SEC ownership of KIORA PHARMACEUTICALS INC

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001372514.

Comparable stake leader

Nantahala Capital Management, LLC

Disclosed value leader

ARMISTICE CAPITAL, LLC

Comparable rows

28/44

Latest evidence

01 Jul 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
28 of 44
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
Nantahala Capital Management, LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
01 Jul 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001372514
Issuer location
Encinitas, CA

Ownership snapshot

Top shareholders of KIORA PHARMACEUTICALS INC (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Nantahala Capital Managem...
Disclosed value leader
ARMISTICE CAPITAL, LLC
Comparable rows
28/44
Latest evidence
01 Jul 2026
13D/G 13F 3/4/5 Lead comparable stake: 10% 16 rows are not safely comparable across share classes. 13D/G row: Nantahala Capital Management, LLC Showing 1-8 of 44 holder rows.

Quick read

Nantahala Capital Management, LLC leads the comparable SEC ownership view at 10%.

28 of 44 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Nantahala Capital Management, LLC's linked filing trail.
Comparable ownership Top 5
Nantahala Capital Management, LLC 10%
PERCEPTIVE ADVISORS LLC 10%
Alyeska Investment Group, L.P. 10%
ADAR1 Capital Management, LLC 9.9%
Rosalind Advisors, Inc. 9.9%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 44 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Nantahala Capital Management, LLC
13D/G
10%
$1,293,619
491,889 shares
+$140,489 30 Jun 2026
PERCEPTIVE ADVISORS LLC
13D/G 13F
Company
10%
$1,163,434
442,387 shares
$0 06 Apr 2026
Alyeska Investment Group, L.P.
13D/G
10%
$852,483
394,668 shares
+$689,126 31 Mar 2026
ADAR1 Capital Management, LLC
13D/G 13F
ADAR1 Capital Management GP, LLC · Company
9.9%
$1,250,197
475,378 shares
+$289,812 30 Jun 2026
Rosalind Advisors, Inc.
13D/G
9.9%
464,676 shares
$0 31 Dec 2025
Orin Hirschman
13D/G
4.9%
$380,178
192,984 shares
-$123,265 31 Dec 2025
Nantahala Capital Partners Limited Partnership
13D/G
3.4%
$321,270
148,736 shares
-$88,493 31 Mar 2026
GOLDMAN SACHS GROUP INC
13D/G
THE GOLDMAN SACHS GROUP, INC.
0%
$429
130 shares
$0 31 Dec 2024
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 13 Sep 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-17 of 17 reporting-owner rows connected to KIORA PHARMACEUTICALS INC. Open a relationship link for the CIK-to-CIK filing trail.

Rows
17
Largest Forms 3/4/5 holder
ARMISTICE CAPITAL, LLC
Net 12M change
$0
Latest report
01 Jul 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
ARMISTICE CAPITAL, LLC 10%+ Owner $3,006,550 Mixed 30 Jul 2021
Stephen From Executive Chairman, Director $259,264 Mixed 05 Jan 2022
Brian M. Strem President and CEO, Director $113,528 Mixed 01 Jul 2026
Sarah Romano Chief Financial Officer $87,117 Mixed 10 Feb 2022
Eric Joseph Daniels Chief Development Officer $62,529 Mixed 01 Apr 2026
Michael P. Manzo VP of Engineering $58,898 Mixed 03 Aug 2021
Brenda Mann VP of Research & Development $57,971 Mixed 02 Nov 2021
Melissa Tosca Cfo $50,303 Mixed 01 Jul 2026
Praveen Tyle Director $19,855 Filing P/S 10 Jun 2026
Erin Parsons Director $16,885 Mixed 10 Jun 2026
Aron Shapiro Director $10,800 Filing P/S 10 Jun 2026
Lisa Walters-Hoffert Director $4,825 Filing P/S 10 Jun 2026
Carmine N. Stengone Director $4,600 Filing P/S 10 Jun 2026
Susan L. Drexler Interim CFO Mixed 21 Apr 2022
Kenneth L. Gayron Director Mixed 29 Sep 2023
David Hollander Director Mixed 10 Jun 2026
Paul G. Chaney Director Mixed 03 Mar 2023

Recent insider transactions for KIORA PHARMACEUTICALS INC

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Melissa Tosca KPRX Common Stock Tax liability -3.38% -911 26,064 01 Jul 2026 Direct
Brian M. Strem KPRX Common Stock Tax liability -3.08% -1,869 58,823 01 Jul 2026 Direct
Carmine N. Stengone KPRX Stock Option (right to buy) Award 25,000 25,000 10 Jun 2026 Direct
Aron Shapiro KPRX Stock Option (right to buy) Award 25,000 25,000 10 Jun 2026 Direct
Erin Parsons KPRX Stock Option (right to buy) Award 25,000 25,000 10 Jun 2026 Direct
David Hollander KPRX Stock Option (right to buy) Award 25,000 25,000 10 Jun 2026 Direct
Lisa Walters-Hoffert KPRX Stock Option (right to buy) Award 25,000 25,000 10 Jun 2026 Direct
Praveen Tyle KPRX Stock Option (right to buy) Award 40,000 40,000 10 Jun 2026 Direct
Melissa Tosca KPRX Common Stock Tax liability -3.33% -929 26,975 01 Apr 2026 Direct
Eric Joseph Daniels KPRX Common Stock Tax liability -2.84% -929 31,741 01 Apr 2026 Direct
Brian M. Strem KPRX Common Stock Tax liability -3.04% -1,906 60,692 01 Apr 2026 Direct
Eric Joseph Daniels KPRX Common Stock Award 25% 6,533 32,670 06 Mar 2026 Direct
Eric Joseph Daniels KPRX Stock Option (right to buy) Award 13,067 13,067 06 Mar 2026 Direct
Brian M. Strem KPRX Common Stock Award 36.5% 16,733 62,598 06 Mar 2026 Direct
Brian M. Strem KPRX Stock Option (right to buy) Award 33,467 33,467 06 Mar 2026 Direct
Melissa Tosca KPRX Common Stock Award 30.6% 6,533 27,904 06 Mar 2026 Direct
Melissa Tosca KPRX Stock Option (right to buy) Award 13,067 13,067 06 Mar 2026 Direct
Eric Joseph Daniels KPRX Common Stock Tax liability -0.9% -238 26,137 03 Mar 2026 Direct
Brian M. Strem KPRX Common Stock Tax liability -0.52% -238 45,865 03 Mar 2026 Direct
* marks a reported price that did not pass the local price check.
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