Jun Zhu - 17 Mar 2026 Form 3 Insider Report for The9 LTD (NCTY)

Role
Director
Signature
/s/ Zhu Jun
Issuer symbol
NCTY
Transactions as of
17 Mar 2026
Net transactions value
$0
Form type
3
Filing time
17 Mar 2026, 07:52:40 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Zhu Jun Director 17 FLOOR, NO. 130 WU SONG ROAD,, HONG KOU DISTRICT, SHANGHAI, CHINA /s/ Zhu Jun 17 Mar 2026 0001318069

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NCTY American Depositary Shares 571,347 17 Mar 2026 Direct F1
holding NCTY American Depositary Shares 3,040 17 Mar 2026 By Incsight Limited Corporation F1, F2
holding NCTY Class A Ordinary Shares 270,000,100 17 Mar 2026 Direct F3
holding NCTY Class A Ordinary Shares (Restricted) 365,000,000 17 Mar 2026 Direct F4
holding NCTY Class A Ordinary Shares (Restricted) 54,000,000 17 Mar 2026 Direct F5
holding NCTY Class B Ordinary Shares 57,500,000 17 Mar 2026 Direct F6
holding NCTY Class B Ordinary Shares 6,107,334 17 Mar 2026 By Incsight Limited Corporation F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each American Depositary Share represents 300 Class A Ordinary Shares of the Issuer.
F2 These American Depositary Shares are held in the name of Incsight Limited, which is a company registered in the British Virgin Islands and wholly-owned by the reporting person.
F3 These Class A Ordinary Shares represent vested Restricted Shares held by the reporting person in the form of Class A Ordinary Shares without transfer restrictions. Among these Class A Ordinary Shares, 5,000,100 were granted on September 7, 2023, 100,000,000 were granted on March 10, 2025, and 165,000,000 were granted on September 18, 2025, each in the form of Restricted Shares at the granting
F4 These Class A Ordinary Shares represent the unvested Restricted Shares held in the form of Class A Ordinary Shares by the reporting person. Among these Class A Ordinary Shares, 200,000,000 were granted on March 10, 2025 in the form of Restricted Shares and would vest each month in 1/36th of the total granted amount; 165,000,000 were granted on September 18, 2025 in the form of Restricted Shares, among which 50% would vest on the first anniversary of the grant, and another 50% would vest on the second anniversary of the grant.
F5 These Class A Ordinary Shares represent the unvested Restricted Shares held in the form of Class A Ordinary Shares by the reporting person. These Class A Ordinary Shares were granted on September 7, 2023, and would vest and be released from lock-up each month in 1/12th of the total amount during the third year, only if the closing trading price of the Issuer's American Depositary Shares reaches US$20 or higher on any trading day after the date of the grant.
F6 Each Class B Ordinary Share is convertible into one Class A Ordinary Share of the Issuer at any time at the option of the reporting person.