Michael O'Grady - 29 Jan 2026 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Feb 2026, 17:52:55 UTC
Prior SEC filing
02 Feb 2026
Next SEC filing
09 Feb 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
David A. Serna, Attorney-In-Fact for Michael G. O'Grady

Key filing fact

Michael O'Grady filed Form 4 for NORTHERN TRUST CORP (NTRS) on 02 Feb 2026.

Key facts

  • This page summarizes Michael O'Grady's Form 4 filing for NORTHERN TRUST CORP (NTRS).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Feb 2026, 17:52.

Change

  • Previous filing in this sequence was filed on 02 Feb 2026.
  • Current net transaction value: -$1,268,822.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001527742 Primary reporting owner

O'Grady Michael

Relationship
Chairman and CEO, Director
Address
50 SOUTH LA SALLE ST, CHICAGO
Signature
David A. Serna, Attorney-In-Fact for Michael G. O'Grady
Signature date
02 Feb 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NTRS transaction

Common Stock

Options Exercise

Transaction value
$2,008,984
Shares
+34,489
Change %
+9.9%
Price
$58.25
Shares after
383,557
Date
29 Jan 2026
Ownership
By Trust
NTRS transaction

Common Stock

Tax liability

Transaction value
$3,277,806
Shares
-21,739
Change %
-5.7%
Price
$150.78
Shares after
361,818
Date
29 Jan 2026
Ownership
By Trust
NTRS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
63,986
Date
29 Jan 2026
Ownership
Direct
Footnotes
F1
NTRS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,960
Date
29 Jan 2026
Ownership
By Trust fbo Child 1
Footnotes
F2
NTRS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,959
Date
29 Jan 2026
Ownership
By Trust fbo Child 2
Footnotes
F2
NTRS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,960
Date
29 Jan 2026
Ownership
By Trust fbo Child 3
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NTRS transaction Derivative

Employee Stock Option (right-to-buy)

Options Exercise

Transaction value
$0
Shares
-34,489
Change %
-100%
Price
$0.000000
Shares after
0
Date
29 Jan 2026
Ownership
Direct
Underlying class
Common Stock
Underlying amount
34,489
Exercise price
$58.25
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Footnote F2

The reporting person's spouse is trustee of this trust.

Footnote F3

This option becomes exercisable in four equal annual installments beginning 2/16/2017.

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