Holder evidence
50
SEC ownership of Ocugen, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001372299.
Lead holder
JANUS HENDERSON GROUP PLC
13D/G signal
JANUS HENDERSON GROUP PLC
Latest evidence
09 Apr 2026
- CIK
- 0001372299
- Symbol
- OCGN on Nasdaq
- Location
- Malvern, PA
- SEC evidence mix
- 13D/G, 13F, and 3/4/5
- Lead holder
- JANUS HENDERSON GROUP PLC
- Latest large-stake holder
- JANUS HENDERSON GROUP PLC
- Latest evidence date
- 09 Apr 2026
Issuer identity
Ownership snapshot
Ownership snapshot
Top shareholders of Ocugen, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
JANUS HENDERSON GROUP PLC
13D/G signal
JANUS HENDERSON GROUP PLC
Evidence rows
50
Latest as of
09 Apr 2026
13D/G
13F
3/4/5
Lead comparable stake: 6%
13D/G row: JANUS HENDERSON GROUP PLC
Showing 1-8 of 50 holder rows.
Rank 1 holder
JANUS HENDERSON GROUP PLC
13D/G
- Ownership
- 6%
- Position
- $26.8M
Rank 2 holder
MILLENNIUM MANAGEMENT LLC
13D/G
13F
- Ownership
- 5.2%
- Position
- $30.9M
Rank 3 holder
STATE STREET CORP
13F
13D/G
- Ownership
- 2%
- Position
- $17.5M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| JANUS HENDERSON GROUP PLC |
13D/G
|
6%
|
$26,800,000
20,000,000 shares
|
$0 | 28 Nov 2025 |
| MILLENNIUM MANAGEMENT LLC |
13D/G
13F
Company
|
5.2%
|
$30,904,997
17,074,584 shares
|
$0 | 09 Apr 2026 |
| STATE STREET CORP |
13F
13D/G
Company · STATE STREET CORPORATION
|
2%
from 13D/G
|
$17,503,046
9,670,191 shares
|
— | 31 Mar 2026 |
| BlackRock, Inc. |
13F
13D/G
Company
|
1.9%
from 13D/G
|
$13,222,012
7,304,979 shares
|
— | 31 Mar 2026 |
| Essalima Johnson Greene |
3/4/5
Chief Financial Officer
|
0.15%
|
$705,493
500,350 shares
|
— | 04 Mar 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
Company
|
4.2%
|
$24,985,441
13,804,111 shares
|
— | 31 Mar 2026 |
| MARSHALL WACE, LLP |
13F
Company
|
2.5%
|
$14,574,752
8,052,350 shares
|
— | 31 Mar 2026 |
| UBS Group AG |
13F
Company
|
2.2%
|
$13,177,379
7,280,320 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 31 May 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-18 of 18 reporting-owner rows connected to Ocugen, Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
18
Lead holder
Shankar Musunuri
Net 12M change
$0
Latest report
01 Apr 2026
Recent insider transactions for Ocugen, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Reported value | Reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Junge Zhang | OCGN | Common Stock | Options Exercise | 16.7% | 194,134 | 1,359,316 | 01 Apr 2026 | Direct | ||
| Junge Zhang | OCGN | Option (right to buy) | Options Exercise | -100% | -194,134 | 0 | 01 Apr 2026 | Direct | ||
| Shankar Musunuri | OCGN | Common Stock | Award | 170.4% | 3,123,201 | 4,955,924 | 02 Jan 2026 | Direct | ||
| Shankar Musunuri | OCGN | Option (Right to Buy) | Award | 3,123,201 | 3,123,201 | 02 Jan 2026 | Direct | |||
| Ramesh Ramachandran | OCGN | Common Stock | Award | 11516.7% | 207,300 | 209,100 | 02 Jan 2026 | Direct | ||
| Ramesh Ramachandran | OCGN | Option (Right to Buy) | Award | 310,950 | 310,950 | 02 Jan 2026 | Direct | |||
| Satishchandran Chandrasekhar | OCGN | Option (Right to Buy) | Award | 151,316 | 151,316 | 05 Jun 2025 | Direct | |||
| Blaise Coleman | OCGN | Option (Right to Buy) | Award | 151,316 | 151,316 | 05 Jun 2025 | Direct | |||
| Kirsten Castillo | OCGN | Option (Right to Buy) | Award | 151,316 | 151,316 | 05 Jun 2025 | Direct | |||
| Uday Kompella | OCGN | Option (Right to Buy) | Award | 151,316 | 151,316 | 05 Jun 2025 | Direct | |||
| Junge Zhang | OCGN | Option (Right to Buy) | Award | 151,316 | 151,316 | 05 Jun 2025 | Direct |
* indicates a reported price that failed the local validity check.