J H Whitney VI L P - Jun 17, 2025 Form 3 Insider Report for Caris Life Sciences, Inc. (CAI)

Role
10%+ Owner
Signature
J.H Whitney VI L.P., By: J.H. Whitney Equity Partners VI, LLC, its general partner, By: /s/ Paul R. Vigano, its Managing Manager
Stock symbol
CAI
Transactions as of
Jun 17, 2025
Transactions value $
$0
Form type
3
Date filed
6/17/2025, 09:35 PM
Next filing
Jun 23, 2025
SEC
View on sec.gov

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
J H Whitney VI L P 10%+ Owner 212 ELM STREET, SUITE 1, NEW CANAAN J.H Whitney VI L.P., By: J.H. Whitney Equity Partners VI, LLC, its general partner, By: /s/ Paul R. Vigano, its Managing Manager 2025-06-17 0001325073
J. H. Whitney Equity Partners VI, LLC 10%+ Owner 212 ELM STREET, SUITE 1, NEW CANAAN J.H. Whitney Equity Partners VI, LLC, By: /s/ Paul R. Vigano, its Managing Manager 2025-06-17 0001394517
VIGANO PAUL R 10%+ Owner 212 ELM STREET, SUITE 1, NEW CANAAN /s/ Paul R. Vigano 2025-06-17 0001239606
WILLIAMS ROBERT M JR 10%+ Owner 212 ELM STREET, SUITE 1, NEW CANAAN /s/ Robert M. Williams, Jr. 2025-06-17 0001239610

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CAI Common Stock 7.74M Jun 17, 2025 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CAI Series A Preferred Stock Jun 17, 2025 Common Stock 12.5M $0.00 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported herein are held of record by J.H. Whitney VI L.P. J.H. Whitney Equity Partners VI, LLC is the sole general partner of J.H. Whitney VI L.P. Paul R. Vigano and Robert M. Williams, Jr., as the managing members of J.H. Whitney Equity Partners VI, LLC, share voting and investment power with respect to the shares held by J.H. Whitney VI L.P. Each of J.H. Whitney Equity Partners VI, LLC, Paul R. Vigano and Robert M. Williams, Jr. disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.
F2 Each share of preferred stock is convertible at the holder's option into 0.25 shares of Common Stock of the Issuer, subject to adjustment in accordance with the certificate of formation, and will automatically convert upon the closing of the initial public offering of the Issuer's Common Stock