SEC ownership of PUMA BIOTECHNOLOGY, INC.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001401667.

Comparable stake leader

ACORN BIOVENTURES, L.P.

Disclosed value leader

ACORN CAPITAL ADVISORS, LLC

Comparable rows

50/50

Latest evidence

30 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
ACORN BIOVENTURES, L.P.
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
30 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001401667
Issuer location
Los Angeles, CA

Ownership snapshot

Top shareholders of PUMA BIOTECHNOLOGY, INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ACORN BIOVENTURES, L.P.
Disclosed value leader
ACORN CAPITAL ADVISORS, LLC
Comparable rows
50/50
Latest evidence
30 Jun 2026
13D/G 13F 3/4/5 Lead comparable stake: 8% 13D/G row: ACORN BIOVENTURES, L.P. Showing 1-8 of 50 holder rows.

Quick read

ACORN BIOVENTURES, L.P. leads the comparable SEC ownership view at 8%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ACORN BIOVENTURES, L.P.'s linked filing trail.
Comparable ownership Top 5
ACORN BIOVENTURES, L.P. 8%
BlackRock, Inc. 5.6%
MILLENNIUM MANAGEMENT LLC 3.9%
Brian M. Stuglik 0.23%
Allison Dorval 0.18%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ACORN BIOVENTURES, L.P.
13D/G
Anders Hove
8%
$11,859,557
3,940,052 shares
+$1,988,442 31 Dec 2024
BlackRock, Inc.
13F 13D/G
Company
5.6%
from 13D/G
$30,856,410
3,804,736 shares
30 Jun 2026
MILLENNIUM MANAGEMENT LLC
13D/G 13F
Company
3.9%
$5,701,319
1,894,126 shares
$0 31 Dec 2024
Brian M. Stuglik
3/4/5
Director
0.23%
$819,652
113,858 shares
-$58,311 11 Jun 2026
Allison Dorval
3/4/5
Director
0.18%
$653,516
90,780 shares
-$83,579 11 Jun 2026
Michael Patrick Miller
3/4/5
Director
0.16%
$517,590
81,000 shares
-$97,228 11 Jun 2026
Alessandra Cesano
3/4/5
Director
0.14%
$439,951
68,850 shares
11 Jun 2026
Troy E. Wilson
3/4/5
Director
0.12%
$433,648
60,300 shares
-$77,748 11 Jun 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$1,503,247.

Buys
$0
Insiders: 0
Sells
$1,503,247
Insiders: 9
Net
-$1,503,247
Shares: -216,296
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 216,296
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 141,414 $0 $1,084,258 -$1,084,258
3-6 0 0 $0 $0 $0
6-9 0 54,882 $0 $321,760 -$321,760
9-12 0 20,000 $0 $97,228 -$97,228

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-13 of 13 reporting-owner rows connected to PUMA BIOTECHNOLOGY, INC.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
13
Largest Forms 3/4/5 holder
Alan H. Auerbach
Net 12M change
-$1,503,245
Latest report
06 Jul 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Alan H. Auerbach President and CEO, Director, 10%+ Owner $60,003,187 -$568,929 -0.94% Filing P/S 06 Jul 2026
Maximo F. Nougues Chief Financial Officer $1,905,753 -$141,743 -6.9% Filing P/S 06 Jul 2026
Douglas M. Hunt The Reporting Person is the Senior Vice President of Regulatory Affairs of the Issuer. $1,626,497 -$122,600 -7% Filing P/S 06 Jul 2026
Brian M. Stuglik Director $819,652 -$58,311 -6.6% Filing P/S 11 Jun 2026
Allison Dorval Director $653,516 -$83,579 -11% Filing P/S 11 Jun 2026
Alvin F. Wong Chief Scientific Officer $633,593 Mixed 12 Feb 2024
Michael Patrick Miller Director $517,590 -$97,228 -16% Mixed 11 Jun 2026
Jeffrey Jerome Ludwig Chief Commercial Officer $494,161 Mixed 07 Feb 2025
Alessandra Cesano Director $439,951 Mixed 11 Jun 2026
Troy E. Wilson Director $433,648 -$77,748 -15% Mixed 11 Jun 2026
Jay M. Moyes Director $420,968 -$158,796 -27% Filing P/S 11 Jun 2026
Adrian Senderowicz Director $194,310 -$194,311 -50% Filing P/S 11 Jun 2026
Ann C. Miller Director $182,720 Mixed 15 Jun 2021

Recent insider transactions for PUMA BIOTECHNOLOGY, INC.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Alan H. Auerbach PBYI Common Stock Sale -0.6% $364,051 $8.26 -44,058 7,261,671 06 Jul 2026 Direct
Douglas M. Hunt PBYI Common Stock Sale -4.12% $69,905 $8.26 -8,460 196,841 06 Jul 2026 Direct
Maximo F. Nougues PBYI Common Stock Sale -3.91% $77,557 $8.26 -9,386 230,637 06 Jul 2026 Direct
Troy E. Wilson PBYI Common Stock Sale -15.3% $77,748 $7.20 -10,800 59,750 12 Jun 2026 Direct
Brian M. Stuglik PBYI Common Stock Sale -6.64% $58,311 $7.20 -8,100 113,858 12 Jun 2026 Direct
Adrian Senderowicz PBYI Common Stock Sale -50% $194,311 $7.20 -27,000 27,000 12 Jun 2026 Direct
Jay M. Moyes PBYI Common Stock Sale -27.4% $158,796 $7.22 -22,000 58,322 12 Jun 2026 Direct
Allison Dorval PBYI Common Stock Sale -11.3% $83,579 $7.20 -11,610 90,780 12 Jun 2026 Direct
Troy E. Wilson PBYI Common Stock Award 62% 27,000 70,550 11 Jun 2026 Direct
Brian M. Stuglik PBYI Common Stock Award 28.4% 27,000 121,958 11 Jun 2026 Direct
Adrian Senderowicz PBYI Common Stock Award 100% 27,000 54,000 11 Jun 2026 Direct
Michael Patrick Miller PBYI Common Stock Award 50% 27,000 81,000 11 Jun 2026 Direct
Jay M. Moyes PBYI Common Stock Award 50.6% 27,000 80,322 11 Jun 2026 Direct
Allison Dorval PBYI Common Stock Award 35.8% 27,000 102,390 11 Jun 2026 Direct
Alessandra Cesano PBYI Common Stock Award 64.5% 27,000 68,850 11 Jun 2026 Direct
Alan H. Auerbach PBYI Common Stock Award 2.24% 159,778 7,305,729 18 Feb 2026 Direct
Alan H. Auerbach PBYI Stock Option (Right to Buy) Award 227,474 227,474 18 Feb 2026 Direct
Douglas M. Hunt PBYI Common Stock Award 31.7% 49,394 205,301 18 Feb 2026 Direct
Douglas M. Hunt PBYI Stock Option (Right to Buy) Award 70,321 70,321 18 Feb 2026 Direct
Maximo F. Nougues PBYI Common Stock Award 24.2% 46,739 240,023 18 Feb 2026 Direct
Maximo F. Nougues PBYI Stock Option (Right to Buy) Award 66,541 66,541 18 Feb 2026 Direct
Alan H. Auerbach PBYI Common Stock Sale -0.25% $105,893 $5.88 -18,012 7,145,951 07 Jan 2026 Direct
Douglas M. Hunt PBYI Common Stock Sale -3.12% $29,477 $5.88 -5,014 155,907 07 Jan 2026 Direct
Maximo F. Nougues PBYI Common Stock Sale -3.21% $37,655 $5.88 -6,405 193,284 07 Jan 2026 Direct
Alan H. Auerbach PBYI Common Stock Sale -0.24% $98,986 $5.84 -16,938 7,163,963 06 Jan 2026 Direct
Douglas M. Hunt PBYI Common Stock Sale -2.41% $23,218 $5.84 -3,973 160,921 06 Jan 2026 Direct
Maximo F. Nougues PBYI Common Stock Sale -2.22% $26,532 $5.84 -4,540 199,689 06 Jan 2026 Direct
Michael Patrick Miller PBYI Common Stock Sale -27% $97,228 $4.86 -20,000 54,000 11 Nov 2025 Direct
* marks a reported price that did not pass the local price check.
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