Bradley K. Serwin - 04 Sep 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Sep 2025, 16:30:21 UTC
Prior SEC filing
26 Aug 2025
Next SEC filing
06 Oct 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Bradley K. Serwin

Key filing fact

Bradley K. Serwin filed Form 4 for Compass, Inc. (COMP) on 05 Sep 2025.

Key facts

  • This page summarizes Bradley K. Serwin's Form 4 filing for Compass, Inc. (COMP).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 05 Sep 2025, 16:30.

Change

  • Previous filing in this sequence was filed on 26 Aug 2025.
  • Current net transaction value: -$202,044.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001314040 Primary reporting owner

Serwin Bradley K

Relationship
General Counsel and Secretary
Address
C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK
Signature
/s/ Bradley K. Serwin
Signature date
05 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

COMP transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+42,553
Change %
+17%
Price
$0.000000
Shares after
294,774
Date
04 Sep 2025
Ownership
Direct
Footnotes
F1
COMP transaction

Class A Common Stock

Tax liability

Transaction value
$202,044
Shares
-21,609
Change %
-7.3%
Price
$9.35
Shares after
273,165
Date
04 Sep 2025
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

COMP transaction Derivative

Performance Stock Unit (PSU)

Options Exercise

Transaction value
$0
Shares
-42,553
Change %
-50%
Price
$0.000000
Shares after
42,553
Date
04 Sep 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
42,553
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Footnote F2

Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of PSUs.

Footnote F3

The financial metrics of the PSUs have been satisfied and they will vest as to 50% on August 15, 2025 and the remaining 50% on August 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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