Katharine Reeping - 09 Sep 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Principal Accounting Officer
Signature
/s/ Robert S. Hatfield III, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
09 Sep 2025
Net transactions value
-$19,038
Form type
4
Filing time
11 Sep 2025, 18:30:25 UTC
Previous filing
10 Mar 2025
Next filing
27 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Reeping Katharine Principal Accounting Officer C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO /s/ Robert S. Hatfield III, attorney-in-fact 11 Sep 2025 0002059598

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability $19,038 -56 -2.8% $339.97 1,972 09 Sep 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 449.9057 shares of Common Stock; (ii) 135 restricted stock units that vest in full on February 25, 2026; (iii) 542 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; (iv) 569 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028; and (v) 276 restricted stock units that vest in full on February 25, 2027.

Remarks:

The signatory is signing on behalf of Katharine Reeping pursuant to a Power of Attorney dated February 25, 2025.