SEC ownership of ROCKY BRANDS, INC.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000895456.

Comparable stake leader

ALLIANCEBERNSTEIN L.P.

Disclosed value leader

ALLIANCEBERNSTEIN L.P.

Comparable rows

50/50

Latest evidence

11 Aug 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
ALLIANCEBERNSTEIN L.P.
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
11 Aug 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000895456
Issuer location
Nelsonville, OH

Ownership snapshot

Top shareholders of ROCKY BRANDS, INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ALLIANCEBERNSTEIN L.P.
Disclosed value leader
ALLIANCEBERNSTEIN L.P.
Comparable rows
50/50
Latest evidence
11 Aug 2026
13D/G 13F 3/4/5 Lead comparable stake: 8.6% 13D/G row: ALLIANCEBERNSTEIN L.P. Showing 1-8 of 50 holder rows.

Quick read

ALLIANCEBERNSTEIN L.P. leads the comparable SEC ownership view at 8.6%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ALLIANCEBERNSTEIN L.P.'s linked filing trail.
Comparable ownership Top 5
ALLIANCEBERNSTEIN L.P. 8.6%
RAYMOND JAMES & ASSOCIATES 6.4%
FMR LLC 1.2%
Curtis A. Loveland 1.2%
Michael L. Finn 0.44%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ALLIANCEBERNSTEIN L.P.
13D/G 13F
Company
8.6%
$26,689,497
647,175 shares
+$5,548,636 30 Jun 2026
RAYMOND JAMES & ASSOCIATES
13D/G
6.4%
$14,094,453
480,567 shares
$0 31 Dec 2025
FMR LLC
13D/G 13F
Company
1.2%
$2,753,405
92,431 shares
-$13,633,931 30 Sep 2025
Curtis A. Loveland
3/4/5
Assistant Secretary, Director
1.2%
$4,680,842
92,610 shares
-$771,387 04 Aug 2026
Michael L. Finn
3/4/5
Director
0.44%
$1,367,642
33,163 shares
-$152,913 11 Aug 2026
Robert Burton Moore Jr.
3/4/5
Director
0.41%
$1,261,160
30,581 shares
-$149,190 05 Aug 2026
G. Courtney Haning
3/4/5
Director
0.3%
$938,210
22,750 shares
-$147,180 30 Jul 2026
William L. Jordan
3/4/5
Director
0.28%
$1,086,728
20,951 shares
-$148,793 04 Aug 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$1,945,157.

Buys
$33,009
Insiders: 1
Sells
$1,978,166
Insiders: 8
Net
-$1,945,157
Shares: -48,639
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 800 Shares: 49,439
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 500 24,483 $24,315 $1,218,226 -$1,193,911
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 300 24,956 $8,694 $759,941 -$751,247

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-17 of 17 reporting-owner rows connected to ROCKY BRANDS, INC.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
17
Largest Forms 3/4/5 holder
Mike Brooks
Net 12M change
-$1,945,158
Latest report
11 Aug 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Mike Brooks Director $6,561,456 Filing P/S 12 Dec 2023
Curtis A. Loveland Assistant Secretary, Director $4,680,842 -$771,387 -14% Filing P/S 04 Aug 2026
Michael L. Finn Director $1,367,642 -$152,913 -10% Median 11 Aug 2026
Robert Burton Moore Jr. Director $1,261,160 -$149,190 -11% Median 05 Aug 2026
William L. Jordan Director $1,086,728 -$148,793 -12% Filing P/S 04 Aug 2026
G. Courtney Haning Director $938,210 -$147,180 -14% Median 30 Jul 2026
Glen E. Corlett Director $831,005 Mixed 01 Oct 2022
Thomas D. Robertson COO, CFO & Treasurer $806,613 Mixed 01 Jan 2026
Dwight Eric Smith Director $794,905 +$33,009 +4.3% Filing P/S 30 Jul 2026
Jason Brooks Chmn, President and CEO, Director $742,863 Mixed 01 Jan 2026
Tracie A. Winbigler Director $675,910 -$142,337 -17% Filing P/S 31 Jul 2026
James L. Stewart Director $504,556 Mixed 12 Dec 2022
Robyn R. Hahn Director $312,395 -$269,038 -46% Filing P/S 31 Jul 2026
Byron Wortham SVP Georgia Boot & Durango $107,541 -$197,329 -65% Mixed 01 Jan 2026
Richard Simms President of Operations $99,108 Mixed 01 Jan 2023
Sarah E. O'Connor SVP, CFO and Treasurer $15,659 Mixed 15 May 2023
David P. Dixon President, Sourcing and Mfg Mixed 03 Jan 2022

Recent insider transactions for ROCKY BRANDS, INC.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Michael L. Finn RCKY Common Stock, without par value Gift -1.49% -500 33,163 11 Aug 2026 Direct
Robert Burton Moore Jr. RCKY Common Stock, without par value Options Exercise 10.9% 3,000 30,581 07 Aug 2026 Direct
Robert Burton Moore Jr. RCKY Stock Option (right to buy) Options Exercise -100% -3,000 0 07 Aug 2026 Direct
Robert Burton Moore Jr. RCKY Common Stock, without par value Sale -9.81% $149,190 $49.73 -3,000 27,581 05 Aug 2026 Direct
William L. Jordan RCKY Common Stock, without par value Sale -4.51% $51,299 $51.87 -989 20,951 04 Aug 2026 Direct
Curtis A. Loveland RCKY Common Stock, without par value Sale -3.62% $176,043 $50.54 -3,483 92,610 04 Aug 2026 Direct
Michael L. Finn RCKY Common Stock, without par value Options Exercise 9.78% 3,000 33,663 04 Aug 2026 Direct
Michael L. Finn RCKY Stock Option (right to buy) Options Exercise -100% -3,000 0 04 Aug 2026 Direct
Robyn R. Hahn RCKY Common Stock, without par value Sale -32.9% $152,910 $50.97 -3,000 6,129 04 Aug 2026 Direct
Michael L. Finn RCKY Common Stock, without par value Sale -8.91% $152,913 $50.97 -3,000 30,663 03 Aug 2026 Direct
Robyn R. Hahn RCKY Common Stock, without par value Options Exercise 49% 3,000 9,129 31 Jul 2026 Direct
Robyn R. Hahn RCKY Stock Option (right to buy) Options Exercise -100% -3,000 0 31 Jul 2026 Direct
G. Courtney Haning RCKY Common Stock, without par value Options Exercise 15.2% 3,000 22,750 31 Jul 2026 Direct
G. Courtney Haning RCKY Stock Option (right to buy) Options Exercise -100% -3,000 0 31 Jul 2026 Direct
William L. Jordan RCKY Common Stock, without par value Sale -8.4% $97,493 $48.48 -2,011 21,940 31 Jul 2026 Direct
William L. Jordan RCKY Common Stock, without par value Options Exercise 14.3% 3,000 23,951 31 Jul 2026 Direct
William L. Jordan RCKY Stock Option (right to buy) Options Exercise -100% -3,000 0 31 Jul 2026 Direct
Tracie A. Winbigler RCKY Common Stock, without par value Sale -17.4% $142,337 $47.45 -3,000 14,246 31 Jul 2026 Direct
Tracie A. Winbigler RCKY Common Stock, without par value Options Exercise 21.1% 3,000 17,246 31 Jul 2026 Direct
Tracie A. Winbigler RCKY Stock Option (right to buy) Options Exercise -100% -3,000 0 31 Jul 2026 Direct
G. Courtney Haning RCKY Common Stock, without par value Sale -13.2% $147,180 $49.06 -3,000 19,750 30 Jul 2026 Direct
Dwight Eric Smith RCKY Common Stock, without par value Purchase 3.16% $24,315 $48.63 500 16,346 30 Jul 2026 Direct
Curtis A. Loveland RCKY Common Stock, without par value Sale -3.03% $148,860 $49.62 -3,000 96,094 30 Jul 2026 Direct
Curtis A. Loveland RCKY Common Stock, without par value Options Exercise 3.12% 3,000 99,094 30 Jul 2026 Direct
Curtis A. Loveland RCKY Stock Option (right to buy) Options Exercise -100% -3,000 0 30 Jul 2026 Direct
Michael L. Finn RCKY Common Stock, without par value Award 1.42% 472 33,663 01 Jul 2026 Direct
Robyn R. Hahn RCKY Common Stock, without par value Award 8.34% 472 6,129 01 Jul 2026 Direct
G. Courtney Haning RCKY Common Stock, without par value Award 2.12% 472 22,750 01 Jul 2026 Direct
William L. Jordan RCKY Common Stock, without par value Award 2.3% 472 20,951 01 Jul 2026 Direct
Curtis A. Loveland RCKY Common Stock, without par value Award 0.49% 472 97,094 01 Jul 2026 Direct
Robert Burton Moore Jr. RCKY Common Stock, without par value Award 1.57% 472 30,581 01 Jul 2026 Direct
Dwight Eric Smith RCKY Common Stock, without par value Award 3.07% 472 15,846 01 Jul 2026 Direct
Tracie A. Winbigler RCKY Common Stock, without par value Award 3.43% 472 14,246 01 Jul 2026 Direct
Curtis A. Loveland RCKY Common Stock, without par value Gift -1.03% -1,000 95,621 05 Jun 2026 Direct
Dwight Eric Smith RCKY Common Stock, without par value Award 3.38% 503 15,374 01 Apr 2026 Direct
Tracie A. Winbigler RCKY Common Stock, without par value Award 3.79% 503 13,774 01 Apr 2026 Direct
Robert Burton Moore Jr. RCKY Common Stock, without par value Award 1.7% 503 30,109 01 Apr 2026 Direct
Curtis A. Loveland RCKY Common Stock, without par value Award 0.52% 503 96,621 01 Apr 2026 Direct
William L. Jordan RCKY Common Stock, without par value Award 2.52% 503 20,479 01 Apr 2026 Direct
G. Courtney Haning RCKY Common Stock, without par value Award 2.31% 503 22,278 01 Apr 2026 Direct
Robyn R. Hahn RCKY Common Stock, without par value Award 9.76% 503 5,657 01 Apr 2026 Direct
Michael L. Finn RCKY Common Stock, without par value Award 1.54% 503 33,191 01 Apr 2026 Direct
Robert Burton Moore Jr. RCKY Common Stock, without par value Award 2.29% 664 29,606 01 Jan 2026 Direct
Byron Wortham RCKY Common Stock, without par value Tax liability -22% -746 2,641 01 Jan 2026 Direct
Byron Wortham RCKY Common Stock, without par value Options Exercise 3,387 3,387 01 Jan 2026 Direct
Byron Wortham RCKY Restricted Stock Unit Award 2,727 2,727 01 Jan 2026 Direct
Byron Wortham RCKY Restricted Stock Unit Options Exercise -100% -3,387 0 01 Jan 2026 Direct
Curtis A. Loveland RCKY Common Stock, without par value Award 0.7% 664 96,118 01 Jan 2026 Direct
William L. Jordan RCKY Common Stock, without par value Award 3.44% 664 19,976 01 Jan 2026 Direct
Tracie A. Winbigler RCKY Common Stock, without par value Award 5.27% 664 13,271 01 Jan 2026 Direct
* marks a reported price that did not pass the local price check.
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