Bradley K. Serwin - 03 Oct 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
General Counsel
Signature
/s/ Bradley K. Serwin
Issuer symbol
COMP
Transactions as of
03 Oct 2025
Net transactions value
-$349,249
Form type
4
Filing time
06 Oct 2025, 17:32:03 UTC
Previous filing
05 Sep 2025
Next filing
13 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Serwin Bradley K General Counsel C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin 06 Oct 2025 0001314040

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +87,832 +32% $0.000000 360,997 03 Oct 2025 Direct F1
transaction COMP Class A Common Stock Tax liability $349,249 -44,604 -12% $7.83 316,393 03 Oct 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -14,758 -33% $0.000000 29,516 03 Oct 2025 Class A Common Stock 14,758 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -27,482 -33% $0.000000 54,965 03 Oct 2025 Class A Common Stock 27,482 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -33,786 -33% $0.000000 67,574 03 Oct 2025 Class A Common Stock 33,786 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -11,806 -6.7% $0.000000 165,290 03 Oct 2025 Class A Common Stock 11,806 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.