Comparable stake leader
ArrowMark Colorado Holdings LLC
SEC ownership of ArrowMark Financial Corp.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001578987.
Disclosed value leader
ArrowMark Colorado Holdings LLC
Comparable rows
37/45
Latest evidence
30 Jun 2026
- Public ticker
- BANX on Nasdaq
- Parsed ownership sources
-
13F, 13D/G, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
ArrowMark Colorado Holdings LLC
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
37 of 45
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
ArrowMark Colorado Holdings LLC
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
30 Jun 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001578987
- Issuer location
- Denver, CO
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of ArrowMark Financial Corp. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
ArrowMark Colorado Holdin...
Disclosed value leader
ArrowMark Colorado Holdin...
Comparable rows
37/45
Latest evidence
30 Jun 2026
13F
13D/G
3/4/5
Lead comparable stake: 9.1%
8 rows are not safely comparable across share classes.
13D/G row: ArrowMark Colorado Holdings LLC
Showing 1-8 of 45 holder rows.
Quick read
ArrowMark Colorado Holdings LLC leads the comparable SEC ownership view at 9.1%.
37 of 45 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens ArrowMark Colorado Holdings LLC's linked filing trail.
Comparable ownership
Top 5
ArrowMark Colorado Holdings LLC
9.1%
Melissa Marano Thompson
0.02%
STIFEL FINANCIAL CORP
1.4%
OSAIC HOLDINGS, INC.
1.4%
Noble Wealth Management PBC
1.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 45 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| ArrowMark Colorado Holdings LLC |
13F
13D/G
Company
|
9.1%
from 13D/G
|
$17,298,505
884,834 shares
|
— | 30 Jun 2026 |
| Melissa Marano Thompson |
3/4/5
Director
|
0.02%
|
$28,147
1,500 shares
|
+$28,148 | 27 Mar 2026 |
| STIFEL FINANCIAL CORP |
13F
Company
|
1.4%
|
$2,718,823
139,071 shares
|
— | 30 Jun 2026 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
1.4%
|
$2,562,426
131,069 shares
|
— | 30 Jun 2026 |
| Noble Wealth Management PBC |
13F
Company
|
1.1%
|
$2,095,701
107,197 shares
|
— | 30 Jun 2026 |
| Everstar Asset Management, LLC |
13F
Company
|
0.62%
|
$1,165,806
59,632 shares
|
— | 30 Jun 2026 |
| Closed-End Fund Advisors, Inc. |
13F
Company
|
0.56%
|
$1,068,408
54,650 shares
|
— | 30 Jun 2026 |
| Almitas Capital LLC |
13F
Company
|
0.53%
|
$993,981
50,843 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$28,148.
Buys
$28,148
Insiders: 1
Sells
$0
Insiders: 0
Net
+$28,148
Shares: +1,500
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 1,500
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 1,500 | 0 | $28,148 | $0 | +$28,148 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-9 of 9 reporting-owner rows connected to ArrowMark Financial Corp.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
9
Largest Forms 3/4/5 holder
Karen Reidy
Net 12M change
+$28,148
Latest report
27 Mar 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Karen Reidy | Director | $198,807 | Mixed | 06 Aug 2021 | ||
| Sanjai Bhonsle | CEO, Director | $176,840 | Mixed | 04 May 2023 | ||
| Guy M. Arnold | Director | $173,373 | Mixed | 05 May 2023 | ||
| Patrick Joseph Farrell | Chief Financial Officer | $151,677 | Filing P/S | 14 Mar 2025 | ||
| Michael Stolper | Director | $109,225 | Mixed | 04 May 2023 | ||
| Dana Staggs | President | $105,628 | Filing P/S | 09 Apr 2025 | ||
| John Scott Emrich | Director | $99,271 | Filing P/S | 31 Mar 2025 | ||
| Melissa Marano Thompson | Director | $28,147 | +$28,148 | +100% | Filing P/S | 27 Mar 2026 |
| Richard Allen Grove | Chief Compliance Officer | $26,006 | Mixed | 04 May 2023 |
Recent insider transactions for ArrowMark Financial Corp.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Melissa Marano Thompson | BANX | Common Stock | Purchase | $28,148 | $18.76 | 1,500 | 1,500 | 27 Mar 2026 | Direct |
* marks a reported price that did not pass the local price check.