Key facts
- PBHC - Pathfinder Bancorp, Inc. has 28 insiders with reported activity on this page.
- Net insider value flow over the last year: +$32,346.
- Recent transaction rows are available for direct filing-level review.
Insider Transactions Reported by 28 Insiders of Pathfinder Bancorp, Inc.
- Symbol
- PBHC on Nasdaq
- Location
- Oswego, NY
Change
- Buy value: $32,346; sell value: $0.
- Net share flow: +2,381.
Research use
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsNet insider flow leans to buying over the last 12 months. Net value: +$32,346.
Buys
$32,346
Shares: 2,381
Insiders: 2
Sells
$0
Shares: 0
Insiders: 0
Net
+$32,346
Shares: +2,381
Insiders: 2
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 2,381 | 0 | $32,346 | $0 | +$32,346 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Pathfinder Bancorp, Inc. executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Adam C. Gagas | Director | $2,982,748 | +$26,894 | +0.91% | Mixed | 13 Mar 2026 |
| George P. Joyce | Director | $1,825,460 | Mixed | 31 Dec 2023 | ||
| Ronald Tascarella | Retired Executive Vice Pres. | $1,755,846 | Mixed | 03 Mar 2025 | ||
| James A. Dowd | President and CEO | $1,453,206 | Mixed | 04 May 2026 | ||
| William A. Barclay | Director | $1,264,900 | Mixed | 20 Nov 2025 | ||
| Thomas W. Schneider | Director of Capital Markets | $1,245,404 | Mixed | 07 Sep 2022 | ||
| Daniel R. Phillips | Senior Vice President | $1,152,578 | Mixed | 31 Jan 2025 | ||
| Walter F. Rusnak | Senior Vice President, CFO | $983,204 | Mixed | 19 Mar 2024 | ||
| Chris R. Burritt | Director | $932,000 | Mixed | 06 May 2025 | ||
| Lloyd Stemple | Director | $930,410 | Mixed | 10 Nov 2021 | ||
| David A. Ayoub | Director | $712,607 | +$5,453 | +0.77% | Mixed | 12 Mar 2026 |
| Eric Allyn | Director | $710,890 | Mixed | 05 Dec 2024 | ||
| Robert G. Butkowski Jr. | Senior Vice President | $678,369 | Mixed | 08 Apr 2026 | ||
| John F. Sharkey III | Director | $669,994 | Mixed | 15 Nov 2021 | ||
| Calvin Corriders | First Vice President | $635,112 | Mixed | 31 Dec 2023 | ||
| Edward Mervine | Senior Vice President | $609,880 | Mixed | 01 Aug 2018 | ||
| John P. Funiciello | Director | $591,981 | Mixed | 04 May 2023 | ||
| William D. O'Brien | Senior Vice President | $560,392 | Median | 04 May 2026 | ||
| Ronald G. Tascarella | Senior Vice President | $536,450 | Mixed | 08 Apr 2026 | ||
| Justin K. Bigham | Executive Vice President, CFO | $338,710 | Mixed | 08 Apr 2026 | ||
| Joseph Paul McManus | Senior Vice President, CIO | $226,126 | Mixed | 08 Apr 2026 | ||
| Joseph F. Serbun | Senior Vice President | $225,816 | Mixed | 08 Apr 2026 | ||
| Joseph Polniak | FVP, General Counsel | $112,880 | Mixed | 31 Mar 2026 | ||
| Melanie Littlejohn | Director | $56,003 | Median | 04 May 2026 | ||
| Meghan Crawford-Hamlin | Director | $11,502 | Filing P/S | 11 Mar 2024 | ||
| Regina E. Bass | First Vice President | $10,116 | Mixed | 08 Apr 2026 | ||
| Rebecca Braheney | Controller | $5,889 | Mixed | 20 Dec 2021 | ||
| Tony Scavuzzo | Director | $0 | Mixed | 30 Jun 2023 |
Top shareholders of Pathfinder Bancorp, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. |
13D/G
13F
|
Company |
10%
|
485,481
|
$7,325,908 | +$594,969 | 30 Nov 2025 | |
| Minerva Advisors LLC |
13D/G
13F
|
Company |
5.5%
|
262,204
|
$3,710,187 | $0 | 31 Dec 2025 | |
| Pathfinder Bank Employee Stock Ownership Plan Trust |
13D/G
|
— |
5.1%
|
317,463
|
$4,492,101 | -$384,597 | 31 Dec 2025 | |
| Adam C. Gagas |
3/4/5
|
Director |
4.2%
|
202,008
mixed-class rows
|
$2,982,748 | +$26,894 | 13 Mar 2026 | |
| James A. Dowd |
3/4/5
|
President and CEO |
2.3%
|
110,765
mixed-class rows
|
$1,453,206 | — | 04 May 2026 | |
| William A. Barclay |
3/4/5
|
Director |
1.9%
|
90,750
|
$1,264,900 | — | 20 Nov 2025 | |
| Chris R. Burritt |
3/4/5
|
Director |
1.2%
|
56,691
|
$932,000 | — | 06 May 2025 | |
| William D. O'Brien |
3/4/5
|
Senior Vice President |
0.92%
|
43,918
|
$560,392 | — | 04 May 2026 | |
| David A. Ayoub |
3/4/5
|
Director |
0.87%
|
41,633
mixed-class rows
|
$712,607 | +$5,453 | 12 Mar 2026 | |
| Justin K. Bigham |
3/4/5
|
Executive Vice President, CFO |
0.5%
|
24,005
|
$338,710 | — | 08 Apr 2026 | |
| Joseph Paul McManus |
3/4/5
|
Senior Vice President, CIO |
0.34%
|
16,026
|
$226,126 | — | 08 Apr 2026 | |
| Joseph F. Serbun |
3/4/5
|
Senior Vice President |
0.34%
|
16,004
|
$225,816 | — | 08 Apr 2026 | |
| Joseph Polniak |
3/4/5
|
FVP, General Counsel |
0.17%
|
8,000
|
$112,880 | — | 31 Mar 2026 | |
| Melanie Littlejohn |
3/4/5
|
Director |
0.09%
|
4,389
|
$56,003 | — | 04 May 2026 | |
| Regina E. Bass |
3/4/5
|
First Vice President |
0.02%
|
717
|
$10,116 | — | 08 Apr 2026 | |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.4%
|
116,627
|
$1,488,161 | — | 31 Mar 2026 | |
| Oppenheimer & Close, LLC |
13F
|
Company |
1.9%
|
91,915
|
$1,172,835 | — | 31 Mar 2026 | |
| Hamilton Point Investment Advisors, LLC |
13F
|
Company |
0.81%
|
38,429
|
$490,354 | — | 31 Mar 2026 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.48%
|
22,936
|
$292,747 | — | 31 Mar 2026 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.47%
|
22,374
|
$285,492 | — | 31 Mar 2026 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.42%
|
20,232
|
$258,160 | — | 31 Mar 2026 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.38%
|
18,011
|
$229,821 | — | 31 Mar 2026 | |
| VANGUARD FIDUCIARY TRUST CO |
13F
|
Company |
0.36%
|
16,980
|
$216,665 | — | 31 Mar 2026 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.34%
|
16,366
|
$208,830 | — | 31 Mar 2026 | |
| CALDWELL SUTTER CAPITAL, INC. |
13F
|
Company |
0.31%
|
14,773
|
$188,503 | — | 31 Mar 2026 | |
| BlackRock, Inc. |
13F
|
Company |
0.23%
|
10,750
|
$137,170 | — | 31 Mar 2026 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.21%
|
10,200
|
$130,152 | — | 31 Mar 2026 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
5,866
|
$75,000 | — | 31 Mar 2026 | |
| Vanguard Global Advisers, LLC |
13F
|
Company |
0.03%
|
1,636
|
$20,875 | — | 31 Mar 2026 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
495
|
$6,319 | — | 31 Mar 2026 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
462
|
$5,895 | — | 31 Mar 2026 | |
| CWM, LLC |
13F
|
Company |
0%
|
173
|
$2,207 | — | 31 Mar 2026 | |
| George P. Joyce |
3/4/5
|
Director |
—
class O/S missing
|
140,420
|
$1,825,460 | — | 31 Dec 2023 | |
| Ronald Tascarella |
3/4/5
|
Retired Executive Vice Pres. |
—
mixed-class rows
|
113,817
mixed-class rows
|
$1,755,846 | — | 03 Mar 2025 | |
| Thomas W. Schneider |
3/4/5
|
Director of Capital Markets |
—
mixed-class rows
|
100,041
mixed-class rows
|
$1,245,404 | — | 07 Sep 2022 | |
| Daniel R. Phillips |
3/4/5
|
Senior Vice President |
—
mixed-class rows
|
74,245
mixed-class rows
|
$1,152,578 | — | 31 Jan 2025 | |
| Walter F. Rusnak |
3/4/5
|
Senior Vice President, CFO |
—
mixed-class rows
|
82,827
mixed-class rows
|
$983,204 | — | 19 Mar 2024 | |
| Lloyd Stemple |
3/4/5
|
Director |
—
class O/S missing
|
71,570
|
$930,410 | — | 10 Nov 2021 | |
| Eric Allyn |
3/4/5
|
Director |
—
class O/S missing
|
41,211
|
$710,890 | — | 05 Dec 2024 | |
| Robert G. Butkowski Jr. |
3/4/5
|
Senior Vice President |
—
mixed-class rows
|
48,073
mixed-class rows
|
$678,369 | — | 08 Apr 2026 | |
| John F. Sharkey III |
3/4/5
|
Director |
—
class O/S missing
|
51,538
|
$669,994 | — | 15 Nov 2021 | |
| Calvin Corriders |
3/4/5
|
First Vice President |
—
mixed-class rows
|
48,939
mixed-class rows
|
$635,112 | — | 31 Dec 2023 | |
| Edward Mervine |
3/4/5
|
Senior Vice President |
—
mixed-class rows
|
48,915
mixed-class rows
|
$609,880 | — | 01 Aug 2018 | |
| John P. Funiciello |
3/4/5
|
Director |
—
class O/S missing
|
45,537
|
$591,981 | — | 04 May 2023 | |
| Ronald G. Tascarella |
3/4/5
|
Senior Vice President |
—
mixed-class rows
|
38,015
mixed-class rows
|
$536,450 | — | 08 Apr 2026 | |
| Meghan Crawford-Hamlin |
3/4/5
|
Director |
—
class O/S missing
|
1,000
|
$11,502 | — | 11 Mar 2024 | |
| Rebecca Braheney |
3/4/5
|
Controller |
—
class O/S missing
|
453
|
$5,889 | — | 20 Dec 2021 |
Recent Insider Transactions by Companies or Individuals for Pathfinder Bancorp, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Melanie Littlejohn | PBHC | Common Stock | Options Exercise | -64.3% | -7,913 | 4,389 | 04 May 2026 | Direct | ||
| Melanie Littlejohn | PBHC | Common Stock | Options Exercise | 250% | 8,787 | 12,302 | 04 May 2026 | Direct | ||
| Melanie Littlejohn | PBHC | Stock Options | Options Exercise | -100% | -8,787 | 0 | 04 May 2026 | Direct | ||
| William D. O'Brien | PBHC | Common Stock | Options Exercise | 33.6% | 7,908 | 31,420 | 04 May 2026 | Direct | ||
| William D. O'Brien | PBHC | Stock Options | Options Exercise | -100% | -7,908 | 0 | 04 May 2026 | Direct | ||
| James A. Dowd | PBHC | Common Stock | Options Exercise | 4.1% | 2,816 | 71,520 | 04 May 2026 | Direct | ||
| James A. Dowd | PBHC | Stock Options | Options Exercise | -100% | -2,816 | 0 | 04 May 2026 | Direct | ||
| Joseph Polniak | PBHC | Common Stock | Award | 8,000 | 8,000 | 31 Mar 2026 | Direct | |||
| James A. Dowd | PBHC | Common Stock | Options Exercise | 9.57% | 6,000 | 68,704 | 13 Mar 2026 | Direct | ||
| James A. Dowd | PBHC | Stock Options | Options Exercise | -68.1% | -6,000 | 2,816 | 13 Mar 2026 | Direct | ||
| Adam C. Gagas | PBHC | Common Stock | Options Exercise | 32.8% | 8,787 | 35,588 | 13 Mar 2026 | Direct | ||
| Adam C. Gagas | PBHC | Stock Options | Options Exercise | -100% | -8,787 | 0 | 13 Mar 2026 | Direct | ||
| David A. Ayoub | PBHC | Common Stock | Options Exercise | 73.2% | 8,787 | 20,798 | 12 Mar 2026 | Direct | ||
| David A. Ayoub | PBHC | Stock Options | Options Exercise | -100% | -8,787 | 0 | 12 Mar 2026 | Direct | ||
| William D. O'Brien | PBHC | Common Stock | Options Exercise | 18.4% | 3,647 | 23,512 | 05 Mar 2026 | Direct | ||
| William D. O'Brien | PBHC | Stock Options | Options Exercise | -100% | -3,647 | 0 | 05 Mar 2026 | Direct | ||
| Adam C. Gagas | PBHC | Common Stock | Gift | -0.67% | -1,000 | 148,664 | 03 Mar 2026 | By POA | ||
| Ronald G. Tascarella | PBHC | Common Stock | Options Exercise | -10% | -1,865 | 16,771 | 27 Feb 2026 | Direct | ||
| Ronald G. Tascarella | PBHC | Common Stock | Options Exercise | 12.8% | 2,109 | 18,636 | 27 Feb 2026 | Direct | ||
| Ronald G. Tascarella | PBHC | Stock Options | Options Exercise | -100% | -2,109 | 0 | 27 Feb 2026 | Direct | ||
| Adam C. Gagas | PBHC | Common Stock | Purchase | 12.3% | $26,812 | $13.75 | 1,950 | 17,756 | 13 Feb 2026 | By IRA |
| Adam C. Gagas | PBHC | Common Stock | Purchase | 0.04% | $81 | $13.50 | 6 | 15,806 | 12 Feb 2026 | By IRA |
| David A. Ayoub | PBHC | Common Stock | Purchase | 2.27% | $5,453 | $12.83 | 425 | 19,188 | 04 Feb 2026 | By 401K |
| William D. O'Brien | PBHC | Common Stock | Options Exercise | 33.6% | 5,000 | 19,865 | 04 Feb 2026 | Direct | ||
| William D. O'Brien | PBHC | Stock Options | Options Exercise | -57.8% | -5,000 | 3,647 | 04 Feb 2026 | Direct | ||
| Robert G. Butkowski Jr. | PBHC | Common Stock | Options Exercise | 15.7% | 2,636 | 19,436 | 03 Feb 2026 | Direct | ||
| Robert G. Butkowski Jr. | PBHC | Stock Options | Options Exercise | -100% | -2,636 | 0 | 03 Feb 2026 | Direct | ||
| James A. Dowd | PBHC | Common Stock | Options Exercise | 6.81% | 4,000 | 62,704 | 10 Dec 2025 | Direct | ||
| James A. Dowd | PBHC | Stock Options | Options Exercise | -31.2% | -4,000 | 8,816 | 10 Dec 2025 | Direct | ||
| William A. Barclay | PBHC | Common Stock | Options Exercise | 18.5% | 4,500 | 28,774 | 20 Nov 2025 | Direct | ||
| William A. Barclay | PBHC | Stock Options | Options Exercise | -100% | -4,500 | 0 | 20 Nov 2025 | Direct | ||
| James A. Dowd | PBHC | Common Stock | Options Exercise | 5.39% | 3,000 | 58,704 | 12 Sep 2025 | Direct | ||
| James A. Dowd | PBHC | Stock Options | Options Exercise | -19% | -3,000 | 12,816 | 12 Sep 2025 | Direct | ||
| Adam C. Gagas | PBHC | Common Stock | Options Exercise | 13.2% | 3,116 | 26,801 | 28 Aug 2025 | Direct | ||
| Adam C. Gagas | PBHC | Stock Options | Options Exercise | -100% | -3,116 | 0 | 28 Aug 2025 | Direct |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.