Charles Bradford Raymond - 09 Mar 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-Head Global Instl Eqty Adv
Signature
/s/ Charles Bradford Raymond
Issuer symbol
SF
Transactions as of
09 Mar 2026
Net transactions value
$0
Form type
4
Filing time
11 Mar 2026, 16:39:59 UTC
Previous filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Raymond Charles Bradford Co-Head Global Instl Eqty Adv 787 7TH AVENUE, NEW YORK /s/ Charles Bradford Raymond 11 Mar 2026 0002073787

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise +53,241 +82% $0.000000* 117,780 09 Mar 2026 Direct
transaction SF Common Stock Tax liability -29,443 -25% $73.05* 88,337 09 Mar 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Unit Award +60,673 +73% $0.000000* 144,260 09 Mar 2026 Common Stock 60,673 $0.000000 Direct F1, F2
transaction SF Phantom Stock Unit Options Exercise -53,241 -37% $0.000000* 91,019 09 Mar 2026 Common Stock 53,241 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units are being issued based on the PRSU award granted in 2022. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.
F2 No expiration date for these Units
F3 Currently exercisable.