Bradley K. Serwin - 22 Aug 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K. Serwin
Issuer symbol
COMP
Transactions as of
22 Aug 2025
Net transactions value
-$241,694
Form type
4
Filing time
26 Aug 2025, 17:06:53 UTC
Previous filing
08 Jul 2025
Next filing
05 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Serwin Bradley K General Counsel and Secretary C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin 26 Aug 2025 0001314040

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Sale $117,576 -13,064 -4.7% $9.00 265,286 22 Aug 2025 Direct F1
transaction COMP Class A Common Stock Sale $124,118 -13,065 -4.9% $9.50 252,221 25 Aug 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 12, 2025.