Comparable stake leader
MMCAP International Inc. SPC
SEC ownership of UPEXI, INC.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001775194.
Disclosed value leader
GSR Growth Investments LP
Comparable rows
50/50
Latest evidence
31 Mar 2026
- Public ticker
- UPXI on Nasdaq
- Parsed ownership sources
-
13D/G, 13F, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
MMCAP International Inc. SPC
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
MMCAP International Inc. SPC
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
31 Mar 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001775194
- Issuer location
- Tampa, FL
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of UPEXI, INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MMCAP International Inc. SPC
Disclosed value leader
GSR Growth Investments LP
Comparable rows
50/50
Latest evidence
31 Mar 2026
13D/G
13F
3/4/5
Lead comparable stake: 10%
13D/G row: MMCAP International Inc. SPC
Showing 1-8 of 50 holder rows.
Quick read
MMCAP International Inc. SPC leads the comparable SEC ownership view at 10%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MMCAP International Inc. SPC's linked filing trail.
Comparable ownership
Top 5
MMCAP International Inc. SPC
10%
Polar Asset Management Partners Inc.
10%
GSR Growth Investments LP
7.4%
VANGUARD CAPITAL MANAGEMENT LLC
5.3%
Marex Securities Products Inc.
5.2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MMCAP International Inc. SPC |
13D/G
13F
MM Asset Management Inc. · Company
|
10%
|
$13,997,460
6,276,888 shares
|
-$14,861,362 | 31 Dec 2025 |
| Polar Asset Management Partners Inc. |
13D/G
|
10%
|
$10,974,180
9,626,474 shares
|
+$5,799,181 | 31 Mar 2026 |
| GSR Growth Investments LP |
13D/G
CNC Inversiones Ltd.
|
7.4%
|
$25,307,018
4,385,965 shares
|
$0 | 30 Sep 2025 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13D/G
13F
Vanguard Capital Management · Company
|
5.3%
|
$3,675,773
3,729,099 shares
|
$0 | 31 Mar 2026 |
| Marex Securities Products Inc. |
13D/G
|
5.2%
|
$5,540,583
3,297,966 shares
|
$0 | 05 Jan 2026 |
| Kathmere Capital Management, LLC |
13D/G
|
0.07%
|
$932,102
417,983 shares
|
-$3,958,250 | 30 Sep 2025 |
| Brian Benjamin Rudick |
3/4/5
CSO
|
0.87%
|
$2,500,025
838,597 shares
|
— | 16 Jul 2025 |
| Arrington Capital Management, LLC |
13F
Company
|
2.9%
|
$2,720,361
2,760,107 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$2,071,769.
Buys
$2,071,769
Insiders: 3
Sells
$0
Insiders: 0
Net
+$2,071,769
Shares: +648,186
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 648,186
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 450,000 | 0 | $1,074,000 | $0 | +$1,074,000 |
| 9-12 | 198,186 | 0 | $997,769 | $0 | +$997,769 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-8 of 8 reporting-owner rows connected to UPEXI, INC.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
8
Largest Forms 3/4/5 holder
Allan Marshall
Net 12M change
+$2,071,768
Latest report
23 Dec 2025
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Allan Marshall | Chief Executive Officer, Director | $7,608,269 | +$1,200,498 | +19% | Filing P/S | 23 Dec 2025 |
| Brian Benjamin Rudick | Cso | $2,500,025 | Mixed | 16 Jul 2025 | ||
| Robert Hackett | President, Director, 10%+ Owner | $1,415,555 | Mixed | 24 Jun 2021 | ||
| Lawrence Dugan | Director | $872,917 | +$97,770 | +13% | Filing P/S | 15 Jul 2025 |
| Gene Salkind | Director | $557,812 | +$773,500 | +139% | Filing P/S | 20 Nov 2025 |
| Thomas Charles Williams | Director | $298,120 | Mixed | 16 Jul 2025 | ||
| Andrew James Norstrud | Chief Financial Officer, Director | Mixed | 01 Oct 2025 | |||
| Anthony P. Bazan | Chief Operations Officer | Mixed | 29 Aug 2022 |
Recent insider transactions for UPEXI, INC.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Allan Marshall | UPXI | Common Stock | Purchase | 1.25% | $90,000 | $1.80 | 50,000 | 4,046,261 | 23 Dec 2025 | Direct |
| Allan Marshall | UPXI | Common Stock | Purchase | 1.27% | $103,500 | $2.07 | 50,000 | 3,996,261 | 16 Dec 2025 | Direct |
| Allan Marshall | UPXI | Common Stock | Purchase | 2.6% | $207,000 | $2.07 | 100,000 | 3,946,261 | 15 Dec 2025 | Direct |
| Gene Salkind | UPXI | Common Stock | Purchase | 29.6% | $127,500 | $2.55 | 50,000 | 218,750 | 20 Nov 2025 | Trustee |
| Gene Salkind | UPXI | Common Stock | Purchase | 145.4% | $281,000 | $2.81 | 100,000 | 168,750 | 17 Nov 2025 | Trustee |
| Gene Salkind | UPXI | Common Stock | Purchase | 21.3% | $265,000 | $2.65 | 100,000 | 569,470 | 17 Nov 2025 | Direct |
| Andrew James Norstrud | UPXI | Common Stock | Award | 240,000 | $649,138 | 01 Oct 2025 | Direct | |||
| Allan Marshall | UPXI | Common Stock | Award | 71.2% | 1,600,000 | 3,846,261 | 01 Oct 2025 | Direct | ||
| Lawrence Dugan | UPXI | Common Stock | Purchase | 3.56% | $30,000 | $7.50 | 4,000 | 116,389 | 22 Jul 2025 | Direct |
| Andrew James Norstrud | UPXI | Common Stock | Award | 157.1% | 250,000 | 409,138 | 16 Jul 2025 | Direct | ||
| Gene Salkind | UPXI | Common Stock | Award | 51.9% | 200,000 | 585,370 | 16 Jul 2025 | Direct | ||
| Brian Benjamin Rudick | UPXI | Common Stock | Award | 91.2% | 400,000 | 838,597 | 16 Jul 2025 | Direct | ||
| Lawrence Dugan | UPXI | Common Stock | Purchase | 10.8% | $62,600 | $5.69 | 11,000 | 112,389 | 16 Jul 2025 | Direct |
| Lawrence Dugan | UPXI | Common Stock | Award | 7199.4% | 100,000 | 101,389 | 16 Jul 2025 | Direct | ||
| Thomas Charles Williams | UPXI | Common Stock | Award | 100,000 | 100,000 | 16 Jul 2025 | Direct | |||
| Allan Marshall | UPXI | Common Stock | Award | 114.7% | 1,200,000 | 2,246,261 | 16 Jul 2025 | Direct | ||
| Lawrence Dugan | UPXI | Common Stock | Purchase | 257.1% | $5,170 | $5.17 | 1,000 | 1,389 | 15 Jul 2025 | Direct |
| Gene Salkind | UPXI | Common Stock | Purchase | 5.54% | $100,000 | $4.94 | 20,243 | 385,370 | 11 Jul 2025 | Direct |
| Allan Marshall | UPXI | Common Stock | Purchase | 18.3% | $799,998 | $4.94 | 161,943 | 1,046,261 | 11 Jul 2025 | Direct |
* marks a reported price that did not pass the local price check.