Denise C. Johnson - 04 Feb 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Reporting relationship: Group President
Issuer ticker: CAT
Reported as of: 04 Feb 2026
Net transaction value: -$7,572,662
SEC form: 4
Accepted by SEC: 06 Feb 2026, 12:44:06 UTC
Prior SEC filing: 04 Feb 2026
Next SEC filing: 12 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Nicole Puza, POA for Denise C. Johnson

Key filing fact

Denise C. Johnson filed Form 4 for CATERPILLAR INC (CAT) on 06 Feb 2026.

Key facts

This page summarizes Denise C. Johnson's Form 4 filing for CATERPILLAR INC (CAT).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 06 Feb 2026, 12:44.

Change

Previous filing in this sequence was filed on 04 Feb 2026.
Current net transaction value: -$7,572,662.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001608229 Primary reporting owner

Johnson Denise C

Relationship: Group President
Address: 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING
Signature: /s/ Nicole Puza, POA for Denise C. Johnson
Signature date: 06 Feb 2026

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAT transaction Derivative

Phantom Stock Units

Other

Transaction value: $7,572,662
Shares: -10,946
Change %: -100%
Price: $691.82
Shares after: 0
Date: 04 Feb 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,946
Exercise price
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.

Footnote F2

Intra-plan transfer pursuant to the employee's Supplemental Deferred Compensation Plan ("the Plan").

Footnote F3

The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.