SEC ownership of UPEXI, INC.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001775194.
- CIK
- 0001775194
- Symbol
- UPXI on Nasdaq
- Location
- Tampa, FL
- Parsed ownership evidence
- 13D/G, 13F, and 3/4/5
- Lead holder
- MMCAP International Inc. SPC
- 13D/G signal
- MMCAP International Inc. SPC
- Latest evidence date
- 31 Mar 2026
Ownership snapshot
Top shareholders of UPEXI, INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
MMCAP International Inc. SPC
13D/G signal
MMCAP International Inc. SPC
Evidence rows
50
Latest as of
31 Mar 2026
13D/G
13F
3/4/5
Lead comparable stake: 10%
13D/G row: MMCAP International Inc. SPC
Showing first 8 of 50 holder rows.
Open remaining rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MMCAP International Inc. SPC |
13D/G
13F
MM Asset Management Inc. · Company
|
10%
|
$13,997,460
6,276,888 shares
|
-$14,861,362 | 31 Dec 2025 |
| Polar Asset Management Partners Inc. |
13D/G
|
10%
|
$10,974,180
9,626,474 shares
|
+$5,799,181 | 31 Mar 2026 |
| GSR Growth Investments LP |
13D/G
CNC Inversiones Ltd.
|
7.4%
|
$25,307,018
4,385,965 shares
|
$0 | 30 Sep 2025 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13D/G
13F
Vanguard Capital Management · Company
|
5.3%
|
$3,675,773
3,729,099 shares
|
$0 | 31 Mar 2026 |
| Marex Securities Products Inc. |
13D/G
|
5.2%
|
$5,540,583
3,297,966 shares
|
$0 | 05 Jan 2026 |
| Kathmere Capital Management, LLC |
13D/G
|
0.07%
|
$932,102
417,983 shares
|
-$3,958,250 | 30 Sep 2025 |
| Brian Benjamin Rudick |
3/4/5
CSO
|
0.87%
|
$2,500,025
838,597 shares
|
— | 16 Jul 2025 |
| Arrington Capital Management, LLC |
13F
Company
|
2.9%
|
$2,720,361
2,760,107 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$2,071,769.
Buys
$2,071,769
Insiders: 3
Sells
$0
Insiders: 0
Net
+$2,071,769
Shares: +648,186
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 648,186
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 200,000 | 0 | $400,500 | $0 | +$400,500 |
| 6-9 | 250,000 | 0 | $673,500 | $0 | +$673,500 |
| 9-12 | 198,186 | 0 | $997,769 | $0 | +$997,769 |
Reporting owners
Insider holders from Forms 3/4/5
Current reporting-owner rows connected to UPEXI, INC.. Open the relationship link for the CIK-to-CIK filing trail.
Rows
8
Lead holder
Allan Marshall
Net 12M change
+$2,071,768
Latest report
23 Dec 2025
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Allan Marshall | Chief Executive Officer, Director | $7,608,269 | +$1,200,498 | +19% | Filing P/S | 23 Dec 2025 |
| Brian Benjamin Rudick | Cso | $2,500,025 | Mixed | 16 Jul 2025 | ||
| Robert Hackett | President, Director, 10%+ Owner | $1,415,555 | Mixed | 24 Jun 2021 | ||
| Lawrence Dugan | Director | $872,917 | +$97,770 | +13% | Filing P/S | 15 Jul 2025 |
| Gene Salkind | Director | $557,812 | +$773,500 | +139% | Filing P/S | 20 Nov 2025 |
| Thomas Charles Williams | Director | $298,120 | Mixed | 16 Jul 2025 | ||
| Andrew James Norstrud | Chief Financial Officer, Director | Mixed | 01 Oct 2025 | |||
| Anthony P. Bazan | Chief Operations Officer | Mixed | 29 Aug 2022 |
Recent Insider Transactions by Companies or Individuals for UPEXI, INC.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Reported value | Reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Allan Marshall | UPXI | Common Stock | Purchase | 1.25% | $90,000 | $1.80 | 50,000 | 4,046,261 | 23 Dec 2025 | Direct |
| Allan Marshall | UPXI | Common Stock | Purchase | 1.27% | $103,500 | $2.07 | 50,000 | 3,996,261 | 16 Dec 2025 | Direct |
| Allan Marshall | UPXI | Common Stock | Purchase | 2.6% | $207,000 | $2.07 | 100,000 | 3,946,261 | 15 Dec 2025 | Direct |
| Gene Salkind | UPXI | Common Stock | Purchase | 29.6% | $127,500 | $2.55 | 50,000 | 218,750 | 20 Nov 2025 | Trustee |
| Gene Salkind | UPXI | Common Stock | Purchase | 145.4% | $281,000 | $2.81 | 100,000 | 168,750 | 17 Nov 2025 | Trustee |
| Gene Salkind | UPXI | Common Stock | Purchase | 21.3% | $265,000 | $2.65 | 100,000 | 569,470 | 17 Nov 2025 | Direct |
| Andrew James Norstrud | UPXI | Common Stock | Award | 240,000 | $649,138 | 01 Oct 2025 | Direct | |||
| Allan Marshall | UPXI | Common Stock | Award | 71.2% | 1,600,000 | 3,846,261 | 01 Oct 2025 | Direct | ||
| Lawrence Dugan | UPXI | Common Stock | Purchase | 3.56% | $30,000 | $7.50 | 4,000 | 116,389 | 22 Jul 2025 | Direct |
| Andrew James Norstrud | UPXI | Common Stock | Award | 157.1% | 250,000 | 409,138 | 16 Jul 2025 | Direct | ||
| Gene Salkind | UPXI | Common Stock | Award | 51.9% | 200,000 | 585,370 | 16 Jul 2025 | Direct | ||
| Brian Benjamin Rudick | UPXI | Common Stock | Award | 91.2% | 400,000 | 838,597 | 16 Jul 2025 | Direct | ||
| Lawrence Dugan | UPXI | Common Stock | Purchase | 10.8% | $62,600 | $5.69 | 11,000 | 112,389 | 16 Jul 2025 | Direct |
| Lawrence Dugan | UPXI | Common Stock | Award | 7199.4% | 100,000 | 101,389 | 16 Jul 2025 | Direct | ||
| Thomas Charles Williams | UPXI | Common Stock | Award | 100,000 | 100,000 | 16 Jul 2025 | Direct | |||
| Allan Marshall | UPXI | Common Stock | Award | 114.7% | 1,200,000 | 2,246,261 | 16 Jul 2025 | Direct | ||
| Lawrence Dugan | UPXI | Common Stock | Purchase | 257.1% | $5,170 | $5.17 | 1,000 | 1,389 | 15 Jul 2025 | Direct |
| Gene Salkind | UPXI | Common Stock | Purchase | 5.54% | $100,000 | $4.94 | 20,243 | 385,370 | 11 Jul 2025 | Direct |
| Allan Marshall | UPXI | Common Stock | Purchase | 18.3% | $799,998 | $4.94 | 161,943 | 1,046,261 | 11 Jul 2025 | Direct |
An asterisk next to the price means the reported price is likely invalid.