Comparable stake leader
ALLIANCEBERNSTEIN L.P.
SEC ownership of Pathfinder Bancorp, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001609065.
Disclosed value leader
ALLIANCEBERNSTEIN L.P.
Comparable rows
32/47
Latest evidence
15 Jun 2026
- Public ticker
- PBHC on Nasdaq
- Parsed ownership sources
-
13D/G, 13F, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
ALLIANCEBERNSTEIN L.P.
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
32 of 47
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
ALLIANCEBERNSTEIN L.P.
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
15 Jun 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001609065
- Issuer location
- Oswego, NY
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Pathfinder Bancorp, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
ALLIANCEBERNSTEIN L.P.
Disclosed value leader
ALLIANCEBERNSTEIN L.P.
Comparable rows
32/47
Latest evidence
15 Jun 2026
13D/G
13F
3/4/5
Lead comparable stake: 10%
15 rows are not safely comparable across share classes.
13D/G row: ALLIANCEBERNSTEIN L.P.
Showing 1-8 of 47 holder rows.
Quick read
ALLIANCEBERNSTEIN L.P. leads the comparable SEC ownership view at 10%.
32 of 47 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens ALLIANCEBERNSTEIN L.P.'s linked filing trail.
Comparable ownership
Top 5
ALLIANCEBERNSTEIN L.P.
10%
Minerva Advisors LLC
5.5%
Pathfinder Bank Employee Stock Ow...
5.1%
Adam C. Gagas
4.2%
James A. Dowd
2.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 47 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. |
13D/G
13F
Company
|
10%
|
$7,325,908
485,481 shares
|
+$594,969 | 30 Nov 2025 |
| Minerva Advisors LLC |
13D/G
13F
Company
|
5.5%
|
$3,710,187
262,204 shares
|
$0 | 31 Dec 2025 |
| Pathfinder Bank Employee Stock Ownership Plan Trust |
13D/G
|
5.1%
|
$4,492,101
317,463 shares
|
-$384,597 | 31 Dec 2025 |
| Adam C. Gagas |
3/4/5
Director
|
4.2%
|
$2,982,748
202,008 shares
mixed-class rows
|
+$26,894 | 13 Mar 2026 |
| James A. Dowd |
3/4/5
President and CEO
|
2.4%
|
$1,489,063
112,165 shares
mixed-class rows
|
+$19,159 | 02 Jun 2026 |
| William A. Barclay |
3/4/5
Director
|
1.9%
|
$1,264,900
90,750 shares
|
— | 20 Nov 2025 |
| Chris R. Burritt |
3/4/5
Director
|
1.2%
|
$932,000
56,691 shares
|
— | 06 May 2025 |
| William D. O'Brien |
3/4/5
Senior Vice President
|
0.92%
|
$560,392
43,918 shares
|
— | 04 May 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$67,386.
Buys
$67,386
Insiders: 4
Sells
$0
Insiders: 0
Net
+$67,386
Shares: +4,781
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 4,781
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 2,400 | 0 | $35,040 | $0 | +$35,040 |
| 3-6 | 2,381 | 0 | $32,346 | $0 | +$32,346 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 28 reporting-owner rows connected to Pathfinder Bancorp, Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
28
Largest Forms 3/4/5 holder
Adam C. Gagas
Net 12M change
+$67,387
Latest report
15 Jun 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Adam C. Gagas | Director | $2,982,748 | +$26,894 | +0.91% | Mixed | 13 Mar 2026 |
| George P. Joyce | Director | $1,825,460 | Mixed | 31 Dec 2023 | ||
| Ronald Tascarella | Retired Executive Vice Pres. | $1,755,846 | Mixed | 03 Mar 2025 | ||
| James A. Dowd | President and CEO | $1,489,063 | +$19,159 | +1.3% | Mixed | 02 Jun 2026 |
| William A. Barclay | Director | $1,264,900 | Mixed | 20 Nov 2025 | ||
| Thomas W. Schneider | Director of Capital Markets | $1,245,404 | Mixed | 07 Sep 2022 | ||
| Daniel R. Phillips | Senior Vice President | $1,152,578 | Mixed | 31 Jan 2025 | ||
| Walter F. Rusnak | Senior Vice President, CFO | $983,204 | Mixed | 19 Mar 2024 | ||
| Chris R. Burritt | Director | $932,000 | Mixed | 06 May 2025 | ||
| Lloyd Stemple | Director | $930,410 | Mixed | 10 Nov 2021 | ||
| David A. Ayoub | Director | $712,607 | +$5,453 | +0.77% | Mixed | 12 Mar 2026 |
| Eric Allyn | Director | $710,890 | Mixed | 05 Dec 2024 | ||
| Robert G. Butkowski Jr. | Senior Vice President | $678,369 | Mixed | 08 Apr 2026 | ||
| John F. Sharkey III | Director | $669,994 | Mixed | 15 Nov 2021 | ||
| Calvin Corriders | First Vice President | $635,112 | Mixed | 31 Dec 2023 | ||
| Edward Mervine | Senior Vice President | $609,880 | Mixed | 01 Aug 2018 | ||
| John P. Funiciello | Director | $591,981 | Mixed | 04 May 2023 | ||
| William D. O'Brien | Senior Vice President | $560,392 | Median | 04 May 2026 | ||
| Ronald G. Tascarella | Senior Vice President | $536,450 | Mixed | 08 Apr 2026 | ||
| Justin K. Bigham | Executive Vice President, CFO | $338,710 | Mixed | 08 Apr 2026 |
Recent insider transactions for Pathfinder Bancorp, Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Joseph Polniak | PBHC | Common Stock | Purchase | 12.5% | $15,881 | $15.88 | 1,000 | 9,000 | 15 Jun 2026 | Direct |
| James A. Dowd | PBHC | Common Stock | Purchase | 7.76% | $19,159 | $13.68 | 1,400 | 19,452 | 02 Jun 2026 | By 401K |
| Melanie Littlejohn | PBHC | Common Stock | Options Exercise | -64.3% | -7,913 | 4,389 | 04 May 2026 | Direct | ||
| Melanie Littlejohn | PBHC | Common Stock | Options Exercise | 250% | 8,787 | 12,302 | 04 May 2026 | Direct | ||
| Melanie Littlejohn | PBHC | Stock Options | Options Exercise | -100% | -8,787 | 0 | 04 May 2026 | Direct | ||
| William D. O'Brien | PBHC | Common Stock | Options Exercise | 33.6% | 7,908 | 31,420 | 04 May 2026 | Direct | ||
| William D. O'Brien | PBHC | Stock Options | Options Exercise | -100% | -7,908 | 0 | 04 May 2026 | Direct | ||
| James A. Dowd | PBHC | Common Stock | Options Exercise | 4.1% | 2,816 | 71,520 | 04 May 2026 | Direct | ||
| James A. Dowd | PBHC | Stock Options | Options Exercise | -100% | -2,816 | 0 | 04 May 2026 | Direct | ||
| Joseph Polniak | PBHC | Common Stock | Award | 8,000 | 8,000 | 31 Mar 2026 | Direct | |||
| James A. Dowd | PBHC | Common Stock | Options Exercise | 9.57% | 6,000 | 68,704 | 13 Mar 2026 | Direct | ||
| James A. Dowd | PBHC | Stock Options | Options Exercise | -68.1% | -6,000 | 2,816 | 13 Mar 2026 | Direct | ||
| Adam C. Gagas | PBHC | Common Stock | Options Exercise | 32.8% | 8,787 | 35,588 | 13 Mar 2026 | Direct | ||
| Adam C. Gagas | PBHC | Stock Options | Options Exercise | -100% | -8,787 | 0 | 13 Mar 2026 | Direct | ||
| David A. Ayoub | PBHC | Common Stock | Options Exercise | 73.2% | 8,787 | 20,798 | 12 Mar 2026 | Direct | ||
| David A. Ayoub | PBHC | Stock Options | Options Exercise | -100% | -8,787 | 0 | 12 Mar 2026 | Direct | ||
| William D. O'Brien | PBHC | Common Stock | Options Exercise | 18.4% | 3,647 | 23,512 | 05 Mar 2026 | Direct | ||
| William D. O'Brien | PBHC | Stock Options | Options Exercise | -100% | -3,647 | 0 | 05 Mar 2026 | Direct | ||
| Adam C. Gagas | PBHC | Common Stock | Gift | -0.67% | -1,000 | 148,664 | 03 Mar 2026 | By POA | ||
| Ronald G. Tascarella | PBHC | Common Stock | Options Exercise | -10% | -1,865 | 16,771 | 27 Feb 2026 | Direct | ||
| Ronald G. Tascarella | PBHC | Common Stock | Options Exercise | 12.8% | 2,109 | 18,636 | 27 Feb 2026 | Direct | ||
| Ronald G. Tascarella | PBHC | Stock Options | Options Exercise | -100% | -2,109 | 0 | 27 Feb 2026 | Direct | ||
| Adam C. Gagas | PBHC | Common Stock | Purchase | 12.3% | $26,812 | $13.75 | 1,950 | 17,756 | 13 Feb 2026 | By IRA |
| Adam C. Gagas | PBHC | Common Stock | Purchase | 0.04% | $81 | $13.50 | 6 | 15,806 | 12 Feb 2026 | By IRA |
| David A. Ayoub | PBHC | Common Stock | Purchase | 2.27% | $5,453 | $12.83 | 425 | 19,188 | 04 Feb 2026 | By 401K |
| William D. O'Brien | PBHC | Common Stock | Options Exercise | 33.6% | 5,000 | 19,865 | 04 Feb 2026 | Direct | ||
| William D. O'Brien | PBHC | Stock Options | Options Exercise | -57.8% | -5,000 | 3,647 | 04 Feb 2026 | Direct | ||
| Robert G. Butkowski Jr. | PBHC | Common Stock | Options Exercise | 15.7% | 2,636 | 19,436 | 03 Feb 2026 | Direct | ||
| Robert G. Butkowski Jr. | PBHC | Stock Options | Options Exercise | -100% | -2,636 | 0 | 03 Feb 2026 | Direct | ||
| James A. Dowd | PBHC | Common Stock | Options Exercise | 6.81% | 4,000 | 62,704 | 10 Dec 2025 | Direct | ||
| James A. Dowd | PBHC | Stock Options | Options Exercise | -31.2% | -4,000 | 8,816 | 10 Dec 2025 | Direct | ||
| William A. Barclay | PBHC | Common Stock | Options Exercise | 18.5% | 4,500 | 28,774 | 20 Nov 2025 | Direct | ||
| William A. Barclay | PBHC | Stock Options | Options Exercise | -100% | -4,500 | 0 | 20 Nov 2025 | Direct | ||
| James A. Dowd | PBHC | Common Stock | Options Exercise | 5.39% | 3,000 | 58,704 | 12 Sep 2025 | Direct | ||
| James A. Dowd | PBHC | Stock Options | Options Exercise | -19% | -3,000 | 12,816 | 12 Sep 2025 | Direct | ||
| Adam C. Gagas | PBHC | Common Stock | Options Exercise | 13.2% | 3,116 | 26,801 | 28 Aug 2025 | Direct | ||
| Adam C. Gagas | PBHC | Stock Options | Options Exercise | -100% | -3,116 | 0 | 28 Aug 2025 | Direct |
* marks a reported price that did not pass the local price check.