J H Whitney VI L P - 20 Jun 2025 Form 4 Insider Report for Caris Life Sciences, Inc.

Reporting relationship: 10%+ Owner
Issuer ticker: CAI on Nasdaq
Reported as of: 20 Jun 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 23 Jun 2025, 18:36:26 UTC
Prior SEC filing: 17 Jun 2025
Source filing: View source filing
Reporting owner signature: J.H Whitney VI L.P., By: J.H. Whitney Equity Partners VI, LLC, its general partner, By: /s/ Paul R. Vigano, its Managing Manager

Key filing fact

J H Whitney VI L P filed Form 4 for Caris Life Sciences, Inc. on 23 Jun 2025.

Key facts

This page summarizes J H Whitney VI L P's Form 4 filing for Caris Life Sciences, Inc..
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 23 Jun 2025, 18:36.

Change

Previous filing in this sequence was filed on 17 Jun 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (4)

CIK 0001325073 Primary reporting owner

J H Whitney VI L P

Relationship: 10%+ Owner
Address: 212 ELM STREET, SUITE 1, NEW CANAAN
Signature: J.H Whitney VI L.P., By: J.H. Whitney Equity Partners VI, LLC, its general partner, By: /s/ Paul R. Vigano, its Managing Manager
Signature date: 23 Jun 2025

CIK 0001394517

J. H. Whitney Equity Partners VI, LLC

Relationship: 10%+ Owner
Address: 212 ELM STREET, SUITE 1, NEW CANAAN
Signature: J.H. Whitney Equity Partners VI, LLC, By: /s/ Paul R. Vigano, its Managing Manager
Signature date: 23 Jun 2025

CIK 0001239606

VIGANO PAUL R

Relationship: 10%+ Owner
Address: 212 ELM STREET, SUITE 1, NEW CANAAN
Signature: /s/ Paul R. Vigano
Signature date: 23 Jun 2025

CIK 0001239610

WILLIAMS ROBERT M JR

Relationship: 10%+ Owner
Address: 212 ELM STREET, SUITE 1, NEW CANAAN
Signature: /s/ Robert M. Williams, Jr.
Signature date: 23 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CAI transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +12,516,834
Change %: +162%
Price
Shares after: 20,256,615
Date: 20 Jun 2025
Ownership: See Footnote
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAI transaction Derivative

Series A Preferred Stock

Conversion of derivative security

Transaction value: $0
Shares: -50,067,334
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 20 Jun 2025
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 12,516,834
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

J H Whitney VI L P is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Each share of preferred stock automatically converted into 0.25 shares of Common Stock of the Issuer upon the closing of the initial public offering of the Issuer's Common Stock.

Footnote F2

The securities reported herein are held of record by J.H. Whitney VI L.P. J.H. Whitney Equity Partners VI, LLC is the sole general partner of J.H. Whitney VI L.P. Paul R. Vigano and Robert M. Williams, Jr., as the managing members of J.H. Whitney Equity Partners VI, LLC, share voting and investment power with respect to the shares held by J.H. Whitney VI L.P. Each of J.H. Whitney Equity Partners VI, LLC, Paul R. Vigano and Robert M. Williams, Jr. disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.