Derek Owens - 02 Mar 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Reporting relationship: CLO & General Counsel
Issuer ticker: CAT
Reported as of: 02 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 04 Mar 2026, 18:16:53 UTC
Prior SEC filing: 12 Feb 2026
Next SEC filing: 06 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicole Puza, POA for Derek Owens

Key filing fact

Derek Owens filed Form 4 for CATERPILLAR INC (CAT) on 04 Mar 2026.

Key facts

This page summarizes Derek Owens's Form 4 filing for CATERPILLAR INC (CAT).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 04 Mar 2026, 18:16.

Change

Previous filing in this sequence was filed on 12 Feb 2026.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0002006879 Primary reporting owner

Owens Derek

Relationship: CLO & General Counsel
Address: 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING
Signature: /s/ Nicole Puza, POA for Derek Owens
Signature date: 04 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CAT transaction

Common Stock

Award

Transaction value
Shares: +1,386
Change %: +19%
Price: $0.000000^*
Shares after: 8,851
Date: 02 Mar 2026
Ownership: Direct
Footnotes: F1

CAT transaction

Common Stock

Tax liability

Transaction value
Shares: -310
Change %: -3.5%
Price: $719.13^*
Shares after: 8,541
Date: 03 Mar 2026
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAT transaction Derivative

Employee Stock Options

Award

Transaction value
Shares: +3,865
Change %
Price: $0.000000^*
Shares after: 3,865
Date: 02 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,865
Exercise price: $752.18
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Includes adjustment for dividends accrued.

Footnote F2

Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.

Footnote F3

The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.