | Stock Option (Right to Buy) | Award | 17,500 | 17,500 | 03 Jun 2025 | Direct | |||
| James N. Topper | PHAT | Common Stock | Purchase | 6.8% | $14,609 | $3.86 | 3,780 | 59,403 | 21 May 2025 | By Frazier Life Sciences X, L.P. |