ArrowMark Financial Corp. - Common (BANX) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common
Symbol
BANX on Nasdaq
Shares outstanding
7,807,498
Price per share
$21.19
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,554,641
Total reported value
$33,917,357
% of total 13F portfolios
0%
Share change
+606,316
Value change
+$13,197,758
Number of holders
33
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of ArrowMark Financial Corp. - Common (BANX) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
ArrowMark Colorado Holdings LLC 10% $17,632,218 808,076 ArrowMark Colorado Holdings, LLC 31 Dec 2025

As of 31 Dec 2025, 33 institutional investors reported holding 1,554,641 shares of ArrowMark Financial Corp. - Common (BANX). This represents 20% of the company’s total 7,807,498 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of ArrowMark Financial Corp. - Common (BANX) together control 20% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
ArrowMark Colorado Holdings LLC 10% 808,076 +488% 0.39% $17,632,218
STIFEL FINANCIAL CORP 2% 155,804 +1.5% 0% $3,399,686
RAYMOND JAMES FINANCIAL INC 2% 155,384 -13% 0% $3,390,485
Noble Wealth Management PBC 1% 80,711 +3.9% 0.88% $1,761,114
Closed-End Fund Advisors, Inc. 0.89% 69,337 0% 0.89% $1,512,933
OSAIC HOLDINGS, INC. 0.6% 46,816 +37% 0% $1,021,545
Everstar Asset Management, LLC 0.59% 46,192 +4.5% 0.56% $1,000,120
MORGAN STANLEY 0.41% 32,001 +3.4% 0% $698,266
Capital Investment Advisors, LLC 0.33% 25,996 -5.5% 0.01% $567,233
OPPENHEIMER & CO INC 0.29% 22,547 +1.1% 0.01% $491,976
Falcon Wealth Planning 0.22% 17,564 -6.9% 0.03% $383,246
Catalina Capital Group, LLC 0.2% 15,708 +0.19% 0.21% $342,749
Rockefeller Capital Management L.P. 0.19% 14,762 0% 0% $322,107
Accurate Wealth Management, LLC 0.19% 14,516 +0.99% 0.04% $319,933
Private Advisor Group, LLC 0.14% 11,011 +18% 0% $240,261
Oxbow Advisors, LLC 0.14% 10,890 0% 0.02% $237,620
Cambridge Investment Research Advisors, Inc. 0.13% 10,178 +0.4% 0% $222,000
MAI Capital Management 0.07% 5,250 0% 0% $114,555
BANK OF AMERICA CORP /DE/ 0.06% 5,050 +66% 0% $110,191
TRUST CO OF VERMONT 0.02% 1,750 0% 0% $38,185
ROYAL BANK OF CANADA 0.01% 1,030 0% $22,000
UBS Group AG 0.01% 967 +117% 0% $21,100
CALDWELL SUTTER CAPITAL, INC. 0.01% 693 0% 0.01% $15,121
Global Wealth Strategies & Associates 0.01% 511 0% $11,150
Wilmington Savings Fund Society, FSB 0.01% 500 0% 0% $10,910

Institutional Holders of ArrowMark Financial Corp. - Common (BANX) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,554,641 $33,917,357 +$13,197,758 $21.82 33
2025 Q3 878,998 $19,254,843 -$3,388,893 $21.92 36
2025 Q2 992,453 $20,772,664 -$130,829 $20.93 32
2025 Q1 1,048,611 $22,085,345 +$2,132,011 $21.05 31
2024 Q4 947,322 $19,879,958 +$389,993 $20.98 31
2024 Q3 920,646 $19,081,857 -$2,470,027 $20.69 27
2024 Q2 1,320,200 $24,341,682 -$8,242,625 $18.44 25
2024 Q1 1,768,744 $33,632,235 -$253,446 $19.00 25
2023 Q4 1,783,730 $32,385,252 -$1,618,602 $18.16 28
2023 Q3 1,873,263 $32,763,160 -$1,297,439 $17.49 25
2023 Q2 1,951,324 $32,555,512 +$699,848 $16.66 26
2023 Q1 1,903,476 $34,260,671 +$934,457 $18.00 31
2022 Q4 1,852,015 $31,551,465 +$363,928 $17.04 31
2022 Q3 1,827,709 $31,544,432 -$1,570,131 $17.26 30
2022 Q2 1,917,246 $36,810,480 +$141,390 $19.20 28
2022 Q1 1,901,765 $40,990,538 -$1,252,343 $21.51 30
2021 Q4 1,960,280 $42,895,501 -$258,491 $21.97 32
2021 Q3 1,692,988 $37,329,570 +$8,017,151 $22.05 29
2021 Q2 1,329,511 $29,258,789 +$218,081 $22.00 32
2021 Q1 1,328,069 $26,281,503 -$4,688,256 $19.79 30
2020 Q4 1,566,814 $30,175,464 -$1,893,868 $19.25 34
2020 Q3 1,833,615 $35,591,738 +$2,113,560 $19.41 35
2020 Q2 1,764,678 $28,060,768 +$861,338 $15.90 35
2020 Q1 1,588,209 $25,524,699 -$982,065 $16.23 37
2019 Q4 1,757,505 $39,216,861 -$1,072,353 $22.30 44
2019 Q3 1,826,594 $40,481,418 +$1,523,863 $22.15 37
2019 Q2 1,758,558 $38,336,611 +$781,320 $21.80 33
2019 Q1 1,723,001 $36,916,000 +$1,557,246 $21.42 33
2018 Q4 1,653,146 $31,914,000 -$1,594,240 $19.30 34
2018 Q3 1,717,559 $38,461,000 -$759,066 $22.41 36
2018 Q2 1,751,575 $39,953,000 -$2,825,083 $22.89 35
2018 Q1 1,875,967 $40,808,000 -$4,440,290 $21.75 32
2017 Q4 2,053,419 $41,325,000 -$2,102,883 $20.13 34
2017 Q3 2,153,766 $44,449,000 -$1,987,397 $20.64 28
2017 Q2 2,250,082 $45,894,000 -$1,188,490 $20.40 27
2017 Q1 2,309,069 $46,545,000 -$233,948 $20.16 28
2016 Q4 2,325,784 $43,464,000 +$1,711,650 $18.69 28
2016 Q3 2,048,526 $38,240,000 +$2,859,528 $18.67 23
2016 Q2 1,895,446 $34,686,000 +$2,171,320 $18.34 21
2016 Q1 1,777,362 $30,765,612 -$448,154 $17.31 22
2015 Q4 1,799,149 $29,326,895 +$2,822,197 $16.30 16
2015 Q3 1,625,898 $27,348,000 -$822,521 $16.82 16
2015 Q2 1,672,874 $28,934,000 +$1,712,669 $17.30 17
2015 Q1 1,574,439 $27,583,453 +$2,986,504 $17.96 16
2014 Q4 1,403,651 $26,711,215 +$9,754,932 $19.47 17
2014 Q3 860,204 $21,261,000 -$252,122 $25.14 18
2014 Q2 870,387 $22,089,000 +$994,511 $25.38 13
2014 Q1 831,287 $20,433,000 +$6,014,349 $24.58 14