Insider Transactions Reported by 30 Insiders of LPL Financial Holdings Inc.

Symbol
LPLA on Nasdaq
Location
San Diego, CA

Insiders trading volume in the past year

LPL Financial Holdings Inc. executives and other stock owners filed with the SEC include:

Name Relationship Holdings Value Past Year Net Change Change % Report Date
James S. Putnam Director $51,184,074 01 Dec 2025
Dan H. Arnold President & CEO, Director $39,546,608 14 Jun 2024
Richard P. Schifter Director $15,181,077 31 Dec 2025
Richard Steinmeier Chief Executive Officer $13,730,376 -$1,876,482 -12% 25 Feb 2026
Anne M. Mulcahy Director $11,613,987 23 May 2025
George Burton White Managing Director $11,232,887 25 Feb 2022
William Francis Glavin Jr Director $9,774,369 01 Dec 2025
Greg Gates Group Managing Director $7,853,775 -$3,289,325 -30% 25 Feb 2026
Matthew J. Audette President and CFO $6,888,211 -$506,715 -6.9% 25 Feb 2026
Paulett Eberhart Director $6,381,412 01 Dec 2025
Sallie R. Larsen Managing Director $5,708,658 10 Nov 2023
Edward C. Bernard Director $5,689,637 01 Dec 2025
Scott Seese Managing Director $5,478,236 14 Jun 2021
Michelle Oroschakoff Managing Director $5,404,181 25 Feb 2023
Corey E. Thomas Director $5,181,386 01 Dec 2025
Matthew Enyedi Group Managing Director $4,557,129 -$675,192 -13% 25 Feb 2026
Dayton Semerjian Managing Director $4,331,565 25 Feb 2023
Allison Mnookin Director $4,136,045 01 Dec 2025
Edward Fandrey Managing Director $3,464,029 25 Feb 2022
Kabir Sethi Managing Director $2,744,636 25 Feb 2024
Althea Brown Managing Director $2,416,430 25 Feb 2025
Aneri Jambusaria Group Managing Director $2,057,238 -$207,015 -9.1% 02 Mar 2026
Brent Simonich Principal Accounting Officer $1,534,559 25 Feb 2023
Marc Eliot Cohen Group Managing Director $1,369,202 -$1,019,996 -43% 09 Mar 2026
Matthew Morningstar Group Managing Director $1,291,689 25 Feb 2026
Katharine Reeping Principal Accounting Officer $837,387 25 Feb 2026
Albert J. Ko Director $819,375 23 May 2025
Emily Field Group Managing Director $733,407 25 Feb 2026
Sara Dadyar Managing Director $657,432 25 Feb 2025
Somesh Khanna Director $49,646 02 Feb 2026

Recent Insider Transactions by Companies or Individuals for LPL Financial Holdings Inc.

Insider Symbol Class Transaction % Value $ * Price $ Shares Shares Owned Date Ownership
Marc Eliot Cohen LPLA Common Stock Sale -19.8% $337,041 $309.72 -1,088 4,400 10 Mar 2026 Direct
Marc Eliot Cohen LPLA Common Stock Sale -28.7% $682,955 $308.75 -2,212 5,488 09 Mar 2026 Direct
Marc Eliot Cohen LPLA Common Stock Options Exercise 40.3% 2,212 7,700 09 Mar 2026 Direct
Marc Eliot Cohen LPLA Stock Option (Right to Buy) Options Exercise -100% -2,212 0 09 Mar 2026 Direct
Aneri Jambusaria LPLA Common Stock Sale -4.38% $94,248 $306.00 -308 6,723 02 Mar 2026 Direct
Matthew Enyedi LPLA Common Stock Sale -13% $675,192 $320.15 -2,109 14,121 26 Feb 2026 Direct
Matthew J. Audette LPLA Common Stock Sale -6.88% $506,715 $320.50 -1,581 21,382 26 Feb 2026 Direct
Richard Steinmeier LPLA Common Stock Tax liability -22.6% -2,619 8,962 25 Feb 2026 Direct
Richard Steinmeier LPLA Common Stock Award 190.6% 12,781 19,488 25 Feb 2026 Direct
Katharine Reeping LPLA Common Stock Tax liability -10.3% -212 1,841 25 Feb 2026 Direct
Katharine Reeping LPLA Common Stock Award 25.8% 454 2,214 25 Feb 2026 Direct
Matthew Morningstar LPLA Common Stock Award 48.9% 1,122 3,415 25 Feb 2026 Direct
Aneri Jambusaria LPLA Common Stock Tax liability -11.1% -715 5,729 25 Feb 2026 Direct
Aneri Jambusaria LPLA Common Stock Award 46.9% 2,244 7,031 25 Feb 2026 Direct
Greg Gates LPLA Common Stock Tax liability -7.85% -1,293 15,183 25 Feb 2026 Direct
Greg Gates LPLA Common Stock Award 55.8% 7,437 20,764 25 Feb 2026 Direct
Emily Field LPLA Common Stock Award 137.3% 1,122 1,939 25 Feb 2026 Direct
Matthew Enyedi LPLA Common Stock Tax liability -8.66% -1,333 14,054 25 Feb 2026 Direct
Matthew Enyedi LPLA Common Stock Award 32.4% 3,975 16,230 25 Feb 2026 Direct
Marc Eliot Cohen LPLA Common Stock Tax liability -10.6% -483 4,085 25 Feb 2026 Direct
Marc Eliot Cohen LPLA Common Stock Award 54.7% 1,940 5,488 25 Feb 2026 Direct
Matthew J. Audette LPLA Common Stock Tax liability -12.6% -2,351 16,339 25 Feb 2026 Direct
Matthew J. Audette LPLA Common Stock Award 61.9% 8,776 22,963 25 Feb 2026 Direct
Somesh Khanna LPLA Common Stock Award 139 139 02 Feb 2026 Direct
Richard P. Schifter LPLA Common Stock Gift -2.92% -1,145 38,080 31 Dec 2025 Direct
Matthew Morningstar LPLA Common Stock Award 296.7% 1,715 2,293 09 Dec 2025 Direct
Richard Steinmeier LPLA Common Stock Gift -1.61% -275 16,813 05 Dec 2025 Held by Trust
Richard Steinmeier LPLA Common Stock Sale -35.2% $1,876,482 $370.99 -5,058 9,326 05 Dec 2025 Direct
Greg Gates LPLA Common Stock Sale -4.88% $278,231 $370.97 -750 14,620 05 Dec 2025 Direct
Corey E. Thomas LPLA Common Stock Award 0.03% 4 13,834 01 Dec 2025 Direct
Richard P. Schifter LPLA Common Stock Award 0.04% 14 39,225 01 Dec 2025 Direct
James S. Putnam LPLA Common Stock Award 0.01% 7 136,659 01 Dec 2025 Direct
Allison Mnookin LPLA Common Stock Award 0.02% 2 11,043 01 Dec 2025 Direct
Aneri Jambusaria LPLA Common Stock Sale -1.43% $28,198 $352.48 -80 5,502 01 Dec 2025 Direct
William Francis Glavin Jr LPLA Common Stock Award 0.04% 10 23,322 01 Dec 2025 Direct
Paulett Eberhart LPLA Common Stock Award 0.02% 4 17,038 01 Dec 2025 Direct
Edward C. Bernard LPLA Common Stock Award 0.02% 3 15,191 01 Dec 2025 Direct
Greg Gates LPLA Common Stock Sale -8.89% $564,647 $376.43 -1,500 15,370 05 Nov 2025 Direct
Greg Gates LPLA Common Stock Sale -4.26% $235,814 $314.42 -750 16,870 06 Oct 2025 Direct
Katharine Reeping LPLA Common Stock Tax liability -2.76% -56 1,972 09 Sep 2025 Direct
Greg Gates LPLA Common Stock Sale -7.85% $507,312 $338.21 -1,500 17,620 05 Sep 2025 Direct
Emily Field LPLA Common Stock Award 817 817 05 Sep 2025 Direct
Aneri Jambusaria LPLA Common Stock Sale -1.41% $28,900 $361.25 -80 5,582 02 Sep 2025 Direct
Corey E. Thomas LPLA Common Stock Award 0.03% 4 13,830 29 Aug 2025 Direct
Richard P. Schifter LPLA Common Stock Award 0.04% 14 39,211 29 Aug 2025 Direct
James S. Putnam LPLA Common Stock Award 0.01% 7 136,652 29 Aug 2025 Direct
Allison Mnookin LPLA Common Stock Award 0.02% 2 11,041 29 Aug 2025 Direct
William Francis Glavin Jr LPLA Common Stock Award 0.04% 10 23,312 29 Aug 2025 Direct
Paulett Eberhart LPLA Common Stock Award 0.02% 4 17,034 29 Aug 2025 Direct
Edward C. Bernard LPLA Common Stock Award 0.02% 3 15,188 29 Aug 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.