| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee for the Broadwind, Inc. Employees' 401(k) | 7.3% | 1,669,405 | 0 | 1,669,405 | Jared Gillespie | Jared Gillespie, Vice President, Operations |