Comparable stake leader
Chan Heng Fai Ambrose
SEC ownership of Alset Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001750106.
Disclosed value leader
Chan Heng Fai Ambrose
Comparable rows
21/21
Latest evidence
31 Mar 2026
- Symbol
- AEI on Nasdaq
- SEC evidence covered
- 3/4/5, 13D/G, and 13F
- Largest SEC-reported holder
- Chan Heng Fai Ambrose
- Latest 13D/G holder
- Chan Heng Fai Ambrose
- Latest parsed evidence date
- 31 Mar 2026
- CIK
- 0001750106
- Location
- Bethesda, MD
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
2 signals
Issuer
Who this page is about.
2 identity fields
Ownership snapshot
Top shareholders of Alset Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Chan Heng Fai Ambrose
Disclosed value leader
Chan Heng Fai Ambrose
Comparable rows
21/21
Latest evidence
31 Mar 2026
3/4/5
13D/G
13F
Lead comparable stake: 90%
13D/G row: Chan Heng Fai Ambrose
Showing 1-8 of 21 holder rows.
Quick read
Chan Heng Fai Ambrose leads the comparable SEC ownership view at 90%.
21 of 21 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Chan Heng Fai Ambrose's linked filing trail.
Comparable ownership
Top 5
Chan Heng Fai Ambrose
90%
CVI Investments, Inc.
0.4%
BlackRock, Inc.
1.3%
GEODE CAPITAL MANAGEMENT, LLC
1.2%
VANGUARD CAPITAL MANAGEMENT LLC
1.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 21 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Chan Heng Fai Ambrose |
3/4/5
13D/G
Chief Executive Officer, Director, 10%+ Owner · Heng Fai Ambrose Chan
|
90%
from 13D/G
|
$83,694,796
31,322,903 shares
|
-$1,293,473 | 12 Sep 2025 |
| CVI Investments, Inc. |
13D/G
|
0.4%
|
$38,000
40,000 shares
|
-$674,500 | 31 Mar 2025 |
| BlackRock, Inc. |
13F
Company
|
1.3%
|
$934,738
508,010 shares
|
— | 31 Mar 2026 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
1.2%
|
$871,069
473,195 shares
|
— | 31 Mar 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
Company
|
1.1%
|
$779,154
423,453 shares
|
— | 31 Mar 2026 |
| VANGUARD FIDUCIARY TRUST CO |
13F
Company
|
0.49%
|
$355,593
193,257 shares
|
— | 31 Mar 2026 |
| STATE STREET CORP |
13F
Company
|
0.44%
|
$314,044
170,676 shares
|
— | 31 Mar 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.31%
|
$223,499
121,467 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$1,293,473.
Buys
$42,527
Insiders: 1
Sells
$1,336,000
Insiders: 1
Net
-$1,293,473
Shares: -467,000
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 33,000
Shares: 500,000
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 500,000 | $0 | $1,336,000 | -$1,336,000 |
| 9-12 | 33,000 | 0 | $42,527 | $0 | +$42,527 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-8 of 8 reporting-owner rows connected to Alset Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
8
Largest Forms 3/4/5 holder
Chan Heng Fai Ambrose
Net 12M change
-$1,293,473
Latest report
12 Sep 2025
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Chan Heng Fai Ambrose | Chief Executive Officer, Director, 10%+ Owner | $83,694,796 | -$1,293,473 | -1.5% | Filing P/S | 12 Sep 2025 |
| Wong Shui Yeung | Director | Mixed | 03 Nov 2021 | |||
| Robert H. Trapp | Former Director | Mixed | 03 Nov 2021 | |||
| Chan Tung Moe | Co-Chief Executive Officer | Mixed | 01 Jul 2021 | |||
| Ang Hay Kim | Director | Mixed | 29 Apr 2022 | |||
| Anthony S. Chan | Chief Operating Officer | Mixed | 15 Feb 2022 | |||
| Sheng Hon Danny Lim | Director | Mixed | 03 Oct 2022 | |||
| Joanne Wong Hiu Pan | Director | Mixed | 03 Oct 2022 |
Recent insider transactions for Alset Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Chan Heng Fai Ambrose | AEI | Common Stock | Sale | -1.57% | $1,336,000 | $2.67 | -500,000 | 31,322,903 | 12 Sep 2025 | Direct |
| Chan Heng Fai Ambrose | AEI | Common Stock | Purchase | 0.1% | $42,527 | $1.29 | 33,000 | 31,822,903 | 18 Aug 2025 | Direct |
| Chan Heng Fai Ambrose | AEI | Common Stock | Other | 671% | 27,666,667 | 31,789,903 | 23 Jul 2025 | Direct | ||
| Chan Heng Fai Ambrose | AEI | Convertible Debt | Conversion of derivative security | -100% | -27,666,667 | 0 | 23 Jul 2025 | Direct | ||
| Chan Heng Fai Ambrose | AEI | Convertible Debt | Other | 27,666,667 | 27,666,667 | 23 Jul 2025 | Direct | |||
| Chan Heng Fai Ambrose | AEI | Common Stock | Award | 7.29% | 280,000 | 4,123,236 | 30 Jun 2025 | Direct |
* marks a reported price that did not pass the local price check.