SEC ownership of Cocrystal Pharma, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001412486.

Comparable stake leader

OPKO HEALTH, INC.

Disclosed value leader

OPKO HEALTH, INC.

Comparable rows

28/36

Latest evidence

05 Aug 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
28 of 36
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
OPKO HEALTH, INC.
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
05 Aug 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001412486
Issuer location
Bothell, WA

Ownership snapshot

Top shareholders of Cocrystal Pharma, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
OPKO HEALTH, INC.
Disclosed value leader
OPKO HEALTH, INC.
Comparable rows
28/36
Latest evidence
05 Aug 2026
13D/G 3/4/5 13F Lead comparable stake: 30% 8 rows are not safely comparable across share classes. 13D/G row: OPKO HEALTH, INC. Showing 1-8 of 36 holder rows.

Quick read

OPKO HEALTH, INC. leads the comparable SEC ownership view at 30%.

28 of 36 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens OPKO HEALTH, INC.'s linked filing trail.
Comparable ownership Top 5
OPKO HEALTH, INC. 30%
Et al Phillip Frost MD 14%
VANGUARD CAPITAL MANAGEMENT LLC 1.9%
RENAISSANCE TECHNOLOGIES LLC 0.93%
TWO SIGMA INVESTMENTS, LP 0.91%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 36 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
OPKO HEALTH, INC.
13D/G
30%
$5,977,562
5,692,916 shares
$0 31 Jul 2026
Et al Phillip Frost MD
3/4/5 13D/G
Director, 10%+ Owner · Phillip Frost, M.D.
14%
from 13D/G
$2,985,326
2,764,692 shares
mixed-class rows
+$300,212 05 Aug 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
1.9%
$376,139
358,228 shares
30 Jun 2026
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
0.93%
$188,609
179,628 shares
30 Jun 2026
TWO SIGMA INVESTMENTS, LP
13F
Company
13F
0.91%
$184,148
175,379 shares
30 Jun 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.4%
$80,034
76,208 shares
30 Jun 2026
BlackRock, Inc.
13F
Company
13F
0.38%
$77,433
73,746 shares
30 Jun 2026
CITADEL ADVISORS LLC
13F
Company
13F
0.23%
$47,374
45,118 shares
30 Jun 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$300,212.

Buys
$300,212
Insiders: 1
Sells
$0
Insiders: 0
Net
+$300,212
Shares: +314,000
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 314,000 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 85,000 0 $80,406 $0 +$80,406
3-6 20,000 0 $19,952 $0 +$19,952
6-9 209,000 0 $199,854 $0 +$199,854
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-10 of 10 reporting-owner rows connected to Cocrystal Pharma, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
10
Largest Forms 3/4/5 holder
Et al Phillip Frost MD
Net 12M change
+$300,212
Latest report
12 Aug 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Et al Phillip Frost MD Director, 10%+ Owner $2,985,326 +$300,212 +11% Mixed 05 Aug 2026
Fred Hassan Director $2,922,384 Mixed 09 Jan 2026
Richard C. Pfenniger Jr. Director $94,867 Mixed 09 Jan 2026
James Joseph Martin Co-CEO and CFO $71,394 Mixed 09 Jan 2026
James Sapirstein Chief Executive Officer Mixed 03 Jun 2026
Sam Lee President and Co-CEO Mixed 09 Jan 2026
Carol L. Brosgart Director Mixed 12 Aug 2026
Anthony J. Japour Director Mixed 09 Jan 2026
Roger D. Kornberg Director Mixed 09 Jan 2026
Steven D. Rubin Director Mixed 09 Jan 2026

Recent insider transactions for Cocrystal Pharma, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Et al Phillip Frost MD COCP Common Stock Purchase 0.5% $9,816 $0.9816 10,000 1,993,551 05 Aug 2026 By Frost Gamma Investments Trust
Et al Phillip Frost MD COCP Common Stock Purchase 3.93% $70,590 $0.9412 75,000 1,983,551 03 Aug 2026 By Frost Gamma Investments Trust
James Sapirstein COCP Stock Options (Right to Buy) Award 235,000 235,000 03 Jun 2026 Direct
Et al Phillip Frost MD COCP Common Stock Purchase 1.06% $19,952 $0.9976 20,000 1,908,551 24 Feb 2026 By Frost Gamma Investments Trust
Et al Phillip Frost MD COCP Common Stock Purchase 2.72% $47,280 $0.9456 50,000 1,888,551 06 Feb 2026 By Frost Gamma Investments Trust
Roger D. Kornberg COCP Stock Options (Right to Buy) Award 24,615 24,615 09 Jan 2026 Direct
Richard C. Pfenniger Jr. COCP Stock Options (Right to Buy) Award 16,410 16,410 09 Jan 2026 Direct
Sam Lee COCP Stock Options (Right to Buy) Award 49,229 49,229 09 Jan 2026 Direct
Fred Hassan COCP Stock Options (Right to Buy) Award 16,410 16,410 09 Jan 2026 Direct
James Joseph Martin COCP Stock Options (Right to Buy) Award 49,229 49,229 09 Jan 2026 Direct
Et al Phillip Frost MD COCP Stock Options (Right to Buy) Award 24,615 24,615 09 Jan 2026 Direct
Anthony J. Japour COCP Stock Options (Right to Buy) Award 16,410 16,410 09 Jan 2026 Direct
Steven D. Rubin COCP Stock Options (Right to Buy) Award 16,410 16,410 09 Jan 2026 Direct
Et al Phillip Frost MD COCP Common Stock Purchase 2.8% $47,275 $0.9455 50,000 1,838,551 31 Dec 2025 By Frost Gamma Investments Trust
Et al Phillip Frost MD COCP Common Stock Purchase 1.13% $19,310 $0.9655 20,000 1,788,551 30 Dec 2025 By Frost Gamma Investments Trust
Et al Phillip Frost MD COCP Common Stock Purchase 2.31% $38,944 $0.9736 40,000 1,768,551 26 Dec 2025 By Frost Gamma Investments Trust
Et al Phillip Frost MD COCP Common Stock Purchase 1.47% $24,258 $0.9703 25,000 1,728,551 24 Dec 2025 By Frost Gamma Investments Trust
Et al Phillip Frost MD COCP Common Stock Purchase 0.24% $3,975 $0.9938 4,000 1,703,551 26 Nov 2025 By Frost Gamma Investments Trust
Et al Phillip Frost MD COCP Common Stock Purchase 1.19% $18,812 $0.9406 20,000 1,699,551 25 Nov 2025 By Frost Gamma Investments Trust
Et al Phillip Frost MD COCP Common Stock Award 27.2% 359,713 1,679,551 28 Oct 2025 By Frost Gamma Investments Trust
Et al Phillip Frost MD COCP Warrants Award 719,426 719,426 28 Oct 2025 By Frost Gamma Investments Trust
Fred Hassan COCP Common Stock Award 35.2% 359,713 1,383,009 28 Oct 2025 Direct
Fred Hassan COCP Warrants Award 719,426 719,426 28 Oct 2025 Direct
Richard C. Pfenniger Jr. COCP Common Stock Award 175.4% 20,000 31,400 28 Oct 2025 Direct
Richard C. Pfenniger Jr. COCP Warrants Award 40,000 40,000 28 Oct 2025 Direct
James Joseph Martin COCP Common Stock Award 8.87% 3,598 44,167 28 Oct 2025 Direct
James Joseph Martin COCP Warrants Award 7,196 7,196 28 Oct 2025 Direct
* marks a reported price that did not pass the local price check.
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