Derek Owens - 10 Feb 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Legal Officer
Signature
/s/ Nicole Puza, POA for Derek Owens
Issuer symbol
CAT
Transactions as of
10 Feb 2026
Net transactions value
-$99,807
Form type
4
Filing time
12 Feb 2026, 19:47:07 UTC
Previous filing
22 Apr 2025
Next filing
04 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Owens Derek Chief Legal Officer 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for Derek Owens 12 Feb 2026 0002006879

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +514 +7.3% $0.000000 7,590 10 Feb 2026 Direct F2
transaction CAT Common Stock Tax liability $99,807 -134 -1.8% $744.83 7,457 10 Feb 2026 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023.
F2 Includes adjustment for dividends accrued.