UPEXI, INC. - Common Stock, par value $0.001 (UPXI) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2024 to Q4 2025

Type / Class
Equity / Common Stock, par value $0.001
Symbol
UPXI on Nasdaq
Shares outstanding
63,422,423
Price per share
$1.68
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
15,725,284
Total reported value
$90,604,933
% of total 13F portfolios
0%
Share change
+8,987,817
Value change
+$58,068,462
Number of holders
70
Price from insider filings
$1.68
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of UPEXI, INC. - Common Stock, par value $0.001 (UPXI) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
MMCAP International Inc. SPC 10% $38,580,234 12,941,176 MMCAP International Inc. SPC 16 Jul 2025
Polar Asset Management Partners Inc. 10% $36,062,494 6,249,999 Polar Asset Management Partners Inc. 30 Sep 2025
GSR Growth Investments LP 7.4% -1.1% $25,307,018 4,385,965 0% CNC Inversiones Ltd. 30 Sep 2025
Marex Securities Products Inc. 5.2% $5,540,583 3,297,966 Marex Securities Products Inc. 05 Jan 2026
Kathmere Capital Management, LLC 0% $6,537,721 2,192,983 Kathmere Capital Management, LLC 30 Jun 2025

As of 30 Sep 2025, 70 institutional investors reported holding 15,725,284 shares of UPEXI, INC. - Common Stock, par value $0.001 (UPXI). This represents 25% of the company’s total 63,422,423 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of UPEXI, INC. - Common Stock, par value $0.001 (UPXI) together control 24% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Polar Asset Management Partners Inc. 7.9% 5,000,000 0.58% $28,702,500
Alyeska Investment Group, L.P. 2% 1,250,000 0.02% $7,175,000
MMCAP International Inc. SPC 1.2% 766,933 0.51% $4,425,203
UBS Group AG 1.2% 757,244 +1989% 0% $4,369,298
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.2% 751,479 +558% 0.01% $4,336,034
VANGUARD GROUP INC 1.1% 710,744 +42% 0% $4,100,993
BlackRock, Inc. 1.1% 682,037 0% $3,935,353
Marex Group plc 1% 644,176 0.05% $3,716,895
SHARIAPORTFOLIO, INC. 0.98% 622,728 1.4% $3,593,141
JANE STREET GROUP, LLC 0.97% 614,870 0% $3,547,800
GEODE CAPITAL MANAGEMENT, LLC 0.72% 458,347 +36% 0% $2,645,588
Kathmere Capital Management, LLC 0.66% 417,983 -81% 0.17% $2,411,762
MILLENNIUM MANAGEMENT LLC 0.58% 365,957 -5% 0% $2,111,572
MORGAN STANLEY 0.47% 301,123 +44710% 0% $1,737,479
SIMPLEX TRADING, LLC 0.42% 267,135 +373% 0.03% $1,541,000
HEIGHTS CAPITAL MANAGEMENT, INC 0.39% 250,000 0.46% $1,442,500
HEIGHTS CAPITAL MANAGEMENT, INC 0.39% 250,000 0.46% $1,442,500
STATE STREET CORP 0.3% 192,022 +48% 0% $1,107,967
BARCLAYS PLC 0.28% 175,483 0% $1,012,537
JPMORGAN CHASE & CO 0.24% 150,227 0% $866,810
NORTHERN TRUST CORP 0.14% 89,008 +48% 0% $513,576
SBI Securities Co., Ltd. 0.13% 82,291 +3589% 0.01% $474,819
BNP PARIBAS FINANCIAL MARKETS 0.12% 74,478 0% 0% $429,738
BlueCrest Capital Management Ltd 0.11% 70,565 0.03% $407,160
Phoenix Financial Ltd. 0.11% 70,000 0% $404,144

Institutional Holders of UPEXI, INC. - Common Stock, par value $0.001 (UPXI) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 12,250 $20,580 -$2,573,114 $1.68 3
2025 Q3 15,725,284 $90,604,933 +$58,068,462 $5.77 70
2025 Q2 6,624,889 $19,742,777 +$19,713,227 $2.98 28
2025 Q1 13,531 $28,280 -$4,443 $2.09 6
2024 Q4 15,636 $55,684 +$55,663 $3.51 7