| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| O'Grady Michael | Chairman and CEO, Director | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna, Attorney-In-Fact for Michael G. O'Grady | 02 Feb 2026 | 0001527742 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NTRS | Common Stock | 349,068 | 03 Dec 2025 | By Trust | F1 | |||||
| holding | NTRS | Common Stock | 63,986 | 03 Dec 2025 | Direct | F2 | |||||
| holding | NTRS | Common Stock | 6,960 | 03 Dec 2025 | By Trust fbo Child 1 | F3 | |||||
| holding | NTRS | Common Stock | 6,959 | 03 Dec 2025 | By Trust fbo Child 2 | F3 | |||||
| holding | NTRS | Common Stock | 6,960 | 03 Dec 2025 | By Trust fbo Child 3 | F3 |
| Id | Content |
|---|---|
| F1 | This amendment is being filed to correct the amount of shares reported. The share total was not updated to reflect that on July 30, 2025, the reporting person's 2023 grantor retained annuity trust ("GRAT") distributed 5,415.12 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. |
| F2 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | The reporting person's spouse is trustee of this trust. |