Comparable stake leader
IV Global Fund No. 4
SEC ownership of DZS INC.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001101680.
Disclosed value leader
IV Global Fund No. 4
Comparable rows
0/19
Latest evidence
31 Dec 2024
- Parsed ownership sources
-
3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
IV Global Fund No. 4
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
31 Dec 2024
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001101680
- Issuer location
- Plano, TX
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of DZS INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
IV Global Fund No. 4
Disclosed value leader
IV Global Fund No. 4
Comparable rows
0/19
Latest evidence
31 Dec 2024
3/4/5
Highest disclosed value: $11,413,044
19 rows are not safely comparable across share classes.
Showing 1-8 of 19 holder rows.
Quick read
IV Global Fund No. 4 has the largest disclosed position value at $11.41M.
0 of 19 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens IV Global Fund No. 4's linked filing trail.
Disclosed position value
Top 5
IV Global Fund No. 4
$11.41M
Charles D. Vogt
$589K
Misty Dawn Kawecki
$122K
Matthew W. Bross
$108K
Choon Yul Yoo
$107.9K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-8 of 19 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| IV Global Fund No. 4 |
3/4/5
10%+ Owner
|
—
class O/S missing
|
$11,413,044
5,434,783 shares
|
— | 03 Jan 2024 |
| Charles D. Vogt |
3/4/5
President & CEO, Director
|
—
mixed-class rows
|
$588,954
819,946 shares
mixed-class rows
|
— | 10 Dec 2024 |
| Misty Dawn Kawecki |
3/4/5
Chief Financial Officer
|
—
class O/S missing
|
$122,024
104,742 shares
|
— | 02 Aug 2024 |
| Matthew W. Bross |
3/4/5
Director
|
—
class O/S missing
|
$108,005
127,065 shares
|
— | 31 Dec 2024 |
| Choon Yul Yoo |
3/4/5
Director
|
—
class O/S missing
|
$107,886
126,925 shares
|
— | 31 Dec 2024 |
| Joon Kyung Kim |
3/4/5
Director
|
—
class O/S missing
|
$105,609
124,246 shares
|
— | 31 Dec 2024 |
| Barbara Carbone |
3/4/5
Director
|
—
class O/S missing
|
$99,505
117,065 shares
|
— | 31 Dec 2024 |
| Todd Jackson |
3/4/5
Director
|
—
class O/S missing
|
$85,000
100,000 shares
|
— | 31 Dec 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 30 Jul 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 21 reporting-owner rows connected to DZS INC.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
21
Largest Forms 3/4/5 holder
IV Global Fund No. 4
Net 12M change
$0
Latest report
04 Dec 2025
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| IV Global Fund No. 4 | 10%+ Owner | $11,413,044 | Mixed | 03 Jan 2024 | ||
| Charles D. Vogt | President & CEO, Director | $588,954 | Mixed | 10 Dec 2024 | ||
| Misty Dawn Kawecki | Chief Financial Officer | $122,024 | Mixed | 02 Aug 2024 | ||
| Matthew W. Bross | Director | $108,005 | Mixed | 31 Dec 2024 | ||
| Choon Yul Yoo | Director | $107,886 | Mixed | 31 Dec 2024 | ||
| Joon Kyung Kim | Director | $105,609 | Mixed | 31 Dec 2024 | ||
| Barbara Carbone | Director | $99,505 | Mixed | 31 Dec 2024 | ||
| Woong Ji Choi | Director | $85,000 | Mixed | 31 Dec 2024 | ||
| Todd Jackson | Director | $85,000 | Mixed | 31 Dec 2024 | ||
| Deok Yeon Won | Chief Customer Officer, Asia | $78,750 | Mixed | 01 Jul 2023 | ||
| Min Woo Nam | Director | $75,308 | Mixed | 30 Jun 2023 | ||
| Norman L. Foust | SVP of Global Supply Chain | $71,627 | Mixed | 01 Jul 2023 | ||
| David R. Schopp | Director | $66,213 | Mixed | 31 Dec 2023 | ||
| Justin K. Ferguson | Chief Legal Officer | $57,938 | Mixed | 01 Oct 2024 | ||
| Brian Chesnut | Chief Accounting Officer | $43,500 | Mixed | 06 Sep 2024 | ||
| Miguel Alonso | Chief Product Officer | $42,414 | Mixed | 01 Oct 2024 | ||
| Thomas Cancro | Chief Financial Officer | $42,000 | Mixed | 01 Jul 2021 | ||
| Raghu Marthi | Chief Operating Officer | $38,582 | Mixed | 20 Sep 2024 | ||
| Gunter Reiss | Chief Marketing Officer | $22,078 | Mixed | 06 Sep 2024 | ||
| Thomas Arthur Carter | Chief Customer Officer, AEMEA | Mixed | 20 Feb 2023 |
Recent insider transactions for DZS INC.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Dasan Networks, Inc | DZSIQ | Common Stock | Sale | -100% | -9,093,015 | 0 | 04 Dec 2025 | Direct |
* marks a reported price that did not pass the local price check.