Key facts
- This page summarizes Patrick J. Griffin's Form 4 filing for ESCALADE INC (ESCA).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 07 Apr 2026, 16:30.
Patrick J. Griffin - 03 Apr 2026 Form 4 Insider Report for ESCALADE INC (ESCA)
- Reporting relationship
- PRESIDENT & CEO, Director, 10%+ Owner
- Issuer ticker
- ESCA
- Reported as of
- 03 Apr 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Apr 2026, 16:30:19 UTC
- Prior SEC filing
- 12 Mar 2026
- Next SEC filing
- 12 Jun 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ PATRICK J. GRIFFIN
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick J. Griffin filed Form 4 for ESCALADE INC (ESCA) on 07 Apr 2026.
Change
- Previous filing in this sequence was filed on 12 Mar 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001463197
Primary reporting owner
Griffin Patrick J
- Relationship
- PRESIDENT & CEO, Director, 10%+ Owner
- Address
- 817 MAXWELL AVENUE, EVANSVILLE
- Signature
- /s/ PATRICK J. GRIFFIN
- Signature date
- 06 Apr 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ESCA
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,100
- Change %
- +0.36%
- Price
- Shares after
- 580,455
- Date
- 03 Apr 2026
- Ownership
- Direct
- Footnotes
- F1
ESCA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,289
- Date
- 03 Apr 2026
- Ownership
- By adult son
- Footnotes
- F2
ESCA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,289
- Date
- 03 Apr 2026
- Ownership
- by UTMA custodian for adult daughter
- Footnotes
- F3
ESCA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 614,965
- Date
- 03 Apr 2026
- Ownership
- By Irevocable Trust
- Footnotes
- F4
ESCA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,326,736
- Date
- 03 Apr 2026
- Ownership
- By Family Limited Partnership
- Footnotes
- F5
ESCA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 300,000
- Date
- 03 Apr 2026
- Ownership
- By Revocable Trust
- Footnotes
- F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ESCA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -2,100
- Change %
- -50%
- Price
- $0.000000*
- Shares after
- 2,100
- Date
- 03 Apr 2026
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,100
- Exercise price
- Footnotes
- F7, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
Footnote F2
Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
Footnote F3
Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.
Footnote F4
Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
Footnote F5
This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.
Footnote F6
Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
Footnote F7
Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
Footnote F8
On April 3, 2024, the reporting person was granted 6,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,100 RSUs vested and settled on April 3, 2025 and 2,100 RSUs vested and settled on April 3, 2026. The remaining 2,100 RSUs will vest on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.