ArrowMark Financial Corp. - Common (BANX) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common
Symbol
BANX on Nasdaq
Shares outstanding
7,807,498
Price per share
$21.82
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
878,998
Total reported value
$19,254,843
% of total 13F portfolios
0%
Share change
-163,576
Value change
-$3,388,893
Number of holders
36
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of ArrowMark Financial Corp. - Common (BANX) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
ArrowMark Colorado Holdings LLC 10% $17,632,218 808,076 ArrowMark Colorado Holdings, LLC 31 Dec 2025

As of 30 Sep 2025, 36 institutional investors reported holding 878,998 shares of ArrowMark Financial Corp. - Common (BANX). This represents 11% of the company’s total 7,807,498 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of ArrowMark Financial Corp. - Common (BANX) together control 11% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
RAYMOND JAMES FINANCIAL INC 2.3% 179,070 +0.8% 0% $3,925,206
STIFEL FINANCIAL CORP 2% 153,523 -0.74% 0% $3,365,248
ArrowMark Colorado Holdings LLC 1.8% 137,327 -30% 0.06% $3,010,208
Noble Wealth Management PBC 0.99% 77,679 +55% 0.91% $1,702,724
Everstar Asset Management, LLC 0.57% 44,188 +9.3% 0.55% $968,601
OSAIC HOLDINGS, INC. 0.44% 34,208 +51% 0% $742,024
MORGAN STANLEY 0.4% 30,939 +65% 0% $678,183
Capital Investment Advisors, LLC 0.35% 27,496 0% 0.01% $602,712
BARD ASSOCIATES INC 0.35% 27,155 -34% 0.16% $595,238
MARSHALL WACE, LLP 0.33% 25,821 +40% 0% $565,997
OPPENHEIMER & CO INC 0.29% 22,293 +39% 0.01% $488,663
Falcon Wealth Planning 0.24% 18,862 0% 0.04% $413,455
Catalina Capital Group, LLC 0.2% 15,678 0% 0.21% $343,662
Rockefeller Capital Management L.P. 0.19% 14,762 0% $323,583
Accurate Wealth Management, LLC 0.18% 14,374 0.04% $311,053
Oxbow Advisors, LLC 0.14% 10,890 -0.91% 0.02% $238,709
Cambridge Investment Research Advisors, Inc. 0.13% 10,137 +1.6% 0% $222,000
Private Advisor Group, LLC 0.12% 9,350 0% $204,952
Belpointe Asset Management LLC 0.12% 9,300 0.01% $203,856
MAI Capital Management 0.07% 5,250 0% 0% $115,080
BANK OF AMERICA CORP /DE/ 0.04% 3,050 -0.13% 0% $66,856
UMB Bank, n.a. 0.03% 2,700 0% 0% $59,184
TRUST CO OF VERMONT 0.02% 1,750 -25% 0% $38,360
CALDWELL SUTTER CAPITAL, INC. 0.01% 693 0% 0.01% $15,191
Pathway Financial Advisers, LLC 0.01% 557 0% $12,210

Institutional Holders of ArrowMark Financial Corp. - Common (BANX) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 139,976 $3,057,256 +$51,309 $21.82 9
2025 Q3 878,998 $19,254,843 -$3,388,893 $21.92 36
2025 Q2 992,453 $20,772,664 -$130,829 $20.93 32
2025 Q1 1,048,611 $22,085,345 +$2,132,011 $21.05 31
2024 Q4 947,322 $19,879,958 +$389,993 $20.98 31
2024 Q3 920,646 $19,081,857 -$2,470,027 $20.69 27
2024 Q2 1,320,200 $24,341,682 -$8,242,625 $18.44 25
2024 Q1 1,768,744 $33,632,235 -$253,446 $19.00 25
2023 Q4 1,783,730 $32,385,252 -$1,618,602 $18.16 28
2023 Q3 1,873,263 $32,763,160 -$1,297,439 $17.49 25
2023 Q2 1,951,324 $32,555,512 +$699,848 $16.66 26
2023 Q1 1,903,476 $34,260,671 +$934,457 $18.00 31
2022 Q4 1,852,015 $31,551,465 +$363,928 $17.04 31
2022 Q3 1,827,709 $31,544,432 -$1,570,131 $17.26 30
2022 Q2 1,917,246 $36,810,480 +$141,390 $19.20 28
2022 Q1 1,901,765 $40,990,538 -$1,252,343 $21.51 30
2021 Q4 1,960,280 $42,895,501 -$258,491 $21.97 32
2021 Q3 1,692,988 $37,329,570 +$8,017,151 $22.05 29
2021 Q2 1,329,511 $29,258,789 +$218,081 $22.00 32
2021 Q1 1,328,069 $26,281,503 -$4,688,256 $19.79 30
2020 Q4 1,566,814 $30,175,464 -$1,893,868 $19.25 34
2020 Q3 1,833,615 $35,591,738 +$2,113,560 $19.41 35
2020 Q2 1,764,678 $28,060,768 +$861,338 $15.90 35
2020 Q1 1,588,209 $25,524,699 -$982,065 $16.23 37
2019 Q4 1,757,505 $39,216,861 -$1,072,353 $22.30 44
2019 Q3 1,826,594 $40,481,418 +$1,523,863 $22.15 37
2019 Q2 1,758,558 $38,336,611 +$781,320 $21.80 33
2019 Q1 1,723,001 $36,916,000 +$1,557,246 $21.42 33
2018 Q4 1,653,146 $31,914,000 -$1,594,240 $19.30 34
2018 Q3 1,717,559 $38,461,000 -$759,066 $22.41 36
2018 Q2 1,751,575 $39,953,000 -$2,825,083 $22.89 35
2018 Q1 1,875,967 $40,808,000 -$4,440,290 $21.75 32
2017 Q4 2,053,419 $41,325,000 -$2,102,883 $20.13 34
2017 Q3 2,153,766 $44,449,000 -$1,987,397 $20.64 28
2017 Q2 2,250,082 $45,894,000 -$1,188,490 $20.40 27
2017 Q1 2,309,069 $46,545,000 -$233,948 $20.16 28
2016 Q4 2,325,784 $43,464,000 +$1,711,650 $18.69 28
2016 Q3 2,048,526 $38,240,000 +$2,859,528 $18.67 23
2016 Q2 1,895,446 $34,686,000 +$2,171,320 $18.34 21
2016 Q1 1,777,362 $30,765,612 -$448,154 $17.31 22
2015 Q4 1,799,149 $29,326,895 +$2,822,197 $16.30 16
2015 Q3 1,625,898 $27,348,000 -$822,521 $16.82 16
2015 Q2 1,672,874 $28,934,000 +$1,712,669 $17.30 17
2015 Q1 1,574,439 $27,583,453 +$2,986,504 $17.96 16
2014 Q4 1,403,651 $26,711,215 +$9,754,932 $19.47 17
2014 Q3 860,204 $21,261,000 -$252,122 $25.14 18
2014 Q2 870,387 $22,089,000 +$994,511 $25.38 13
2014 Q1 831,287 $20,433,000 +$6,014,349 $24.58 14