Denise C. Johnson - 10 Feb 2026 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Denise Johnson
Issuer symbol
CAT
Transactions as of
10 Feb 2026
Net transactions value
-$2,653,829
Form type
4
Filing time
12 Feb 2026, 19:57:21 UTC
Previous filing
06 Feb 2026
Next filing
04 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Johnson Denise C Group President 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING /s/ Nicole Puza, POA for Denise Johnson 12 Feb 2026 0001608229

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +9,055 +21% $0.000000 52,405 10 Feb 2026 Direct
transaction CAT Common Stock Tax liability $2,653,829 -3,563 -6.8% $744.83 48,842 10 Feb 2026 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023.