Emily Field - 05 Sep 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Group Managing Director
Signature
/s/ Robert S. Hatfield III, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
05 Sep 2025
Net transactions value
$0
Form type
4
Filing time
09 Sep 2025, 16:56:07 UTC
Previous filing
25 Aug 2025
Next filing
27 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Field Emily Group Managing Director C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO /s/ Robert S. Hatfield III, attorney-in-fact 09 Sep 2025 0002083045

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Award $0 +817 $0.000000 817 05 Sep 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of September 5, 2026, September 5, 2027 and September 5, 2028. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

Remarks:

The signatory is signing on behalf of Emily Field pursuant to a Power of Attorney dated July 21, 2025.